Form 1: national securities exchanges
An exchange's application for registration as a national securities exchange, and its amendments.
0 filings with an XML document, 383 fields defined by the SEC, every one of them available as filed.
Coverage
| Form type | Filings on EDGAR | With an XML document | First XML filing | Latest |
|---|---|---|---|---|
| 1 | 94 | 0 | — | 2026-09-30 |
| 1/A | 3,747 | 0 | — | 2026-10-13 |
Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.
API
Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=xml
&from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.- Each row carries the accession number, form, filing date, schema version and links to the filing on sec.gov.
Lossless JSON
The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.
- An element with only text is a string; one with children is an object keyed by SEC's element name; a name that repeats becomes an array.
- Attributes are
@namekeys (@xsi:nilincluded); text next to child elements is#text. - Order is kept in
#order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”).compact=truedrops it when you do not need the XML back. - Older schema versions are kept as filed: a 2004 Form 4 has the fields the 2004 schema had.
A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.
Example
SEC's own sample from the technical specification (fictitious data). The JSON below is what the API returns for it, produced by the same code that stores every filing.
XML as filed: 1AA_sample.xml
<?xml version="1.0" ?><edgarSubmission xmlns="http://www.sec.gov/edgar/form1filer" xmlns:com="http://www.sec.gov/edgar/common">
<schemaVersion>X0101</schemaVersion>
<headerData>
<submissionType>1AA</submissionType>
<entityName>a</entityName>
<amendmentNumber>1</amendmentNumber>
<filerInfo>
<filer>
<filerCredentials>
<cik>XXXXXXXXXX</cik>
<ccc>XXXXXXXX</ccc>
</filerCredentials>
</filer>
<liveTestFlag>LIVE</liveTestFlag>
<contact>
<contactName>James</contactName>
<contactPhoneNumber>2583697410</contactPhoneNumber>
<contactEmailAddress>[email protected]</contactEmailAddress>
</contact>
<notifications>
<notificationEmailAddress>[email protected]</notificationEmailAddress>
</notifications>
<flags>
<overrideInternetFlag>false</overrideInternetFlag>
</flags>
</filerInfo>
</headerData>
<formData>
<entityContactInformation>
<primaryAddress>
<com:street1>125 SPARKLING RD</com:street1>
<com:city>NEWARK</com:city>
<com:stateOrCountry>DE</com:stateOrCountry>
<com:zipCode>19711</com:zipCode>
</primaryAddress>
<isMailingAddressSame>true</isMailingAddressSame>
<mailingAddress>
<com:street1>125 SPARKLING RD</com:street1>
<com:city>NEWARK</com:city>
<com:stateOrCountry>DE</com:stateOrCountry>
<com:zipCode>19711</com:zipCode>
</mailingAddress>
<businessPhoneNumber>1472583690</businessPhoneNumber>
<facsimile>3692587410</facsimile>
<fiscalYearEnd>05/25</fiscalYearEnd>
<legalStatus>
<legalStatusApplicant>Sole Proprietorship</legalStatusApplicant>
</legalStatus>
</entityContactInformation>
<counselInformation>
<firmName>Mike</firmName>
<counselFirstName>Jakson</counselFirstName>
<counselLastName>Wilson</counselLastName>
<counselTitle>Asst Manager</counselTitle>
<counselAddress>
<com:street1>145 Drive</com:street1>
<com:street2>a</com:street2>
<com:city>Gaithersburg</com:city>
<com:stateOrCountry>1H</com:stateOrCountry>
<com:zipCode>36985</com:zipCode>
</counselAddress>
<counselEmail>[email protected]</counselEmail>
</counselInformation>
<section6>
<employeeFirstName>George</employeeFirstName>
<employeeLastName>Mason</employeeLastName>
<employeeTitle>Asst.Manager</employeeTitle>
<employeeEmail>[email protected]</employeeEmail>
<employeePhoneNumber>3692478510</employeePhoneNumber>
</section6>
<section7>
<consentServiceAttestation>true</consentServiceAttestation>
</section7>
</formData>
</edgarSubmission>JSON from the API (format=json)
{
"#order": [
"schemaVersion",
"headerData",
"formData"
],
"formData": {
"#order": [
"entityContactInformation",
"counselInformation",
"section6",
"section7"
],
"counselInformation": {
"#order": [
"firmName",
"counselFirstName",
"counselLastName",
"counselTitle",
"counselAddress",
"counselEmail"
],
"counselAddress": {
"#order": [
"street1",
"street2",
"city",
"stateOrCountry",
"zipCode"
],
"city": "Gaithersburg",
"stateOrCountry": "1H",
"street1": "145 Drive",
"street2": "a",
"zipCode": "36985"
},
"counselEmail": "[email protected]",
"counselFirstName": "Jakson",
"counselLastName": "Wilson",
"counselTitle": "Asst Manager",
"firmName": "Mike"
},
"entityContactInformation": {
"#order": [
"primaryAddress",
"isMailingAddressSame",
"mailingAddress",
"businessPhoneNumber",
"facsimile",
"fiscalYearEnd",
"legalStatus"
],
"businessPhoneNumber": "1472583690",
"facsimile": "3692587410",
"fiscalYearEnd": "05/25",
"isMailingAddressSame": "true",
"legalStatus": {
"legalStatusApplicant": "Sole Proprietorship"
},
"mailingAddress": {
"#order": [
"street1",
"city",
"stateOrCountry",
"zipCode"
],
"city": "NEWARK",
"stateOrCountry": "DE",
"street1": "125 SPARKLING RD",
"zipCode": "19711"
},
"primaryAddress": {
"#order": [
"street1",
"city",
"stateOrCountry",
"zipCode"
],
"city": "NEWARK",
"stateOrCountry": "DE",
"street1": "125 SPARKLING RD",
"zipCode": "19711"
}
},
"section6": {
"#order": [
"employeeFirstName",
"employeeLastName",
"employeeTitle",
"employeeEmail",
"employeePhoneNumber"
],
"employeeEmail": "[email protected]",
"employeeFirstName": "George",
"employeeLastName": "Mason",
"employeePhoneNumber": "3692478510",
"employeeTitle": "Asst.Manager"
},
"section7": {
"consentServiceAttestation": "true"
}
},
"headerData": {
"#order": [
"submissionType",
"entityName",
"amendmentNumber",
"filerInfo"
],
"amendmentNumber": "1",
"entityName": "a",
"filerInfo": {
"#order": [
"filer",
"liveTestFlag",
"contact",
"notifications",
"flags"
],
"contact": {
"#order": [
"contactName",
"contactPhoneNumber",
"contactEmailAddress"
],
"contactEmailAddress": "[email protected]",
"contactName": "James",
"contactPhoneNumber": "2583697410"
},
"filer": {
"filerCredentials": {
"#order": [
"cik",
"ccc"
],
"ccc": "XXXXXXXX",
"cik": "XXXXXXXXXX"
}
},
"flags": {
"overrideInternetFlag": "false"
},
"liveTestFlag": "LIVE",
"notifications": {
"notificationEmailAddress": "[email protected]"
}
},
"submissionType": "1AA"
},
"schemaVersion": "X0101"
}Every field
Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.
exhibitCDocument (eis_Form1_Common.xsd, 20 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitCDocument | (group) | 1..1 | ||
| exhibitCData | (group: EXHIBIT_C_DATA) | 1..100 | These elements are part of the Exhibit C | |
| organizationData | (group: ORGANIZATION_DATA) | 0..1 | ||
| organizationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| organizationAddress | (group: ADDRESS_TYPE) | 0..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| formOfOrganization | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| nameOfStateAndStatuteCitation | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| dateOfIncorporation | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| discriptionOfNature | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| discriptionOfBusiness | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| standingCommitteeData | (group: STANDING_COMMITTE_DATA) | 0..150 | ||
| membersOrPersonName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| membersOrPersonTitle | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| description | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| reasonForTermination | STRING_5000_TYPE | 0..1 | maxLength=5000 |
exhibitHDocument (eis_Form1_Common.xsd, 4 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitHDocument | (group) | 1..1 | ||
| exhibitHData | (group: EXHIBIT_H_DATA) | 1..1 | These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A. | |
| criteriaDescription | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| listingFeeSchedule | STRING_5000_TYPE | 0..1 | maxLength=5000 |
exhibitJDocument (eis_Form1_Common.xsd, 7 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitJDocument | (group) | 1..1 | ||
| exhibitJData | (group: EXHIBIT_J_DATA) | 1..500 | These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year | |
| memberName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| memberTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| positionStartDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| positionEndDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| businessType | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 |
exhibitKDocument (eis_Form1_Common.xsd, 7 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitKDocument | (group) | 1..1 | ||
| exhibitKData | (group: EXHIBIT_K_DATA) | 1..50 | These elements are part of the Exhibit K | |
| fullLegalName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| titleOrStatus | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| titleOrStatusAcquiredDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| approximateOwnershipInterest | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| personControlFlag | YES_NO_TYPE | 1..1 | one of: Y, N |
exhibitLDocument (eis_Form1_Common.xsd, 3 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitLDocument | (group) | 1..1 | ||
| exhibitLData | (group: EXHIBIT_L_DATA) | 1..1 | This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member. | |
| terminationProcedureDescription | STRING_30K_TYPE | 1..1 | minLength=1; maxLength=30000 |
exhibitMDocument (eis_Form1_Common.xsd, 16 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitMDocument | (group) | 1..1 | ||
| exhibitMData | (group: EXHIBIT_M_DATA) | 1..2000 | Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| name | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| dateOfElection | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| principalAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| princialPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| memberRelationshipToEntity | (group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE) | 0..10 | ||
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| memberRelationship | STRING_500_TYPE | 1..1 | maxLength=500 | |
| activitiesByMember | STRING_1K_TYPE | 1..1 | minLength=1; maxLength=1000 | |
| classOfMembership | STRING_5000_TYPE | 1..1 | maxLength=5000 |
exhibitNDocument (eis_Form1_Common.xsd, 19 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitNDocument | (group) | 1..1 | ||
| exhibitNData | (group: EXHIBIT_N_DATA) | 1..1 | ||
| item1 | (group: ITEM1) | 0..2000 | ||
| listedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item2 | (group: ITEM2) | 0..2000 | ||
| admittedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item3 | (group: ITEM3) | 0..2000 | ||
| unregisteredSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| statutoryExemption | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item4 | (group: ITEM4) | 0..2000 | ||
| otherSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 |
edgarSubmission (eis_Form1_Filer.xsd, 307 fields)
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| edgarSubmission | (group) | 1..1 | ||
| schemaVersion | SCHEMA_VERSION_TYPE | 0..1 | length=5 | |
| headerData | (group: HEADER_DATA) | 1..1 | ||
| submissionType | SUBMISSION_TYPE | 1..1 | one of: 1, 1AA, 1AC, 1/A, 1W, 1/A-A, 1/A-T, 1/S-M, 1/S-R | |
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| typeOfApplication | APPLICATION_TYPE | 0..1 | one of: National Securities Exchange, Exemption from registration based on limited volume | |
| amendmentNumber | INTEGER_TYPE_4 | 0..1 | minInclusive=1; maxInclusive=9999 | |
| dateExtensionExpires | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| effectiveDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| triennialFilingYear | YEAR_TYPE | 0..1 | pattern=\d{4,4} | |
| filerInfo | (group: FILER_INFO_TYPE) | 1..1 | These elements are part of the FILER_INFO_TYPE | |
| filer | (group: FILER_TYPE) | 1..1 | These elements are part of the FILER_TYPE group | |
| filerCredentials | (group: FILER_CREDENTIALS_TYPE) | 1..1 | These elements are part of the FILER_CREDENTIALS_TYPE | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 1..1 | length=8 | |
| liveTestFlag | LIVE_TEST_TYPE | 1..1 | one of: LIVE, TEST | |
| contact | (group: CONTACT_TYPE) | 1..1 | These elements are part of the CONTACT_TYPE | |
| contactName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| contactPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| contactEmailAddress | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| notifications | (group: NOTIFICATIONS_TYPE) | 0..1 | These elements are part of the NOTIFICATIONS_TYPE | |
| notificationEmailAddress | INTERNET_ADDRESS_TYPE | 0..3 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| flags | (group: FLAGS_TYPE) | 0..1 | These elements are part of the FLAGS_TYPE | |
| overrideInternetFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| formData | (group: FORM_DATA) | 1..1 | ||
| entityContactInformation | (group: ENTITY_CONTACT_INFORMATION) | 1..1 | This is the root element for Section1: Entity Contact Information | |
| previouslyFiled | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| primaryAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| isMailingAddressSame | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| mailingAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| businessPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| facsimile | PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| fiscalYearEnd | FISCAL_YEAR_TYPE_2 | 1..1 | pattern=\d{2,2}/\d{2,2} | |
| legalStatus | (group: LEGAL_STATUS_INFO_TYPE) | 1..1 | ||
| legalStatusApplicant | LEGAL_STATUS_OPTION_TYPE | 1..1 | one of: Sole Proprietorship, Corporation, Partnership, Limited Liability Company, Other | |
| dateExchangeObtained | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| legalStatusStateOrCountry | (group: STATE_COUNTRY_TYPE) | 0..1 | ||
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| legalStatusOraganizedExchange | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| otherSpecification | STRING_255_TYPE | 0..1 | maxLength=255 | |
| counselInformation | (group: COUNSEL_INFORMATION) | 1..1 | This is the root element for Section2: Name and address of Counsel | |
| firmName | NAME_TYPE_150 | 1..1 | minLength=1; maxLength=150; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,150} | |
| counselFirstName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| counselLastName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| counselTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| counselAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| counselEmail | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| supplementalMaterials | (group: SUPPLEMENTAL_MATERIALS_TYPE) | 0..1 | This is the root element for Section3: Specify if supplemental materials required under Rule 6a-3(a)(1) will be submitted as part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| supplementalMaterialOptions | SUPPLEMENTAL_MATERIAL_OPTIONS | 1..2 | one of: 1, 2 | |
| webAddress | WEBSITE_URL_TYPE | 0..3 | minLength=1; maxLength=256 | |
| section4 | (group: REPORT_SECURITIES_SOLD_TYPE) | 0..1 | These elements are part of Section IV – Rule 6a-3(b) | |
| nbrSharesStockSold | DECIMAL_TYPE16_4 | 1..1 | totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d | |
| aggrAmtStockSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| principalAmtBondsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| aggrAmtBondsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| nbrRightsWarrantsSold | DECIMAL_TYPE16_4 | 1..1 | totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d | |
| aggrAmtRightsWarrantsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| rptSecuritiesSoldDateEnded | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| exhibitA | (group: EXHIBIT_A_TYPE) | 0..1 | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 0..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitB | (group: EXHIBIT_B_TYPE) | 0..1 | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 0..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitC | (group: EXHIBIT_C_TYPE) | 0..1 | ||
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitCData | (group: EXHIBIT_C_DATA) | 1*..100 | These elements are part of the Exhibit C | |
| organizationData | (group: ORGANIZATION_DATA) | 0..1 | ||
| organizationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| organizationAddress | (group: ADDRESS_TYPE) | 0..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| formOfOrganization | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| nameOfStateAndStatuteCitation | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| dateOfIncorporation | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| discriptionOfNature | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| discriptionOfBusiness | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| standingCommitteeData | (group: STANDING_COMMITTE_DATA) | 0..150 | ||
| membersOrPersonName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| membersOrPersonTitle | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| description | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| reasonForTermination | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitD | (group: EXHIBIT_D_TYPE) | 0..1 | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 0..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitH | (group: EXHIBIT_H_TYPE) | 0..1 | ||
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitHData | (group: EXHIBIT_H_DATA) | 1*..1 | These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A. | |
| criteriaDescription | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| listingFeeSchedule | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitI | (group: EXHIBIT_I_TYPE) | 0..1 | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitJ | (group: EXHIBIT_J_TYPE) | 0..1 | These elements part of EXHIBIT_J_TYPE EXHIBIT_J_TYPE is Required on form types 1, 1/A-T Optional on form types 1AA and 1/A and Alternative method option is available to form type 1/A-T. | |
| (choice) | 1..1 | exactly one of the following branches | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitJData | (group: EXHIBIT_J_DATA) | 1*..500 | These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year | |
| memberName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| memberTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| positionStartDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| positionEndDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| businessType | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| exhibitK | (group: EXHIBIT_K_TYPE) | 0..1 | These elements part of EXHIBIT_K_TYPE | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitKData | (group: EXHIBIT_K_DATA) | 1*..50 | These elements are part of the Exhibit K | |
| fullLegalName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| titleOrStatus | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| titleOrStatusAcquiredDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| approximateOwnershipInterest | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| personControlFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| exhibitL | (group: EXHIBIT_L_TYPE) | 0..1 | These elements part of EXHIBIT_L_TYPE | |
| (choice) | 1..1 | exactly one of the following branches | ||
| exhibitLData | (group: EXHIBIT_L_DATA) | 1*..1 | This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member. | |
| terminationProcedureDescription | STRING_30K_TYPE | 1..1 | minLength=1; maxLength=30000 | |
| exhibitM | (group: EXHIBIT_M_TYPE) | 0..1 | These elements are part of the section 5 Exhibit M | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitMData | (group: EXHIBIT_M_DATA) | 1*..2000 | Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| name | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| dateOfElection | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| principalAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| princialPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| memberRelationshipToEntity | (group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE) | 0..10 | ||
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| memberRelationship | STRING_500_TYPE | 1..1 | maxLength=500 | |
| activitiesByMember | STRING_1K_TYPE | 1..1 | minLength=1; maxLength=1000 | |
| classOfMembership | STRING_5000_TYPE | 1..1 | maxLength=5000 | |
| exhibitN | (group: EXHIBIT_N_TYPE) | 0..1 | These elements are part of the section 5 Exhibit N | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitNData | (group: EXHIBIT_N_DATA) | 1*..1 | ||
| item1 | (group: ITEM1) | 0..2000 | ||
| listedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item2 | (group: ITEM2) | 0..2000 | ||
| admittedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item3 | (group: ITEM3) | 0..2000 | ||
| unregisteredSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| statutoryExemption | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item4 | (group: ITEM4) | 0..2000 | ||
| otherSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| section6 | (group: EMPLOYEE_CONTACT_INFORMATION) | 1..1 | These elements are part of the EMPLOYEE_CONTACT_INFORMATION | |
| employeeFirstName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| employeeLastName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| employeeTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| employeeEmail | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| employeePhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| section7 | (group: CONSENT_SERVICE_FLAG) | 1..1 | These elements are part of the CONSENT_SERVICE_FLAG | |
| consentServiceAttestation | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false | |
| documents | (group: EDGAR_DOCUMENTS_TYPE) | 0..1 | ||
| document | (group: EDGAR_DOCUMENT_TYPE) | 1..n | Document names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions. | |
| conformedName | DOCUMENT_NAME_TYPE | 1..1 | minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD]))) | |
| conformedDocumentType | DOCUMENT_TYPE | 1..1 | BASE_DOCUMENT_TYPE (one of: EX.A.FORM1, EX.B.FORM1, EX.C.DATA.FILE.FORM1, EX.C.DOC.FORM1, EX.FORM1.SCH, EX.D.FORM1, EX.E.FORM1, EX.E.USER.MANUAL, EX.F.FORM1, EX.G.FORM1, EX.H.DATA.FILE.FORM1, EX.H.DOC.FORM1, EX.I.FORM1, EX.J.FORM1, EX.K.FORM1, EX.L.FORM1, EX.M.FORM1, EX.N.FORM1, COVER, GRAPHIC, Suppl. Materials) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=20) | |
| description | DOCUMENT_DESCRIPTION_TYPE | 0..1 | maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255} | |
| contents | DOCUMENT_MIME_BLOCK_TYPE | 1..1 | minLength=1 |
Field list generated from the SEC's EDGAR XML technical specification (Version 1.0 (September 2026)): https://www.sec.gov/files/edgar/filer-information/specifications/edgar-form-1-xml-tech-spec-1-0.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.
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