TAILWIND FINANCIAL INC.

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Certification of termination of registration of a class of securities (Section 12(b))

Notification of removal from listing and/or registration on a national securities exchange

Notification of removal from listing and/or registration on a national securities exchange

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

8.01,9.01

1.02,9.01

No description available

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

No description available

General form for quarterly reports under Section 13 or 15(d)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Notification of late filing of Form 10-Q

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

1.01,8.01,9.01

Preliminary Proxy Statement

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

8.01,9.01

1.02,9.01

Withdrawal of a registration statement

8.01

General form for quarterly reports under Section 13 or 15(d)

8.01,9.01

Written communication about a business combination transaction (Rule 425)

Registration statement under Securities Act of 1933

General form for quarterly reports under Section 13 or 15(d)

8.01,9.01

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

1.01,7.01,9.01

5.03,9.01

General form for quarterly reports under Section 13 or 15(d) (amendment)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

Other Events

Post-effective amendment filed solely to add exhibits

No description available

Prospectus Supplement with Pricing Information

Notice of Effectiveness

Correspondence with the SEC

Amended Initial Registration Statement

Registration of Securities on Exchange

Amended Initial Registration Statement

Letter from the SEC

Letter from the SEC

Letter from the SEC

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

Moore Stephen T

Malibu Partner LLC

Malibu Partner LLC