TAILWIND FINANCIAL INC.

Q: Dec 31 2008

Q: Dec 31 2008

Q: Sep 30 2008

FY: Jun 30 2008

Q: Mar 31 2008

Q: Dec 31 2007

Q: Sep 30 2007

Q: Sep 30 2007

FY: Jun 30 2007

Q: Mar 31 2007

8.01,9.01

1.02,9.01

1.01,8.01,9.01

8.01,9.01

1.02,9.01

8.01

8.01,9.01

8.01,9.01

1.01,7.01,9.01

5.03,9.01

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

Other Events

Certification of termination of registration of a class of securities (Section 12(b))

Notification of removal from listing and/or registration on a national securities exchange

Notification of removal from listing and/or registration on a national securities exchange

Withdrawal of a registration statement

Written communication about a business combination transaction (Rule 425)

Registration statement under Securities Act of 1933

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

Prospectus Supplement with Pricing Information

Notice of Effectiveness

Amended Initial Registration Statement

Registration of Securities on Exchange

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

No description available

No description available

Preliminary Proxy Statement

KNOTT DAVID M

Weiss Asset Management LLC

GOLDSTEIN PHILLIP

PACIFIC CAPITAL MANAGEMENT INC

PRESIDENT & FELLOWS OF HARVARD COLLEGE

Aldebaran Investments, LLC

HARVARD MANAGEMENT CO INC

KNOTT DAVID M

FIR TREE INC

QVT Financial LP

HBK Master Fund LP

HBK Services LLC

HBK Partners II L.P.

HBK New York LLC

HBK Management LLC

HBK INVESTMENTS L P

CITIGROUP INC

Moore Stephen T

Malibu Partner LLC

Malibu Partner LLC

Post-effective amendment filed solely to add exhibits

No description available

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC