PIPER JAFFRAY COMPANIES

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Results of Operations and Financial Condition

Submission of Matters to a Vote of Security Holders

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Annual Report Scanned (Paper)

Annual report pursuant to Section 13 or 15(d)

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Submission of Matters to a Vote of Security Holders

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Annual Report Scanned (Paper)

Annual report pursuant to Section 13 or 15(d)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Results of Operations and Financial Condition

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

2.02,9.01

5.07

General form for quarterly reports under Section 13 or 15(d)

2.02,9.01

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual Report Scanned (Paper)

Annual report pursuant to Section 13 or 15(d)

2.02,9.01

7.01,9.01

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

General form for quarterly reports under Section 13 or 15(d)

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual Report Scanned (Paper)

Preliminary Proxy Statement

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Additional Information for Proxy Statement/ Votes

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

06b

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Post Effective Amendment to S-8

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

06b

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Annual Report Scanned (Paper)

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

<ITEMS>06b

Certification of termination of registration of a class of securities (Section 12(b))

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual Report Scanned (Paper)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual Report Scanned (Paper)

Letter from the SEC

Correspondence with the SEC

No description available

Letter from the SEC

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual Report Scanned (Paper)

Letter from the SEC

SORAN PHILIP

Gallo Ann C

Sterling Brian R

Schoppert Wendy Lee

Schoppert Wendy Lee

HOLT VICTORIA M

Gallo Ann C

Mitchell Robbin

Sterling Brian R

SORAN PHILIP

TAYLOR SCOTT C

SORAN PHILIP

Sterling Brian R

Gallo Ann C

SORAN PHILIP

Sterling Brian R

Mitchell Robbin

TAYLOR SCOTT C

HOLT VICTORIA M