Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

SMARTFINANCIAL INC.

CIK 0001038773SMBK· quarter ending 2026-06-30

Shares outstanding

17,098,473

as of 2026-08-03 · 10-Q cover page, filed 2026-08-10

Held by 13F filers

11,459,145

67.0% of shares outstanding

Holders

184

+9 vs 2026-03-31 · 24 new, 15 exited

Value

$536.5M

shares +5.6% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-10, as of 2026-08-03)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	SMBK · NYSE	17,098,473	11,459,145	67.0%	184	83190L208

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	83190L208	COM NEW	184	11,459,145	17,098,473	67.0%	$536.5M	—	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 1 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (184 of 184 · 83190L208)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	BlackRock, Inc.	1,468,195	8.59%	$68.9M	+183,638 (+14.3%)
2	DIMENSIONAL FUND ADVISORS LP	836,086	4.89%	$39.2M	-302 (-0.0%)
3	VANGUARD CAPITAL MANAGEMENT LLC	679,819	3.98%	$31.9M	-598 (-0.1%)
4	First Eagle Investment Management, LLC	638,678	3.74%	$30.0M	+414,639 (+185.1%)
5	WELLINGTON MANAGEMENT GROUP LLP	594,386	3.48%	$27.9M	-80,961 (-12.0%)
6	STATE STREET CORP	457,060	2.67%	$21.4M	+16,528 (+3.8%)
7	AMERICAN CENTURY COMPANIES INC	448,667	2.62%	$21.1M	+76,854 (+20.7%)
8	Private Capital Management, LLC	432,512	2.53%	$20.3M	+4,365 (+1.0%)
9	GEODE CAPITAL MANAGEMENT, LLC	381,419	2.23%	$17.9M	+26,058 (+7.3%)
10	ACADIAN ASSET MANAGEMENT LLC	346,492	2.03%	$16.3M	+62,313 (+21.9%)
11	Cravens & Co Advisors, LLC	220,400	1.29%	$10.3M	-30 (-0.0%)
12	SALZHAUER MICHAEL	211,013	1.23%	$9.9M	-1,657 (-0.8%)
13	TWO SIGMA INVESTMENTS, LP	188,433	1.10%	$8.8M	+18,549 (+10.9%)
14	CSM Advisors, LLC	184,035	1.08%	$8.6M	+12,860 (+7.5%)
15	MORGAN STANLEY	182,854	1.07%	$8.6M	+11,899 (+7.0%)
16	BASSWOOD CAPITAL MANAGEMENT, L.L.C.	180,329	1.05%	$8.5M	+10,589 (+6.2%)
17	NORTHERN TRUST CORP	152,895	0.89%	$7.2M	+8,349 (+5.8%)
18	ALLIANCEBERNSTEIN L.P.	151,894	0.89%	$5.9M	+1,040 (+0.7%)
19	Stieven Capital Advisors, L.P.	147,534	0.86%	$6.9M	+300 (+0.2%)
20	RENAISSANCE TECHNOLOGIES LLC	147,181	0.86%	$6.9M	-5,093 (-3.3%)
21	BRIDGEWAY CAPITAL MANAGEMENT, LLC	143,495	0.84%	$6.7M	+6,253 (+4.6%)
22	North Reef Capital Management LP	137,089	0.80%	$6.4M	+1 (+0.0%)
23	VANGUARD PORTFOLIO MANAGEMENT LLC	130,914	0.77%	$6.1M	+18,740 (+16.7%)
24	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	123,934	0.72%	$5.8M	+2,279 (+1.9%)
25	Nuveen, LLC	112,734	0.66%	$5.3M	+15,800 (+16.3%)
26	VANGUARD FIDUCIARY TRUST CO	99,332	0.58%	$4.7M	+4,798 (+5.1%)
27	BANC FUNDS CO LLC	97,626	0.57%	$4.6M	-52,461 (-35.0%)
28	JPMORGAN CHASE & CO	94,236	0.55%	$4.4M	-181 (-0.2%)
29	ZACKS INVESTMENT MANAGEMENT	91,697	0.54%	$4.3M	+6,708 (+7.9%)
30	Empowered Funds, LLC	86,995	0.51%	$4.1M	+6,253 (+7.7%)
31	Connor, Clark & Lunn Investment Management Ltd.	86,330	0.50%	$4.1M	-7,267 (-7.8%)
32	GOLDMAN SACHS GROUP INC	80,568	0.47%	$3.8M	-49,305 (-38.0%)
33	Bank of New York Mellon Corp	79,830	0.47%	$3.7M	-889 (-1.1%)
34	Russell Investments Group, Ltd.	78,646	0.46%	$3.7M	-24,198 (-23.5%)
35	MILLENNIUM MANAGEMENT LLC	69,875	0.41%	$3.3M	-22,797 (-24.6%)
36	PANAGORA ASSET MANAGEMENT INC	65,649	0.38%	$3.1M	+1,596 (+2.5%)
37	MARTINGALE ASSET MANAGEMENT L P	65,317	0.38%	$3.1M	+11,548 (+21.5%)
38	DEPRINCE RACE & ZOLLO INC	64,702	0.38%	$3.0M	-63,022 (-49.3%)
39	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	63,767	0.37%	$3.0M	+13,386 (+26.6%)
40	AQR CAPITAL MANAGEMENT LLC	63,265	0.37%	$3.0M	+13,376 (+26.8%)
41	Trexquant Investment LP	62,217	0.36%	$2.9M	+39,021 (+168.2%)
42	Elizabeth Park Capital Advisors, Ltd.	59,042	0.35%	$2.8M	-5,000 (-7.8%)
43	FIRST TRUST ADVISORS LP	48,823	0.29%	$2.3M	+2,233 (+4.8%)
44	RAYMOND JAMES FINANCIAL INC	47,337	0.28%	$2.2M	+52 (+0.1%)
45	STIFEL FINANCIAL CORP	46,209	0.27%	$2.2M	-3,400 (-6.9%)
46	REGIONS FINANCIAL CORP	46,139	0.27%	$2.2M	—
47	BANK OF AMERICA CORP /DE/	46,121	0.27%	$2.2M	-1,322 (-2.8%)
48	LOS ANGELES CAPITAL MANAGEMENT LLC	43,844	0.26%	$2.1M	+1,775 (+4.2%)
49	Rather & Kittrell, Inc.	40,631	0.24%	$1.9M	+21,399 (+111.3%)
50	D. E. Shaw & Co., Inc.	36,712	0.21%	$1.7M	-5,840 (-13.7%)
51	PATRIOT INVESTMENT MANAGEMENT GROUP, INC.	34,938	0.20%	$1.6M	—
52	Quantinno Capital Management LP	34,094	0.20%	$1.6M	+13,300 (+64.0%)
53	SlateStone Wealth, LLC	29,302	0.17%	$1.4M	—
54	Cambridge Investment Research Advisors, Inc.	29,215	0.17%	$1.4M	+14,637 (+100.4%)
55	CALDWELL SUTTER CAPITAL, INC.	28,431	0.17%	$1.3M	—
56	Creative Planning	27,897	0.16%	$1.3M	+2,235 (+8.7%)
57	FRANKLIN RESOURCES INC	27,646	0.16%	$1.3M	-3,722 (-11.9%)
58	VICTORY CAPITAL MANAGEMENT INC	27,600	0.16%	$1.3M	+750 (+2.8%)
59	BNP PARIBAS FINANCIAL MARKETS	23,636	0.14%	$1.1M	+5,646 (+31.4%)
60	CAPTRUST FINANCIAL ADVISORS	23,294	0.14%	$1.1M	+157 (+0.7%)
61	CITADEL ADVISORS LLC	23,139	0.14%	$1.1M	+13,109 (+130.7%)
62	LBMC INVESTMENT ADVISORS, LLC	23,048	0.13%	$1.1M	—
63	HSBC HOLDINGS PLC	22,681	0.13%	$1.1M	+472 (+2.1%)
64	BAILARD, INC.	21,800	0.13%	$1.0M	+600 (+2.8%)
65	Pinnacle Financial Partners, Inc.	21,763	0.13%	$1.0M	—
66	FMR LLC	20,891	0.12%	$980K	+15,070 (+258.9%)
67	LeConte Wealth Management, LLC	20,341	0.12%	$954K	+19 (+0.1%)
68	PRINCIPAL FINANCIAL GROUP INC	19,355	0.11%	$908K	+1,231 (+6.8%)
69	RHUMBLINE ADVISERS	19,269	0.11%	$904K	+941 (+5.1%)
70	Invesco Ltd.	18,501	0.11%	$868K	-4,936 (-21.1%)
71	EQUITABLE TRUST CO	17,535	0.10%	$823K	+6,060 (+52.8%)
72	NewEdge Advisors, LLC	17,140	0.10%	$804K	-12,289 (-41.8%)
73	SILVER OAK SECURITIES, INCORPORATED	16,018	0.09%	$752K	—
74	BARCLAYS PLC	15,637	0.09%	$734K	-1,027 (-6.2%)
75	SG Americas Securities, LLC	15,490	0.09%	$727K	+1,705 (+12.4%)
76	Man Group plc	15,454	0.09%	$725K	+1,887 (+13.9%)
77	Squarepoint Ops LLC	15,439	0.09%	$724K	+7,965 (+106.6%)
78	STRS OHIO	15,400	0.09%	$723K	-400 (-2.5%)
79	DEUTSCHE BANK AG\	15,264	0.09%	$716K	+4,025 (+35.8%)
80	Inspire Investing, LLC	14,486	0.08%	$680K	+1,425 (+10.9%)
81	TRUIST FINANCIAL CORP	14,394	0.08%	$675K	+26 (+0.2%)
82	CITIGROUP INC	14,309	0.08%	$671K	+4,004 (+38.9%)
83	STATE OF WISCONSIN INVESTMENT BOARD	13,918	0.08%	$653K	+2,248 (+19.3%)
84	OCCUDO QUANTITATIVE STRATEGIES LP	13,457	0.08%	$631K	+4,904 (+57.3%)
85	WELLS FARGO & COMPANY/MN	13,305	0.08%	$624K	+7,574 (+132.2%)
86	Geneos Wealth Management Inc.	13,098	0.08%	$615K	—
87	PRICE T ROWE ASSOCIATES INC /MD/	12,752	0.07%	$599K	+1,455 (+12.9%)
88	AGP FRANKLIN, LLC	12,355	0.07%	$580K	+649 (+5.5%)
89	CANADA PENSION PLAN INVESTMENT BOARD	12,200	0.07%	$572K	—
90	Evergreen Advisors, LLC	11,862	0.07%	$557K	+26 (+0.2%)
91	KENNEDY CAPITAL MANAGEMENT LLC	11,363	0.07%	$533K	-12,348 (-52.1%)
92	BROOKS, MOORE & ASSOCIATES, INC.	11,351	0.07%	$533K	—
93	XTX Topco Ltd	11,147	0.07%	$523K	NEW
94	UBS Group AG	10,869	0.06%	$510K	-1,969 (-15.3%)
95	MetLife Investment Management, LLC	9,359	0.05%	$439K	—
96	HRT FINANCIAL LP	9,317	0.05%	$437K	-6,984 (-42.8%)
97	Y-Intercept (Hong Kong) Ltd	9,226	0.05%	$433K	-11,049 (-54.5%)
98	Qube Research & Technologies Ltd	9,031	0.05%	$424K	-104,717 (-92.1%)
99	Aptus Capital Advisors, LLC	9,029	0.05%	$424K	+1,419 (+18.6%)
100	Hillsdale Investment Management Inc.	8,840	0.05%	$415K	+10 (+0.1%)
101	Cetera Investment Advisers	8,353	0.05%	$392K	+9 (+0.1%)
102	Sequoia Financial Advisors, LLC	7,915	0.05%	$371K	NEW
103	CAP Partners, LLC	7,910	0.05%	$371K	—
104	HHM Wealth Advisors, LLC	7,332	0.04%	$344K	+2,250 (+44.3%)
105	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	7,190	0.04%	$337K	+189 (+2.7%)
106	Quadrature Capital Ltd	7,178	0.04%	$337K	NEW
107	1492 Capital Management LLC	6,901	0.04%	$324K	—
108	Yorktown Management & Research Co Inc	6,750	0.04%	$317K	—
109	EntryPoint Capital, LLC	6,570	0.04%	$308K	—
110	Engineers Gate Manager LP	6,570	0.04%	$308K	+990 (+17.7%)
111	Welch Group, LLC	6,499	0.04%	$305K	—
112	NEW YORK STATE COMMON RETIREMENT FUND	6,434	0.04%	$302K	+2,200 (+52.0%)
113	MERCER GLOBAL ADVISORS INC /ADV	6,238	0.04%	$293K	+895 (+16.8%)
114	Ridgepath Capital Management LLC	6,046	0.04%	$284K	-96 (-1.6%)
115	KESTRA PRIVATE WEALTH SERVICES, LLC	5,563	0.03%	$261K	-952 (-14.6%)
116	Voleon Capital Management LP	5,555	0.03%	$261K	-1,744 (-23.9%)
117	Rafferty Asset Management, LLC	5,481	0.03%	$257K	-2,933 (-34.9%)
118	Vanguard Global Advisers, LLC	5,470	0.03%	$257K	—
119	Semanteon Capital Management, LP	5,356	0.03%	$251K	NEW
120	Wealth Preservation Advisors, LLC	5,261	0.03%	$247K	—
121	GSA CAPITAL PARTNERS LLP	5,105	0.03%	$240K	NEW
122	Susquehanna Portfolio Strategies, LLC	4,938	0.03%	$232K	-4,607 (-48.3%)
123	MANUFACTURERS LIFE INSURANCE COMPANY, THE	4,759	0.03%	$223K	NEW
124	Schonfeld Strategic Advisors LLC	4,686	0.03%	$220K	NEW
125	Police & Firemen's Retirement System of New Jersey	4,550	0.03%	$213K	+1,032 (+29.3%)
126	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	4,520	0.03%	$212K	NEW
127	Summit Global Investments	4,509	0.03%	$212K	NEW
128	DIVERSIFIED TRUST CO	4,387	0.03%	$206K	NEW
129	COMMONWEALTH EQUITY SERVICES, LLC	4,334	0.03%	$203K	NEW
130	VIRTUS ADVISERS, LLC	4,268	0.02%	$200K	+105 (+2.5%)
131	VOYA INVESTMENT MANAGEMENT LLC	4,266	0.02%	$200K	NEW
132	PNC Financial Services Group, Inc.	2,875	0.02%	$135K	+167 (+6.2%)
133	State of Alaska, Department of Revenue	2,105	0.01%	$97K	—
134	SIGNATUREFD, LLC	1,996	0.01%	$94K	+1,769 (+779.3%)
135	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	1,945	0.01%	$91K	—
136	Kemnay Advisory Services Inc.	1,935	0.01%	$91K	NEW
137	US BANCORP \DE\	1,915	0.01%	$90K	+1,907 (+23837.5%)
138	NISA INVESTMENT ADVISORS, LLC	1,577	0.01%	$74K	+370 (+30.7%)
139	Legal & General Group Plc	1,526	0.01%	$72K	+183 (+13.6%)
140	Arax Advisory Partners	1,507	0.01%	$71K	+1,322 (+714.6%)
141	Ameritas Investment Partners, Inc.	1,417	0.01%	$66K	+202 (+16.6%)
142	Tower Research Capital LLC (TRC)	1,258	0.01%	$59K	-1,144 (-47.6%)
143	PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO	995	0.01%	$47K	—
144	Tripletail Wealth Management, LLC	970	0.01%	$46K	—
145	Cullen/Frost Bankers, Inc.	771	0.00%	$36K	+85 (+12.4%)
146	ROYAL BANK OF CANADA	719	0.00%	$34K	+583 (+428.7%)
147	Versant Capital Management, Inc	674	0.00%	$32K	—
148	PROFFITT & GOODSON INC	600	0.00%	$28K	—
149	FEDERATED HERMES, INC.	571	0.00%	$27K	+62 (+12.2%)
150	EverSource Wealth Advisors, LLC	431	0.00%	$20K	-329 (-43.3%)
151	OSAIC HOLDINGS, INC.	340	0.00%	$16K	+317 (+1378.3%)
152	Parallel Advisors, LLC	313	0.00%	$15K	NEW
153	Pinnacle Wealth Planning Services, Inc.	282	0.00%	$13K	—
154	Aquatic Capital Management LLC	270	0.00%	$13K	NEW
155	Sterling Capital Management LLC	267	0.00%	$13K	-166 (-38.3%)
156	HARBOR CAPITAL ADVISORS, INC.	263	0.00%	$12K	—
157	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	214	0.00%	$10K	-615 (-74.2%)
158	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	208	0.00%	$10K	—
159	Smartleaf Asset Management LLC	182	0.00%	$9K	—
160	Allworth Financial LP	156	0.00%	$7K	+42 (+36.8%)
161	JONES FINANCIAL COMPANIES LLLP	144	0.00%	$7K	-31 (-17.7%)
162	GAMMA Investing LLC	130	0.00%	$6K	—
163	Larson Financial Group LLC	115	0.00%	$5K	+35 (+43.8%)
164	MassMutual Private Wealth & Trust, FSB	95	0.00%	$4K	—
165	Essential Partners LLC	87	0.00%	$4K	-207 (-70.4%)
166	Continuum Advisory, LLC	81	0.00%	$4K	NEW
167	Aster Capital Management (DIFC) Ltd	75	0.00%	$4K	NEW
168	Farther Finance Advisors, LLC	58	0.00%	$3K	+42 (+262.5%)
169	IFP Advisors, Inc	47	0.00%	$2K	+12 (+34.3%)
170	ROTHSCHILD INVESTMENT LLC	45	0.00%	$2K	+24 (+114.3%)
171	Optiver Holding B.V.	36	0.00%	$2K	-112 (-75.7%)
172	HUNTINGTON NATIONAL BANK	32	0.00%	$2K	+6 (+23.1%)
173	CHILTON CAPITAL MANAGEMENT LLC	28	0.00%	$1K	—
174	FIFTH THIRD BANCORP	28	0.00%	$1K	NEW
175	Fortitude Family Office, LLC	27	0.00%	$1K	NEW
176	True Wealth Design, LLC	25	0.00%	$1K	—
177	Basecamp Wealth Advisors LLC	21	0.00%	$985	+4 (+23.5%)
178	Transamerica Financial Advisors, LLC	17	0.00%	$802	NEW
179	Steward Partners Investment Advisory, LLC	17	0.00%	$798	NEW
180	ASSETMARK, INC	6	0.00%	$282	—
181	Covestor Ltd	5	0.00%	$0	-4 (-44.4%)
182	Silver Grove Financial Group, Inc.	4	0.00%	$189	NEW
183	SJS Investment Consulting Inc.	1	0.00%	$47	NEW
184	Clearstead Advisors, LLC	1	0.00%	$47	NEW

Exited since 2026-03-31 (15 filers; largest 15 shown)

TUDOR INVESTMENT CORP ET AL	−45,701
Point72 Asset Management, L.P.	−10,766
SUSQUEHANNA INTERNATIONAL GROUP, LLP	−8,830
Polymer Capital Management (US) LLC	−7,907
ALGERT GLOBAL LLC	−6,479
Tennessee Valley Asset Management Partners	−6,261
VARCOV Co.	−6,193
JANE STREET GROUP, LLC	−5,284
JACOBS LEVY EQUITY MANAGEMENT, INC	−5,267
CWM, LLC	−2,957
Advisory Services Network, LLC	−679
QUADRANT CAPITAL GROUP LLC	−221
SIMPLEX TRADING, LLC	−93
MAI Capital Management	−13
Root Financial Partners, LLC	−13

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
BlackRock, Inc.	SCHEDULE 13G/A	2026-04-27	2026-03-31	1,029,869	6%
LEHMAN KENNETH R	SCHEDULE 13G/A	2026-01-14	2025-12-31	684,776	4.2%
The Vanguard Group	SCHEDULE 13G/A	2025-01-31	2024-12-31	818,072	4.83%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.