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OLYMPIC CASCADE FINANCIAL CORP

SIC 6200 · Security & Commodity Brokers, Dealers, Exchanges & Services
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OLYMPIC CASCADE FINANCIAL CORP

CIK:0001023844|SEC Filings
v3.20.4
Condensed Consolidated Statements of Operations (Unaudited) - USD ($)
 3 Months Ended
Dec. 31, 2020
Dec. 31, 2019
Revenues    
Revenues from contracts with customers $ 65,506,000 $ 48,489,000
Net dealer inventory gains (losses) 1,330,000 1,192,000
Interest and dividends 885,000 1,394,000
Other 111,000 116,000
Total Revenues 67,832,000 51,191,000
Operating Expenses    
Commissions, compensation and fees 56,735,000 44,121,000
Clearing fees 2,564,000 1,502,000
Communications 984,000 674,000
Occupancy 1,302,000 1,168,000
License and registration 863,000 1,024,000
Professional fees 3,145,000 2,194,000
Interest 20,000 14,000
Depreciation and amortization 846,000 530,000
Other administrative expenses 2,669,000 2,304,000
Total Operating Expenses 69,128,000 53,531,000
Income (Loss) before Other Income (Expense) and Income Taxes (1,296,000) (2,340,000)
Other Income (Expense)    
Other income (expense) 9,000 116,000
Total Other Income 9,000 116,000
Income (Loss) before Income Taxes (1,287,000) (2,224,000)
Income tax expense (benefit) (428,000) (725,000)
Net Income (Loss) (859,000) (1,499,000)
Net income attributable to non-controlling interest (94,000)
Net income (loss) attributable to National Holdings Corporation common shareholders $ (859,000) $ (1,593,000)
Net income (loss) per share attributable to National Holdings Corporation common shareholders - Basic (in dollars per share) $ (0.06) $ (0.12)
Net income (loss) per share attributable to National Holdings Corporation common shareholders - Diluted (in dollars per share) $ (0.06) $ (0.12)
Weighted average number of shares outstanding - Basic (in shares) 13,639,622 13,169,025
Weighted average number of shares outstanding - Diluted (in shares) 13,639,622 13,169,025
Commissions [Member]    
Revenues    
Revenues from contracts with customers $ 33,613,000 $ 23,167,000
Banking [Member]    
Revenues    
Revenues from contracts with customers 15,242,000 15,227,000
Investment Advice [Member]    
Revenues    
Revenues from contracts with customers 12,730,000 7,389,000
Clearing Service [Member]    
Revenues    
Revenues from contracts with customers 2,509,000 1,775,000
Tax Preparation and Accounting [Member]    
Revenues    
Revenues from contracts with customers $ 1,412,000 $ 931,000