NATIONAL HOLDINGS CORP

Certification of termination of registration of a class of securities (Section 12(b))

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

1.02,2.01,3.01,3.03,5.01,5.02,9.01

No description available

Tender offer statement by a third party (amendment)

No description available

Post-effective amendment to a registration statement

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Notification of removal from listing and/or registration on a national securities exchange

No description available

Tender offer statement by a third party (amendment)

No description available

General form for quarterly reports under Section 13 or 15(d)

No description available

No description available

Tender offer statement by a third party (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Annual report pursuant to Section 13 or 15(d) (amendment)

1.01,1.02,5.02,5.03,8.01,9.01

No description available

2.02,9.01

Annual report pursuant to Section 13 or 15(d)

Other Events

Notice of Delisting or Failure to Satisfy a Continued Listing Rule or Standard; Transfer of Listing

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

8.01,9.01

1.01,2.03,9.01

5.03,5.07,9.01

Additional Information for Proxy Statement/ Votes

Letter from the SEC

Letter from the SEC

Definitive Proxy Statement

Correspondence with the SEC

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d) (amendment)

2.01

2.02,9.01

Annual report pursuant to Section 13 or 15(d)

1.01,9.01

1.01,7.01,9.01

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

4.01,9.01

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

5.02,5.07,9.01

Definitive Proxy Statement

5.02

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d) (amendment)

Annual report pursuant to Section 13 or 15(d)

Correspondence with the SEC

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d) (amendment)

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

No description available

Definitive Proxy Statement

Preliminary Proxy Statement

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

No description available

Definitive Proxy Statement

Correspondence with the SEC

No description available

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Letter from the SEC

No description available

Letter from the SEC

No description available

Additional proxy soliciting materials filed by a non-management party

Correspondence with the SEC

Correspondence with the SEC

Definitive Proxy Statement

Definitive Proxy Statement

No description available

Definitive Proxy Statement

DeSena John C.

Gary Jeff

Mullen Michael A

Singer Michael Evan

Worman Glenn C.

FAGENSON ROBERT B

HUME DANIEL

Creagh Barbara

Mullen Michael A