JONES FINANCIAL COMPANIES LLLP

Written communication about a business combination transaction (Rule 425)

Tender offer statement by the issuer

Notice of Effectiveness

Prospectus Supplement for Primary Offering

Registration statement under Securities Act of 1933 (amendment)

<ITEMS>06c

Registration statement under Securities Act of 1933 (amendment)

Report of Holders of Securities

Written communication about a business combination transaction (Rule 425)

General form for quarterly reports under Section 13 or 15(d)

Rule 506(b) provides a "safer harbor" for a private offering

Registration statement under Securities Act of 1933

Rule 506(b) provides a "safer harbor" for a private offering

Rule 506(b) provides a "safer harbor" for a private offering

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

<ITEMS>06c

Annual report pursuant to Section 13 or 15(d)

Rule 506(b) provides a "safer harbor" for a private offering

Regulation FD Disclosure

Report of Holders of Securities

Other Events

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Results of Operations and Financial Condition

Rule 506(b) provides a "safer harbor" for a private offering

<ITEMS>06c

Unregistered Sales of Equity Securities

Other Events

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

Report of Holders of Securities

<ITEMS>06c

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Rule 506(b) provides a "safer harbor" for a private offering

Amended Report of Holders of Securities

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

<ITEMS>06b

Annual report pursuant to Section 13 or 15(d)

Report of Holders of Securities

2.02,3.02,9.01

Unregistered Sales of Equity Securities

Unregistered Sales of Equity Securities

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

Report of Holders of Securities

2.02,3.02,8.01,9.01

3.02

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

5.02

3.03,5.03,9.01

General form for quarterly reports under Section 13 or 15(d)

Report of Holders of Securities

Report of Holders of Securities

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

Report of Holders of Securities

2.02,3.02,8.01,9.01

5.02

General form for quarterly reports under Section 13 or 15(d)

Report of Holders of Securities

8.01

5.02

General form for quarterly reports under Section 13 or 15(d)

5.02,9.01

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

2.02,3.02,9.01

General form for quarterly reports under Section 13 or 15(d)

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

No description available

Gumbs Keir D

Chubak David