We are working on a comprehensive API. If you would like to know more, email [email protected].
Regulation A offerings of up to $75 million a year: the offering statement (1-A) with issuer, financial summary and offering terms, the annual report (1-K), and the exit report (1-Z).
13,194 filings with an XML document, 314 fields defined by the SEC, every one of them available as filed.
| Form type | Filings on EDGAR | With an XML document | First XML filing | Latest |
|---|---|---|---|---|
| 1-A | 2,750 | 2,343 | 2015-06-22 | 2026-10-13 |
| 1-A/A | 5,613 | 4,595 | 2015-06-29 | 2026-10-13 |
| 1-A POS | 2,620 | 2,597 | 2015-10-05 | 2026-10-13 |
| 1-A-W | 501 | 0 | — | 2026-10-13 |
| 1-A-W/A | 51 | 0 | — | 2026-07-08 |
| 1-K | 2,880 | 2,880 | 2016-04-27 | 2026-10-13 |
| 1-K/A | 129 | 129 | 2016-07-15 | 2026-10-05 |
| 1-Z | 638 | 638 | 2015-11-02 | 2026-10-13 |
| 1-Z/A | 12 | 12 | 2016-03-17 | 2026-03-23 |
| 1-Z-W | 7 | 0 | — | 2026-08-17 |
Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.
Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1-A&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1-A&format=xml
&from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.
@name keys (@xsi:nil included); text next to child elements is #text.#order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”). compact=true drops it when you do not need the XML back.A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.
SEC's own sample from the technical specification (fictitious data). The JSON below is what the API returns for it, produced by the same code that stores every filing.
XML as filed: Sample_RegA_1A.xml
<?xml version="1.0" ?>
<edgarSubmission xmlns="http://www.sec.gov/edgar/rega/oneafiler" xmlns:com="http://www.sec.gov/edgar/common" xmlns:xsi="http://www.w3.org/2001/XMLSchema-instance" xsi:schemaLocation="http://www.sec.gov/edgar/rega/oneafiler eis_RegA_1A_Filer … [6 more characters]
<!-- DISCLAIMER: This is a sample XML submission document for demonstration purposes only and should not be copied verbatim as part of a submission. -->
<!-- Please refer to the EDGAR Reg A XML Technical Specification and the related EDGAR Reg A Schemas for complete filer-constructed submission information.-->
<!-- Please be aware that these schema locations are for informational purposes only and should not be considered as required items in the EDGAR Reg A Schema. -->
<!-- If a reference to a style sheet is included the submission will be suspended by EDGAR. Please do not include any references to style sheets.-->
<headerData>
<submissionType>1-A</submissionType>
<filerInfo>
<liveTestFlag>LIVE</liveTestFlag>
<filer>
<issuerCredentials>
<cik>0001125806</cik>
<ccc>zjm$y6cw</ccc>
</issuerCredentials>
</filer>
<flags>
<returnCopyFlag>true</returnCopyFlag>
<overrideInternetFlag>true</overrideInternetFlag>
</flags>
<contact>
<contactName>Robin Birdy</contactName>
<contactPhoneNumber>2025518833</contactPhoneNumber>
<contactEmailAddress>[email protected]</contactEmailAddress>
</contact>
<notifications>
<notificationEmailAddress>[email protected]</notificationEmailAddress>
<notificationEmailAddress>[email protected]</notificationEmailAddress>
</notifications>
</filerInfo>
<coIssuerInfo>
<co-filer>
<coIssuerCredentials>
<cik>0001125807</cik>
<ccc>6aizz*if</ccc>
</coIssuerCredentials>
</co-filer>
</coIssuerInfo>
</headerData>
<formData>
<employeesInfo>
<issuerName>Trust Fund Company One</issuerName>
<jurisdictionOrganization>VA</jurisdictionOrganization>
<yearIncorporation>1980</yearIncorporation>
<cik>0001125806</cik>
<sicCode>3990</sicCode>
<irsNum>12-0030400</irsNum>
<fullTimeEmployees>123456</fullTimeEmployees>
<partTimeEmployees>123456</partTimeEmployees>
</employeesInfo>
<employeesInfo>
<issuerName>Trust Fund Company Two</issuerName>
<jurisdictionOrganization>NJ</jurisdictionOrganization>
<yearIncorporation>1999</yearIncorporation>
<cik>0001125807</cik>
<sicCode>3990</sicCode>
<irsNum>34-0005500</irsNum>
<fullTimeEmployees>123456</fullTimeEmployees>
<partTimeEmployees>123456</partTimeEmployees>
</employeesInfo>
<issuerInfo>
<street1>Route 6565</street1>
<street2>P. O. Box 88</street2>
<city>PITMAN</city>
<stateOrCountry>NJ</stateOrCountry>
<zipCode>08071-0888</zipCode>
<phoneNumber>7329459423</phoneNumber>
<connectionName>John K Smith</connectionName>
<connectionStreet1>3213 Pearl St</connectionStreet1>
<connectionStreet2>sss</connectionStreet2>
<connectionCity>Burlington</connectionCity>
<connectionStateOrCountry>VT</connectionStateOrCountry>
<connectionZipCode>05401</connectionZipCode>
<connectionPhoneNumber>2025512323</connectionPhoneNumber>
<commentsEmailAddress>[email protected]</commentsEmailAddress>
<industryGroup>Banking</industryGroup>
<cashEquivalents>434535.34</cashEquivalents>
<investmentSecurities>4534535.34</investmentSecurities>
<loans>83648738.23</loans>
<propertyAndEquipment>2000.00</propertyAndEquipment>
<totalAssets>4564535.46</totalAssets>
<accountsPayable>2.00</accountsPayable>
<deposits>2432432.23</deposits>
<longTermDebt>1.00</longTermDebt>
<totalLiabilities>3.00</totalLiabilities>
<totalStockholderEquity>343253.23</totalStockholderEquity>
<totalLiabilitiesAndEquity>4564535.46</totalLiabilitiesAndEquity>
<totalInterestIncome>7457947.40</totalInterestIncome>
<totalInterestExpenses>343433.23</totalInterestExpenses>
<depreciationAndAmortization>748534.30</depreciationAndAmortization>
<netIncome>54454.30</netIncome>
<earningsPerShareBasic>12.23</earningsPerShareBasic>
<earningsPerShareDiluted>45.34</earningsPerShareDiluted>
<nameAuditor>Auditor</nameAuditor>
</issuerInfo>
<commonEquity>
<commonEquityClassName>OutStanding</commonEquityClassName>
<outstandingCommonEquity>1234567891234</outstandingCommonEquity>
<commonCusipEquity>a</commonCusipEquity>
<publiclyTradedCommonEquity>1234567891234</publiclyTradedCommonEquity>
</commonEquity>
<preferredEquity>
<preferredEquityClassName>Preferred</preferredEquityClassName>
<outstandingPreferredEquity>1234567891234</outstandingPreferredEquity>
<preferredCusipEquity>b</preferredCusipEquity>
<publiclyTradedPreferredEquity>123234</publiclyTradedPreferredEquity>
</preferredEquity>
<preferredEquity>
<preferredEquityClassName>Preferred</preferredEquityClassName>
<outstandingPreferredEquity>1234567891234</outstandingPreferredEquity>
<preferredCusipEquity>c</preferredCusipEquity>
<publiclyTradedPreferredEquity>123491234</publiclyTradedPreferredEquity>
</preferredEquity>
<debtSecurities>
<debtSecuritiesClassName>Debt</debtSecuritiesClassName>
<outstandingDebtSecurities>1234567891234</outstandingDebtSecurities>
<cusipDebtSecurities>123</cusipDebtSecurities>
<publiclyTradedDebtSecurities>12345678</publiclyTradedDebtSecurities>
</debtSecurities>
<issuerEligibility>
<certifyIfTrue>true</certifyIfTrue>
</issuerEligibility>
<applicationRule262>
<certifyIfNotDisqualified>true</certifyIfNotDisqualified>
<certifyIfBadActor>true</certifyIfBadActor>
</applicationRule262>
<summaryInfo>
<indicateTier1Tier2Offering>Tier2</indicateTier1Tier2Offering>
<financialStatementAuditStatus>Audited</financialStatementAuditStatus>
<securitiesOfferedTypes>Tenant-in-common securities</securitiesOfferedTypes>
<offerDelayedContinuousFlag>N</offerDelayedContinuousFlag>
<offeringYearFlag>Y</offeringYearFlag>
<offeringAfterQualifFlag>N</offeringAfterQualifFlag>
<offeringBestEffortsFlag>N</offeringBestEffortsFlag>
<solicitationProposedOfferingFlag>N</solicitationProposedOfferingFlag>
<resaleSecuritiesAffiliatesFlag>Y</resaleSecuritiesAffiliatesFlag>
<securitiesOffered>34567891234</securitiesOffered>
<outstandingSecurities>1367891234</outstandingSecurities>
<pricePerSecurity>1454534.3000</pricePerSecurity>
<issuerAggregateOffering>1000000.00</issuerAggregateOffering>
<securityHolderAggegate>1000000.00</securityHolderAggegate>
<qualificationOfferingAggregate>1000000.00</qualificationOfferingAggregate>
<concurrentOfferingAggregate>2000000.00</concurrentOfferingAggregate>
<totalAggregateOffering>5000000.00</totalAggregateOffering>
<underwritersServiceProviderName>a</underwritersServiceProviderName>
<underwritersFees>7844564.40</underwritersFees>
<salesCommissionsServiceProviderName>a</salesCommissionsServiceProviderName>
<salesCommissionsServiceProviderFees>734654.30</salesCommissionsServiceProviderFees>
<findersFeesServiceProviderName>a</findersFeesServiceProviderName>
<finderFeesFee>734654.03</finderFeesFee>
<auditorServiceProviderName>a</auditorServiceProviderName>
<auditorFees>7344534.30</auditorFees>
<legalServiceProviderName>a</legalServiceProviderName>
<legalFees>573453.30</legalFees>
<promotersServiceProviderName>a</promotersServiceProviderName>
<promotersFees>573453.30</promotersFees>
<blueSkyServiceProviderName>a</blueSkyServiceProviderName>
<blueSkyFees>634534.40</blueSkyFees>
<brokerDealerCrdNumber>434534545</brokerDealerCrdNumber>
<estimatedNetAmount>654534.40</estimatedNetAmount>24 more lines not shown.
JSON from the API (format=json)
{
"#order": [
"headerData",
"formData",
"documents"
],
"@xsi:schemaLocation": "http://www.sec.gov/edgar/rega/oneafiler eis_RegA_1A_Filer.xsd",
"documents": {
"document": {
"#order": [
"conformedName",
"conformedDocumentType",
"description",
"contents"
],
"conformedDocumentType": "PART II AND III",
"conformedName": "A.txt",
"contents": "VGhpcyBpcyB0ZXN0IGZvciBkb3NsdHI=",
"description": "attachment"
}
},
"formData": {
"#order": [
"employeesInfo",
"employeesInfo",
"issuerInfo",
"commonEquity",
"preferredEquity",
"preferredEquity",
"debtSecurities",
"issuerEligibility",
"applicationRule262",
"summaryInfo",
"juridictionSecuritiesOffered",
"unregisteredSecurities",
"unregisteredSecuritiesAct"
],
"applicationRule262": {
"#order": [
"certifyIfNotDisqualified",
"certifyIfBadActor"
],
"certifyIfBadActor": "true",
"certifyIfNotDisqualified": "true"
},
"commonEquity": {
"#order": [
"commonEquityClassName",
"outstandingCommonEquity",
"commonCusipEquity",
"publiclyTradedCommonEquity"
],
"commonCusipEquity": "a",
"commonEquityClassName": "OutStanding",
"outstandingCommonEquity": "1234567891234",
"publiclyTradedCommonEquity": "1234567891234"
},
"debtSecurities": {
"#order": [
"debtSecuritiesClassName",
"outstandingDebtSecurities",
"cusipDebtSecurities",
"publiclyTradedDebtSecurities"
],
"cusipDebtSecurities": "123",
"debtSecuritiesClassName": "Debt",
"outstandingDebtSecurities": "1234567891234",
"publiclyTradedDebtSecurities": "12345678"
},
"employeesInfo": [
{
"#order": [
"issuerName",
"jurisdictionOrganization",
"yearIncorporation",
"cik",
"sicCode",
"irsNum",
"fullTimeEmployees",
"partTimeEmployees"
],
"cik": "0001125806",
"fullTimeEmployees": "123456",
"irsNum": "12-0030400",
"issuerName": "Trust Fund Company One",
"jurisdictionOrganization": "VA",
"partTimeEmployees": "123456",
"sicCode": "3990",
"yearIncorporation": "1980"
},
{
"#order": [
"issuerName",
"jurisdictionOrganization",
"yearIncorporation",
"cik",
"sicCode",
"irsNum",
"fullTimeEmployees",
"partTimeEmployees"
],
"cik": "0001125807",
"fullTimeEmployees": "123456",
"irsNum": "34-0005500",
"issuerName": "Trust Fund Company Two",
"jurisdictionOrganization": "NJ",
"partTimeEmployees": "123456",
"sicCode": "3990",
"yearIncorporation": "1999"
}
],
"issuerEligibility": {
"certifyIfTrue": "true"
},
"issuerInfo": {
"#order": [
"street1",
"street2",
"city",
"stateOrCountry",
"zipCode",
"phoneNumber",
"connectionName",
"connectionStreet1",
"connectionStreet2",
"connectionCity",
"connectionStateOrCountry",
"connectionZipCode",
"connectionPhoneNumber",
"commentsEmailAddress",
"industryGroup",
"cashEquivalents",
"investmentSecurities",
"loans",
"propertyAndEquipment",
"totalAssets",
"accountsPayable",
"deposits",
"longTermDebt",
"totalLiabilities",
"totalStockholderEquity",
"totalLiabilitiesAndEquity",
"totalInterestIncome",
"totalInterestExpenses",
"depreciationAndAmortization",
"netIncome",
"earningsPerShareBasic",
"earningsPerShareDiluted",
"nameAuditor"
],
"accountsPayable": "2.00",
"cashEquivalents": "434535.34",
"city": "PITMAN",
"commentsEmailAddress": "[email protected]",
"connectionCity": "Burlington",
"connectionName": "John K Smith",
"connectionPhoneNumber": "2025512323",
"connectionStateOrCountry": "VT",
"connectionStreet1": "3213 Pearl St",
"connectionStreet2": "sss",206 more lines not shown.
Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| edgarSubmission | (group) | 1..1 | ||
| schemaVersion | SCHEMA_VERSION_TYPE | 0..1 | length=5 | |
| headerData | (group: HEADER_DATA) | 1..1 | These elements are part of the HEADER_DATA_TYPE group | |
| submissionType | SUBMISSION_TYPE | 1..1 | one of: 1-A, 1-A/A, DOS, DOS/A, 1-A POS | |
| filerInfo | (group: FILER_INFO_TYPE) | 1..1 | These elements are part of the FILER_INFO_TYPE group | |
| liveTestFlag | LIVE_TEST_TYPE | 1..1 | one of: LIVE, TEST | |
| filer | (group: FILER_TYPE) | 1..1 | These elements are part of the FILER_TYPE group | |
| issuerCredentials | (group: ISSUER_CREDENTIALS_TYPE) | 1..1 | These elements are part of the ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 1..1 | length=8 | |
| dosFileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| offeringFileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| flags | (group: FLAGS_TYPE) | 0..1 | These elements are part of the FLAGS_TYPE group | |
| returnCopyFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| overrideInternetFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| sinceLastFiling | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| contact | (group: CONTACT_TYPE) | 0..1 | These elements are part of the CONTACT_TYPE group | |
| contactName | NAME_TYPE | 0..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| contactPhoneNumber | EDGAR_PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| contactEmailAddress | INTERNET_ADDRESS_TYPE | 0..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| notifications | (group: NOTIFICATIONS_TYPE) | 0..1 | These elements are part of the NOTIFICATIONS_TYPE group | |
| notificationEmailAddress | INTERNET_ADDRESS_TYPE | 0..3 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| coIssuerInfo | (group: CO_ISSUER_INFO_TYPE) | 0..1 | These elements are part of the CO_ISSUER_INFO_TYPE group | |
| co-filer | (group: CO_FILER_TYPE) | 0..15 | These elements are part of the CO_FILER_TYPE group | |
| coIssuerCredentials | (group: CO_ISSUER_CREDENTIALS_TYPE) | 0..1 | These elements are part of the CO_ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 0..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 0..1 | length=8 | |
| coIssuerFileNumber | FILE_NUMBER_TYPE_2 | 0..1 | FILE_NUMBER_TYPE (pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}) or NEW_FILE_NUM_TYPE (one of: NEW) | |
| formData | (group: FORM_DATA) | 1..1 | These elements are part of the FORM_DATA_TYPE group | |
| employeesInfo | (group: EMPLOYEES_INFO_TYPE) | 1..15 | These elements are part of the EMPLOYEES_INFO_TYPE group | |
| issuerName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| jurisdictionOrganization | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| yearIncorporation | YEAR_TYPE | 1..1 | pattern=\d{4,4} | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| sicCode | INTEGER_TYPE_4 | 1..1 | minInclusive=1; maxInclusive=9999 | |
| irsNum | IRS_NUMBER_TYPE | 1..1 | pattern=\d{2}-\d{7} | |
| fullTimeEmployees | INTEGER_NONNEGATIVE_7 | 1..1 | totalDigits=7 | |
| partTimeEmployees | INTEGER_NONNEGATIVE_7 | 1..1 | totalDigits=7 | |
| issuerInfo | (group: ISSUER_INFO_TYPE) | 1..1 | These elements are part of the ISSUER_INFO_TYPE group | |
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| phoneNumber | PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| connectionName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| connectionStreet1 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| connectionStreet2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| connectionCity | STRING_30_TYPE | 0..1 | minLength=1; maxLength=30 | |
| connectionStateOrCountry | STATE_COUNTRY_CODE | 0..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| connectionZipCode | ZIP_TYPE | 0..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| connectionPhoneNumber | EDGAR_PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| commentsEmailAddress | INTERNET_ADDRESS_TYPE | 0..2 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| industryGroup | INDUSTRY_GROUP_TYPE | 1..1 | one of: Banking, Insurance, Other | |
| cashEquivalents | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| investmentSecurities | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalInvestments | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| accountsReceivable | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| loans | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| propertyPlantEquipment | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| propertyAndEquipment | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalAssets | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| accountsPayable | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| policyLiabilitiesAndAccruals | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| deposits | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| longTermDebt | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalLiabilities | DECIMAL_TYPE14_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| totalStockholderEquity | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalLiabilitiesAndEquity | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalRevenues | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalInterestIncome | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| costAndExpensesApplToRevenues | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalInterestExpenses | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| depreciationAndAmortization | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| netIncome | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| earningsPerShareBasic | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| earningsPerShareDiluted | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| nameAuditor | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| commonEquity | (group: COMMON_EQUITY_TYPE) | 1..10 | These elements are part of the COMMON_EQUITY_TYPE group | |
| commonEquityClassName | STRING_30_TYPE | 0..1 | minLength=1; maxLength=30 | |
| outstandingCommonEquity | INTEGER_NONNEGATIVE_13 | 1..1 | totalDigits=13 | |
| commonCusipEquity | STRING_9_TYPE | 0..1 | minLength=1; maxLength=9 | |
| publiclyTradedCommonEquity | STRING_50_TYPE | 0..1 | minLength=1; maxLength=50 | |
| preferredEquity | (group: PREFERRED_EQUITY_TYPE) | 1..10 | These elements are part of the PREFERRED_EQUITY_TYPE group | |
| preferredEquityClassName | STRING_30_TYPE | 0..1 | minLength=1; maxLength=30 | |
| outstandingPreferredEquity | INTEGER_NONNEGATIVE_13 | 1..1 | totalDigits=13 | |
| preferredCusipEquity | STRING_9_TYPE | 0..1 | minLength=1; maxLength=9 | |
| publiclyTradedPreferredEquity | STRING_50_TYPE | 0..1 | minLength=1; maxLength=50 | |
| debtSecurities | (group: DEBT_SECURITIES_TYPE) | 1..10 | These elements are part of the DEBT_SECURITIES_TYPE group | |
| debtSecuritiesClassName | STRING_30_TYPE | 0..1 | minLength=1; maxLength=30 | |
| outstandingDebtSecurities | INTEGER_NONNEGATIVE_13 | 1..1 | totalDigits=13 | |
| cusipDebtSecurities | STRING_9_TYPE | 0..1 | minLength=1; maxLength=9 | |
| publiclyTradedDebtSecurities | STRING_50_TYPE | 0..1 | minLength=1; maxLength=50 | |
| issuerEligibility | (group: ISSUER_ELIGIBILITY_TYPE) | 1..1 | These elements are part of the ISSUER_ELIGIBILITY_TYPE group | |
| certifyIfTrue | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false | |
| applicationRule262 | (group: APPLICATION_RULE262_TYPE) | 1..1 | These elements are part of the APPLICATION_RULE262_TYPE group | |
| certifyIfNotDisqualified | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false | |
| certifyIfBadActor | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| summaryInfo | (group: SUMMARY_INFO_TYPE) | 1..1 | These elements are part of the SUMMARY_INFO_TYPE group | |
| indicateTier1Tier2Offering | TIER_TYPE | 1..1 | one of: Tier1, Tier2 | |
| financialStatementAuditStatus | STATEMENT_AUDIT_STATUS_TYPE | 1..1 | one of: Unaudited, Audited | |
| securitiesOfferedTypes | SECURITIES_OFFERED_TYPE | 1..6 | one of: Equity (common or preferred stock), Debt, Option, warrant or other right to acquire another security, Security to be acquired upon exercise of option, warrant or other right to acquire security, Tenant-in-common securities, Other(describe) | |
| securitiesOfferedOtherDesc | STRING_255_TYPE | 0..1 | maxLength=255 | |
| offerDelayedContinuousFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| offeringYearFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| offeringAfterQualifFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| offeringBestEffortsFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| solicitationProposedOfferingFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| resaleSecuritiesAffiliatesFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| securitiesOffered | INTEGER_NONNEGATIVE_13 | 1..1 | totalDigits=13 | |
| outstandingSecurities | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| pricePerSecurity | DECIMAL_TYPE13_4 | 0..1 | totalDigits=17; fractionDigits=4; pattern=[\+\-]?\d{0,13}\.\d\d\d\d | |
| issuerAggregateOffering | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| securityHolderAggegate | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| qualificationOfferingAggregate | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| concurrentOfferingAggregate | DECIMAL_TYPE13_2 | 1..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| totalAggregateOffering | DECIMAL_TYPE14_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| underwritersServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| underwritersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| salesCommissionsServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| salesCommissionsServiceProviderFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| findersFeesServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| finderFeesFee | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| auditorServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| auditorFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| legalServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| legalFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| promotersServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| promotersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| blueSkyServiceProviderName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| blueSkyFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| brokerDealerCrdNumber | CRD_NUMBER_TYPE | 0..1 | minLength=1; maxLength=9 | |
| estimatedNetAmount | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| clarificationResponses | STRING_255_TYPE | 0..1 | maxLength=255 | |
| juridictionSecuritiesOffered | (group: JURIDICTION_SECURITIES_OFFERED_TYPE) | 0..1 | These elements are part of the JURIDICTION_SECURITIES_OFFERED_TYPE group | |
| jurisdictionsOfSecOfferedNone | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| jurisdictionsOfSecOfferedSame | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| issueJuridicationSecuritiesOffering | STATE_COUNTRY_CODE | 0..64 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| dealersJuridicationSecuritiesOffering | STATE_COUNTRY_CODE | 0..64 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| unregisteredSecurities | (group: UNREGISTERED_SECURITIES_TYPE) | 0..1 | These elements are part of the UNREGISTERED_SECURITIES_TYPE group | |
| ifUnregsiteredNone | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| securitiesIssued | (group: SECURITIES_ISSUED_TYPE) | 0..50 | These elements are part of the SECURITIES_ISSUED_TYPE group | |
| securitiesIssuerName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securitiesIssuerTitle | STRING_255_TYPE | 0..1 | maxLength=255 | |
| securitiesIssuedTotalAmount | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| securitiesPrincipalHolderAmount | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| securitiesIssuedAggregateAmount | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| aggregateConsiderationBasis | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| unregisteredSecuritiesAct | (group: UNREGISTERED_SECURITIES_ACT_TYPE) | 0..1 | These elements are part of the UNREGISTERED_SECURITIES_ACT_TYPE group | |
| securitiesActExcemption | STRING_255_TYPE | 0..1 | maxLength=255 | |
| documents | (group: EDGAR_DOCUMENTS_TYPE) | 0..1 | ||
| document | (group: EDGAR_DOCUMENT_TYPE) | 1..n | Document names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions. | |
| conformedName | DOCUMENT_NAME_TYPE | 1..1 | minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD]))) | |
| conformedDocumentType | SUB_DOCUMENT_TYPE | 1..1 | SUBMISSION_TYPE (one of 448 codes (10-12B, 10-12B/A, 10-12G, 10-12G/A, 10-D, …; full list in the XSD)) or DOCUMENT_TYPE (BASE_DOCUMENT_TYPE (one of 374 codes (CORRESP, COVER, EU-1, EX-1, EX-1.01, …; full list in the XSD)) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=128)) | |
| relatedFormType | RELATED_FORM_TYPE | 0..1 | one of: 10-D, 10-D/A, ABS-EE, ABS-EE/A | |
| description | DOCUMENT_DESCRIPTION_TYPE | 0..1 | maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255} | |
| contents | DOCUMENT_MIME_BLOCK_TYPE | 1..1 | minLength=1 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| edgarSubmission | (group) | 1..1 | ||
| schemaVersion | SCHEMA_VERSION_TYPE | 0..1 | length=5 | |
| headerData | (group: HEADER_DATA) | 1..1 | These elements are part of the HEADER_DATA_TYPE group | |
| submissionType | SUBMISSION_TYPE | 1..1 | one of: 1-K, 1-K/A | |
| filerInfo | (group: FILER_INFO_TYPE) | 1..1 | These elements are part of the FILER_INFO_TYPE group | |
| liveTestFlag | LIVE_TEST_TYPE | 1..1 | one of: LIVE, TEST | |
| filer | (group: FILER_TYPE) | 1..1 | These elements are part of the FILER_TYPE group | |
| issuerCredentials | (group: ISSUER_CREDENTIALS_TYPE) | 1..1 | These elements are part of the ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 1..1 | length=8 | |
| fileNumber | FILE_NUMBER_TYPE_2 | 0..1 | FILE_NUMBER_TYPE (pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}) or NEW_FILE_NUM_TYPE (one of: NEW) | |
| successorFileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| flags | (group: FLAGS_TYPE) | 1..1 | These elements are part of the FLAGS_TYPE group | |
| shellCompanyFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| confirmingCopyFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| successorFilingFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| returnCopyFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| overrideInternetFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| reportingPeriod | DATE_TYPE | 1..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| contact | (group: CONTACT_TYPE) | 0..1 | These elements are part of the CONTACT_TYPE group | |
| contactName | NAME_TYPE | 0..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| contactPhone | PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| contactEmail | INTERNET_ADDRESS_TYPE | 0..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| notifications | (group: NOTIFICATIONS_TYPE) | 0..1 | These elements are part of the NOTIFICATIONS_TYPE group | |
| notificationEmail | INTERNET_ADDRESS_TYPE | 0..3 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| coIssuerInfo | (group: CO_ISSUER_INFO_TYPE) | 0..1 | These elements are part of the CO_ISSUER_INFO_TYPE group | |
| co-filer | (group: CO_FILER_TYPE) | 0..15 | These elements are part of the CO_FILER_TYPE group | |
| coIssuerCredentials | (group: CO_ISSUER_CREDENTIALS_TYPE) | 0..1 | These elements are part of the CO_ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 0..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 0..1 | length=8 | |
| fileNumber | FILE_NUMBER_TYPE_2 | 0..1 | FILE_NUMBER_TYPE (pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}) or NEW_FILE_NUM_TYPE (one of: NEW) | |
| formData | (group: FORM_DATA) | 1..1 | These elements are part of the FORM_DATA_TYPE group | |
| item1 | (group: ITEM1_TYPE) | 1..1 | These elements are part of the ITEM1_TYPE group | |
| formIndication | FORM_INDICATION_TYPE | 1..1 | one of: Annual Report, Special Financial Report for the fiscal year | |
| fiscalYearEnd | DATE_TYPE | 1..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| phoneNumber | PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| issuedSecuritiesTitle | STRING_255_TYPE | 1..100 | maxLength=255 | |
| item1Info | (group: ITEM1_INFO_TYPE) | 1..15 | These elements are part of the ITEM1_INFO_TYPE group | |
| issuerName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| cik | CIK_TYPE | 0..1 | pattern=\d{1,10} | |
| jurisdictionOrganization | STATE_COUNTRY_CODE | 0..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| irsNum | IRS_NUMBER_TYPE | 0..1 | pattern=\d{2}-\d{7} | |
| item2 | (group: ITEM_2_TYPE) | 1..1 | These elements are part of the ITEM_2_TYPE group | |
| regArule257 | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false | |
| summaryInfo | (group: SUMMARY_INFO_TYPE) | 0..5 | These elements are part of the SUMMARY_INFO_TYPE group | |
| commissionFileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| offeringQualificationDate | DATE_TYPE | 0..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| offeringCommenceDate | DATE_TYPE | 0..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| qualifiedSecuritiesSold | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| offeringSecuritiesSold | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| pricePerSecurity | DECIMAL_TYPE13_4 | 0..1 | totalDigits=17; fractionDigits=4; pattern=[\+\-]?\d{0,13}\.\d\d\d\d | |
| aggregrateOfferingPrice | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| aggregrateOfferingPriceHolders | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| underwrittenSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| underwriterFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| salesCommissionsSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| salesCommissionsFee | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| findersSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| findersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| auditorSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| auditorFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| legalSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| legalFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| promoterSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| promotersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| blueSkySpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| blueSkyFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| crdNumberBrokerDealer | CRD_NUMBER_TYPE | 0..1 | minLength=1; maxLength=9 | |
| issuerNetProceeds | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| clarificationResponses | STRING_255_TYPE | 0..1 | maxLength=255 | |
| documents | (group: EDGAR_DOCUMENTS_TYPE) | 0..1 | ||
| document | (group: EDGAR_DOCUMENT_TYPE) | 1..n | Document names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions. | |
| conformedName | DOCUMENT_NAME_TYPE | 1..1 | minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD]))) | |
| conformedDocumentType | SUB_DOCUMENT_TYPE | 1..1 | SUBMISSION_TYPE (one of 448 codes (10-12B, 10-12B/A, 10-12G, 10-12G/A, 10-D, …; full list in the XSD)) or DOCUMENT_TYPE (BASE_DOCUMENT_TYPE (one of 374 codes (CORRESP, COVER, EU-1, EX-1, EX-1.01, …; full list in the XSD)) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=128)) | |
| relatedFormType | RELATED_FORM_TYPE | 0..1 | one of: 10-D, 10-D/A, ABS-EE, ABS-EE/A | |
| description | DOCUMENT_DESCRIPTION_TYPE | 0..1 | maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255} | |
| contents | DOCUMENT_MIME_BLOCK_TYPE | 1..1 | minLength=1 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| edgarSubmission | (group) | 1..1 | ||
| schemaVersion | SCHEMA_VERSION_TYPE | 0..1 | length=5 | |
| headerData | (group: HEADER_DATA) | 1..1 | These elements are part of the HEADER_DATA_TYPE group | |
| submissionType | SUBMISSION_TYPE | 1..1 | one of: 1-Z, 1-Z/A | |
| filerInfo | (group: FILER_INFO_TYPE) | 1..1 | These elements are part of the FILER_INFO_TYPE group | |
| liveTestFlag | LIVE_TEST_TYPE | 1..1 | one of: LIVE, TEST | |
| filer | (group: FILER_TYPE) | 1..1 | These elements are part of the FILER_TYPE group | |
| issuerCredentials | (group: ISSUER_CREDENTIALS_TYPE) | 1..1 | These elements are part of the ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 1..1 | length=8 | |
| fileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| successorFileNumber | FILE_NUMBER_TYPE | 0..1 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| flags | (group: FLAGS_TYPE) | 1..1 | These elements are part of the FLAGS_TYPE group | |
| confirmingCopyFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| successorFilingFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| returnCopyFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| overrideInternetFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| contact | (group: CONTACT_TYPE) | 0..1 | These elements are part of the CONTACT_TYPE group | |
| contactName | NAME_TYPE | 0..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| contactPhone | PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| contactEmailAddress | INTERNET_ADDRESS_TYPE | 0..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| notifications | (group: NOTIFICATIONS_TYPE) | 0..1 | These elements are part of the NOTIFICATIONS_TYPE group | |
| notificationEmail | INTERNET_ADDRESS_TYPE | 0..3 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?) | |
| coIssuerInfo | (group: CO_ISSUER_INFO_TYPE) | 0..1 | These elements are part of the CO_ISSUER_INFO_TYPE group | |
| co-filer | (group: CO_FILER_TYPE) | 0..15 | These elements are part of the CO_FILER_TYPE group | |
| coIssuerCredentials | (group: CO_ISSUER_CREDENTIALS_TYPE) | 0..1 | These elements are part of the CO_ISSUER_CREDENTIALS_TYPE group | |
| cik | CIK_TYPE | 0..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 0..1 | length=8 | |
| fileNumber | FILE_NUMBER_TYPE_2 | 0..1 | FILE_NUMBER_TYPE (pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}) or NEW_FILE_NUM_TYPE (one of: NEW) | |
| formData | (group: FORM_DATA) | 1..1 | These elements are part of the FORM_DATA_TYPE group | |
| item1 | (group: ITEM1_TYPE) | 1..1 | These elements are part of the ITEM1_TYPE group | |
| issuerName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| phone | PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| commissionFileNumber | FILE_NUMBER_TYPE | 1..5 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| summaryInfoOffering | (group: SUMMARY_INFO_OFFERING_TYPE) | 0..5 | These elements are part of the SUMMARY_INFO_OFFERING_TYPE group | |
| offeringQualificationDate | DATE_TYPE | 0..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| offeringCommenceDate | DATE_TYPE | 0..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| offeringSecuritiesQualifiedSold | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| offeringSecuritiesSold | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| pricePerSecurity | DECIMAL_TYPE14_4 | 0..1 | totalDigits=18; fractionDigits=4; pattern=[\+\-]?\d{0,14}\.\d\d\d\d | |
| portionSecuritiesSoldIssuer | DECIMAL_TYPE14_2 | 0..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| portionSecuritiesSoldSecurityholders | DECIMAL_TYPE14_2 | 0..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| underwrittenSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| underwriterFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| salesCommissionsSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| salesCommissionsFee | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| findersSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| findersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| auditorSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| auditorFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| legalSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| legalFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| promoterSpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| promotersFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| blueSkySpName | STRING_150_TYPE | 0..100 | minLength=1; maxLength=150 | |
| blueSkyFees | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| crdNumberBrokerDealer | CRD_NUMBER_TYPE | 0..1 | minLength=1; maxLength=9 | |
| issuerNetProceeds | DECIMAL_TYPE13_2 | 0..1 | totalDigits=15; fractionDigits=2; pattern=[\+\-]?\d{0,13}\.\d\d | |
| clarificationResponses | STRING_255_TYPE | 0..1 | maxLength=255 | |
| certificationSuspension | (group: CERTIFICATION_SUSPENSION_TYPE) | 0..100 | These elements are part of the CERTIFICATION_SUSPENSION_TYPE group | |
| securitiesClassTitle | STRING_255_TYPE | 0..1 | maxLength=255 | |
| certificationFileNumber | FILE_NUMBER_TYPE | 1..5 | pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8} | |
| approxRecordHolders | INTEGER_NONNEGATIVE_13 | 0..1 | totalDigits=13 | |
| signatureTab | (group: SIGNATURE_TAB_TYPE) | 1..16 | These elements are part of the SIGNATURE_TAB_TYPE group | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| regulationIssuerName1 | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| regulationIssuerName2 | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| signatureBy | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| date | DATE_TYPE | 1..1 | pattern=\d{1,2}-\d{1,2}-\d{4} | |
| title | STRING_255_TYPE | 1..1 | maxLength=255 |
Field list generated from the SEC's EDGAR XML technical specification (Version 1.12 (March 2025)): https://www.sec.gov/files/edgar/filer-information/specifications/edgar-reg-tech-specs-111.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.
Questions about this form's data, or need something it does not cover? Email [email protected].