Forms SBSE: security-based swap dealers

XML as filed: SBSE-A.xml

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  <headerData>
    <submissionType>SBSE-A</submissionType>
    <filerInfo>
      <filer>
        <filerCredentials>
          <filerCik>0000350001</filerCik>
          <filerCcc>dazzle#1</filerCcc>
        </filerCredentials>
      </filer>
      <flags>
        <returnCopyFlag>false</returnCopyFlag>
        <overrideInternetFlag>false</overrideInternetFlag>
      </flags>
      <contact>
        <contactName>John Miller</contactName>
        <contactPhoneNumber>8146159093</contactPhoneNumber>
        <contactEmailAddress>[email protected]</contactEmailAddress>
      </contact>
      <notifications>
        <notificationEmailAddress>[email protected]</notificationEmailAddress>
      </notifications>
      <liveTestFlag>LIVE</liveTestFlag>
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    <applicant>
      <applicantOne>
        <applicantNFANumber>9632587</applicantNFANumber>
        <fullApplicantName>BIG FUND TRUST CO2</fullApplicantName>
        <irsEmplIdentNo>45-4545457</irsEmplIdentNo>
        <applicantNFAId>9632587</applicantNFAId>
        <applicantCik>0000350001</applicantCik>
        <applicantUic>36259874152247</applicantUic>
        <mainAddress>
          <com:street1>126 OAK STREET2</com:street1>
          <com:street2>APT 888</com:street2>
          <com:city>EVERYWHERE</com:city>
          <com:stateOrCountry>K0</com:stateOrCountry>
          <com:zipCode>12345</com:zipCode>
        </mainAddress>
        <mailingAddress>
          <com:street1>123 ROLFE ST</com:street1>
          <com:city>CENTREVILLE</com:city>
          <com:stateOrCountry>DC</com:stateOrCountry>
          <com:zipCode>A33933</com:zipCode>
        </mailingAddress>
        <businessTelephoneNumber>BR549</businessTelephoneNumber>
        <contactEmployee>
          <contactEmployeeName>
            <com:prefix>Mr</com:prefix>
            <com:firstName>William</com:firstName>
            <com:middleName>Gordan</com:middleName>
            <com:lastName>Hewlett</com:lastName>
            <com:suffix>Jr</com:suffix>
          </contactEmployeeName>
          <title>CEO</title>
          <phone>6325478652</phone>
          <emailAddress>[email protected]</emailAddress>
        </contactEmployee>
        <chiefComplianceOfficer>
          <officerName>
            <com:prefix>Miss</com:prefix>
            <com:firstName>Susan</com:firstName>
            <com:middleName>Laura</com:middleName>
            <com:lastName>Buffet</com:lastName>
            <com:suffix>Sr</com:suffix>
          </officerName>
          <title>Marketing Lead</title>
          <phone>5214789653</phone>
          <emailAddress>[email protected]</emailAddress>
        </chiefComplianceOfficer>
      </applicantOne>
      <applicantTwo>
        <applicantName>BIG FUND TRUST CO2</applicantName>
        <applicantNFANo>9632587</applicantNFANo>
        <isSwapDealer>N</isSwapDealer>
        <isSwapParticipant>Y</isSwapParticipant>
        <swapOption>maintains a substantial security-based swap position</swapOption>
        <swapOption>has substantial counterparty exposure</swapOption>
        <swapOption>is highly leveraged to its capital position</swapOption>
        <isCommissionDetermine>Y</isCommissionDetermine>
        <isSelfDetermine>Y</isSelfDetermine>
        <foreignFinancialRegulatory>Description for 3.B</foreignFinancialRegulatory>
        <description3C>Description for 3.C.</description3C>
        <isMathematicalModels>Y</isMathematicalModels>
        <registeringAs>Major Swap Participant</registeringAs>
        <isNonResidentEntity>Y</isNonResidentEntity>
        <nonResidentEntity>
          <entityName>sdfergterg</entityName>
          <entityAddress>
            <com:street1>dfgeg</com:street1>
            <com:street2>dfgseg</com:street2>
            <com:city>dfgsdg</com:city>
            <com:stateOrCountry>CO</com:stateOrCountry>
            <com:zipCode>56667</com:zipCode>
          </entityAddress>
        </nonResidentEntity>
        <descriptionBusiness>Description for the applicant's business.</descriptionBusiness>
        <isSubjectToRegulator>N</isSubjectToRegulator>
        <isInvestmentAdvisor>N</isInvestmentAdvisor>
        <isRegisteredAsOther>N</isRegisteredAsOther>
        <isEngageInOtherBusiness>N</isEngageInOtherBusiness>
        <isHoldFunds>N</isHoldFunds>
      </applicantTwo>
      <applicantThree>
        <applicantName>BIG FUND TRUST CO2</applicantName>
        <applicantNFANo>9632587</applicantNFANo>
        <isRecordsKept>Y</isRecordsKept>
        <isOnBehalf>Y</isOnBehalf>
        <isControlThroughAgreement>Y</isControlThroughAgreement>
        <isWhollyOrPartiallyFinance>Y</isWhollyOrPartiallyFinance>
        <isSucceeding>Y</isSucceeding>
        <isForeignRegulatory>Y</isForeignRegulatory>
        <numberOfPrincipals>1</numberOfPrincipals>
        <isNotIdentified>Y</isNotIdentified>
      </applicantThree>
    </applicant>
    <scheduleA>
      <applicantName>BIG FUND TRUST CO2</applicantName>
      <applicantNfaNo>9632587</applicantNfaNo>
      <scheduleAInfo>
        <individualName>
          <com:prefix>Jr</com:prefix>
          <com:firstName>Joanne</com:firstName>
          <com:middleName>Kroc</com:middleName>
          <com:lastName>Lilly</com:lastName>
          <com:suffix>Sr</com:suffix>
        </individualName>
        <titleOrStatus>Owner</titleOrStatus>
        <dateTitleOrStatusAcquired>07/2009</dateTitleOrStatusAcquired>
        <dateBeganWorking>07/2009</dateBeganWorking>
        <haveOwnershipInterest>Y</haveOwnershipInterest>
        <ownershipCode>A</ownershipCode>
        <nfaIdentificationNo>6325981</nfaIdentificationNo>
        <crdNo>003256477</crdNo>
        <iardNo>012554896</iardNo>
      </scheduleAInfo>
    </scheduleA>
    <scheduleB>
      <applicantName>BIG FUND TRUST CO2</applicantName>
      <applicantNFANo>9632587</applicantNFANo>
      <initialOrAmended>INITIAL</initialOrAmended>
      <sectionTwo>
        <recordsKeptDetails>
          <recordsKept>
            <responseType>Item 13A</responseType>
            <firmOrIndividual>Firm</firmOrIndividual>
            <firmOrOrganizationName>Walton's F&amp;T</firmOrOrganizationName>
            <firmSecFileNumber>026-23658</firmSecFileNumber>
            <firmCrdNo>365298741</firmCrdNo>
            <firmNfa>3658745</firmNfa>
            <firmIardNo>032658874</firmIardNo>
            <firmUic>4165456</firmUic>

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