The beatandraise.com SEC Filings API is open: get a free API key, or see plans. Questions: [email protected].

Created by potrace 1.16, written by Peter Selinger 2001-2019

beatandraise.com

Form N-CEN: annual report of registered funds

Every registered fund's yearly census: the fund and its series, service providers (advisers, custodians, auditors, pricing services), securities lending, brokerage commissions, ETF and closed-end fund details.

28,949 filings with an XML document, 862 fields defined by the SEC, every one of them available as filed.

Coverage

Form typeFilings on EDGARWith an XML documentFirst XML filingLatest
N-CEN26,63226,6322018-09-072026-10-13
N-CEN/A2,3172,3172018-09-122026-10-13

Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.

API

Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.

GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=N-CEN&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=N-CEN&format=xml
    &from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=
  • format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.
  • format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.
  • Each row carries the accession number, form, filing date, schema version and links to the filing on sec.gov.

Lossless JSON

The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.

  • An element with only text is a string; one with children is an object keyed by SEC's element name; a name that repeats becomes an array.
  • Attributes are @name keys (@xsi:nil included); text next to child elements is #text.
  • Order is kept in #order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”). compact=true drops it when you do not need the XML back.
  • Older schema versions are kept as filed: a 2004 Form 4 has the fields the 2004 schema had.

A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.

Example

SEC's own sample from the technical specification (fictitious data). The JSON below is what the API returns for it, produced by the same code that stores every filing.

XML as filed: N-CEN_Sample_N2.xml

<?xml version="1.0" ?><edgarSubmission xmlns="http://www.sec.gov/edgar/ncen">
  <headerData>
    <submissionType>N-CEN</submissionType>
    <filerInfo>
      <liveTestFlag>LIVE</liveTestFlag>
      <filer>
        <issuerCredentials>
          <cik>0000350001</cik>
          <ccc>sauces#1</ccc>
        </issuerCredentials>
      </filer>
      <contact>
        <contactName>Smitha Mondreti</contactName>
        <contactPhoneNumber>571-331-2965</contactPhoneNumber>
        <contactEmailAddress>[email protected]</contactEmailAddress>
      </contact>
      <notifications>
        <notificationEmailAddress>[email protected]</notificationEmailAddress>
      </notifications>
      <flags>
        <overrideInternetFlag>false</overrideInternetFlag>
        <confirmingCopyFlag>false</confirmingCopyFlag>
      </flags>
      <investmentCompanyType>N-2</investmentCompanyType>
    </filerInfo>
  </headerData>
  <formData>
    <generalInfo isReportPeriodLt12="Y" reportEndingPeriod="2025-02-19"></generalInfo>
    <registrantInfo>
      <registrantFullName>BIG FUND TRUST inc</registrantFullName>
      <investmentCompFileNo>811-100242</investmentCompFileNo>
      <registrantCik>0000350001</registrantCik>
      <registrantLei>LEI45678901234567890</registrantLei>
      <registrantstreet1>12345</registrantstreet1>
      <registrantstreet2>Boxwood Place</registrantstreet2>
      <registrantcity>Herndon</registrantcity>
      <registrantzipCode>20145</registrantzipCode>
      <registrantstate>US-VA</registrantstate>
      <registrantcountry>US</registrantcountry>
      <registrantphoneNumber>703-455-3524</registrantphoneNumber>
      <websites>
        <website webpage="www.sec.gov"></website>
      </websites>
      <locationBooksRecords>
        <locationBooksRecord>
          <officeName>Name of books and record person</officeName>
          <officeAddress1>1919 Union Street</officeAddress1>
          <officeAddress2>Suite# 109</officeAddress2>
          <officeCity>Washington</officeCity>
          <officeStateCountry officeState="US-VA" officeCountry="US"></officeStateCountry>
          <officeRecordsZipCode>98798</officeRecordsZipCode>
          <officePhone>202-551-9787</officePhone>
          <booksRecordsDesc>Description of books and records kept at the location.</booksRecordsDesc>
        </locationBooksRecord>
      </locationBooksRecords>
      <isRegistrantFirstFiling>Y</isRegistrantFirstFiling>
      <isRegistrantLastFiling>Y</isRegistrantLastFiling>
      <registrantFamilyInvComp isRegistrantFamilyInvComp="Y" familyInvCompFullName="Name of family of investment companies"></registrantFamilyInvComp>
      <registrantClassificationType>N-2</registrantClassificationType>
      <isSecuritiesActRegistration>Y</isSecuritiesActRegistration>
      <directors>
        <director>
          <directorName>Name of Directors</directorName>
          <crdNumber>000000012</crdNumber>
          <isDirectorInterestedPerson>Y</isDirectorInterestedPerson>
          <fileNumbers>
            <fileNumberInfo fileNumber="811-21974"></fileNumberInfo>
          </fileNumbers>
        </director>
      </directors>
      <chiefComplianceOfficers>
        <chiefComplianceOfficer>
          <ccoName>Name of Chief compliance officer</ccoName>
          <crdNumber>123456789</crdNumber>
          <ccoStreet1>12123</ccoStreet1>
          <ccoStreet2>Boxwood Place</ccoStreet2>
          <ccoCity>Ashburn</ccoCity>
          <ccoStateCountry ccoCountry="US" ccoState="US-VA"></ccoStateCountry>
          <ccoZipCode>25879</ccoZipCode>
          <ccoPhone>703-123-1234</ccoPhone>
          <isCcoChangedSinceLastFiling>Y</isCcoChangedSinceLastFiling>
          <ccoEmployers>
            <ccoEmployer ccoEmployerId="00-1234567" ccoEmployerName="Chief complionace officer name 1"></ccoEmployer>
          </ccoEmployers>
        </chiefComplianceOfficer>
      </chiefComplianceOfficers>
      <securityMatterSeriesInfo isRegistrantSubmittedMatter="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </securityMatterSeriesInfo>
      <legalProceedingSeriesInfo isPreviousLegalProceeding="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </legalProceedingSeriesInfo>
      <previousProceedingTerminated isPreviousProceedingTerminated="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </previousProceedingTerminated>
      <claimFiled totalClaimAmount="10" isClaimFiled="Y"></claimFiled>
      <coveredByInsurancePolicy isCoveredByInsurancePolicy="Y" isClaimFiledDuringPeriod="Y"></coveredByInsurancePolicy>
      <financialSupportSeriesInfo isFinancialSupportDuringPeriod="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </financialSupportSeriesInfo>
      <releaseNumbers isExemptionFromAct="Y">
        <releaseNumberInfo releaseNumber="34-000000"></releaseNumberInfo>
      </releaseNumbers>
      <principalUnderwriters>
        <principalUnderwriter>
          <principalUnderwriterName>Name of Underwriters</principalUnderwriterName>
          <principalUnderwriterFileNumber>008-01213</principalUnderwriterFileNumber>
          <principalUnderwriterCrdNumber>121325465</principalUnderwriterCrdNumber>
          <principalUnderwriterLei>LEI45678901234567890</principalUnderwriterLei>
          <principalUnderwriterRssdId>1234567890</principalUnderwriterRssdId>
          <principalUnderWriterStateCountry principalUnderWriterCountry="US" principalUnderWriterState="US-VA"></principalUnderWriterStateCountry>
          <isPrincipalUnderwriterAffiliatedWithRegistrant>Y</isPrincipalUnderwriterAffiliatedWithRegistrant>
        </principalUnderwriter>
      </principalUnderwriters>
      <isUnderwriterHiredOrTerminated>Y</isUnderwriterHiredOrTerminated>
      <publicAccountants>
        <publicAccountant>
          <publicAccountantName>Name of Independent pubic accountant</publicAccountantName>
          <pcaobNumber>N/A</pcaobNumber>
          <publicAccountantLei>LEI45678901234567890</publicAccountantLei>
          <publicAccountantRssdId>1234567890</publicAccountantRssdId>
          <publicAccountantStateCountry publicAccountantState="US-VA" publicAccountantCountry="US"></publicAccountantStateCountry>
        </publicAccountant>
      </publicAccountants>
      <isPublicAccountantChanged>Y</isPublicAccountantChanged>
      <isMaterialWeakness>Y</isMaterialWeakness>
      <auditOpinionSeries isOpinionOffered="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </auditOpinionSeries>
      <valuationMethodsChanges isMaterialChange="Y">
        <valuationMethodsChange>
          <dateOfChange>2017-09-29</dateOfChange>
          <changeExplanation>Explanation</changeExplanation>
          <assetType>Short-term investment vehicle</assetType>
          <investmentType>N-1 Investment Type</investmentType>
          <statutoryRegulatoryBasis>Explanation of the change</statutoryRegulatoryBasis>
          <valuationMethodsChangeSeries>
            <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
          </valuationMethodsChangeSeries>
        </valuationMethodsChange>
      </valuationMethodsChanges>
      <isAccountingPrincipleChange>Y</isAccountingPrincipleChange>
      <paymentDividendSeries isPaymentDividend="Y">
        <seriesInfo seriesName="CIK0001068130series#1" seriesId="S000193649"></seriesInfo>
      </paymentDividendSeries>
    </registrantInfo>
    <closedEndManagementInvestment>
      <securityRelatedItems>
        <securityRelatedItem>
          <description>Common stock</description>
          <securityClassTitle>ztest</securityClassTitle>
          <commonStocks>
            <commonStock commonStockExchange="XBCX" commonStockTickerSymbol="12"></commonStock>
          </commonStocks>
        </securityRelatedItem>
      </securityRelatedItems>
      <isRightsOffering>N</isRightsOffering>
      <isSecondaryOffering>N</isSecondaryOffering>
      <isRepurchaseSecurity>N</isRepurchaseSecurity>
      <isDefaultLongTermDebt>N</isDefaultLongTermDebt>

23 more lines not shown.

JSON from the API (format=json)

{
  "#order": [
    "headerData",
    "formData"
  ],
  "formData": {
    "#order": [
      "generalInfo",
      "registrantInfo",
      "closedEndManagementInvestment",
      "attachmentsTab",
      "signature"
    ],
    "attachmentsTab": {
      "#order": [
        "isLegalProceedings",
        "isProvisionFinancialSupport",
        "isIPAReportInternalControl",
        "isChangeAccPrinciples",
        "isInfoRequiredEO",
        "isOtherInfoRequired",
        "isMaterialAmendments",
        "isInstDefiningRights",
        "isNewOrAmendedInvAdvContracts",
        "isInfoItem405",
        "isCodeOfEthics"
      ],
      "isChangeAccPrinciples": "true",
      "isCodeOfEthics": "false",
      "isIPAReportInternalControl": "true",
      "isInfoItem405": "false",
      "isInfoRequiredEO": "true",
      "isInstDefiningRights": "false",
      "isLegalProceedings": "true",
      "isMaterialAmendments": "false",
      "isNewOrAmendedInvAdvContracts": "false",
      "isOtherInfoRequired": "true",
      "isProvisionFinancialSupport": "true"
    },
    "closedEndManagementInvestment": {
      "#order": [
        "securityRelatedItems",
        "isRightsOffering",
        "isSecondaryOffering",
        "isRepurchaseSecurity",
        "isDefaultLongTermDebt",
        "isDividendsInArrears",
        "isSecuritiesModified",
        "managementFee",
        "netOperatingExpenses",
        "marketPricePerShare",
        "netAssetValuePerShare"
      ],
      "isDefaultLongTermDebt": "N",
      "isDividendsInArrears": "N",
      "isRepurchaseSecurity": "N",
      "isRightsOffering": "N",
      "isSecondaryOffering": "N",
      "isSecuritiesModified": "N",
      "managementFee": "12",
      "marketPricePerShare": "12",
      "netAssetValuePerShare": "12",
      "netOperatingExpenses": "12",
      "securityRelatedItems": {
        "securityRelatedItem": {
          "#order": [
            "description",
            "securityClassTitle",
            "commonStocks"
          ],
          "commonStocks": {
            "commonStock": {
              "@commonStockExchange": "XBCX",
              "@commonStockTickerSymbol": "12"
            }
          },
          "description": "Common stock",
          "securityClassTitle": "ztest"
        }
      }
    },
    "generalInfo": {
      "@isReportPeriodLt12": "Y",
      "@reportEndingPeriod": "2025-02-19"
    },
    "registrantInfo": {
      "#order": [
        "registrantFullName",
        "investmentCompFileNo",
        "registrantCik",
        "registrantLei",
        "registrantstreet1",
        "registrantstreet2",
        "registrantcity",
        "registrantzipCode",
        "registrantstate",
        "registrantcountry",
        "registrantphoneNumber",
        "websites",
        "locationBooksRecords",
        "isRegistrantFirstFiling",
        "isRegistrantLastFiling",
        "registrantFamilyInvComp",
        "registrantClassificationType",
        "isSecuritiesActRegistration",
        "directors",
        "chiefComplianceOfficers",
        "securityMatterSeriesInfo",
        "legalProceedingSeriesInfo",
        "previousProceedingTerminated",
        "claimFiled",
        "coveredByInsurancePolicy",
        "financialSupportSeriesInfo",
        "releaseNumbers",
        "principalUnderwriters",
        "isUnderwriterHiredOrTerminated",
        "publicAccountants",
        "isPublicAccountantChanged",
        "isMaterialWeakness",
        "auditOpinionSeries",
        "valuationMethodsChanges",
        "isAccountingPrincipleChange",
        "paymentDividendSeries"
      ],
      "auditOpinionSeries": {
        "@isOpinionOffered": "Y",
        "seriesInfo": {
          "@seriesId": "S000193649",
          "@seriesName": "CIK0001068130series#1"
        }
      },
      "chiefComplianceOfficers": {
        "chiefComplianceOfficer": {
          "#order": [
            "ccoName",
            "crdNumber",
            "ccoStreet1",
            "ccoStreet2",
            "ccoCity",
            "ccoStateCountry",
            "ccoZipCode",
            "ccoPhone",
            "isCcoChangedSinceLastFiling",
            "ccoEmployers"
          ],
          "ccoCity": "Ashburn",
          "ccoEmployers": {
            "ccoEmployer": {
              "@ccoEmployerId": "00-1234567",
              "@ccoEmployerName": "Chief complionace officer name 1"
            }
          },
          "ccoName": "Name of Chief compliance officer",
          "ccoPhone": "703-123-1234",
          "ccoStateCountry": {
            "@ccoCountry": "US",
            "@ccoState": "US-VA"
          },
          "ccoStreet1": "12123",
          "ccoStreet2": "Boxwood Place",

250 more lines not shown.

Every field

Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.

edgarSubmission (eis_NCEN_Filer.xsd, 862 fields)
Field (path)TypeOccursAllowed valuesSEC's description
edgarSubmission(group)1..1
schemaVersionSCHEMA_VERSION_TYPE0..1length=5
headerData(group: HEADER_DATA)1..1These elements are part of the HEADER_DATA
submissionTypeSUBMISSION_TYPE1..1one of: N-CEN, N-CEN/A
accessionNumberACCESSION_NUMBER_TYPE0..1pattern=[*]{0}|[0-9]{1,10}\-[0-9]{1,2}\-[0-9]{1,6}
filerInfo(group: FILER_INFO_TYPE)1..1These elements are part of the FILER_INFO_TYPE
liveTestFlagLIVE_TEST_TYPE1..1one of: LIVE, TEST
filer(group: FILER_TYPE)1..1These elements are part of the FILER_TYPE
issuerCredentials(group: ISSUER_CREDENTIALS_TYPE)1..1These elements are part of the ISSUER_CREDENTIALS_TYPE
cikCIK_TYPE1..1pattern=\d{1,10}
cccCCC_TYPE1..1length=8
fileNumberFILE_NUMBER_TYPE0..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
contact(group: CONTACT_TYPE)0..1These elements are part of the CONTACT_TYPE
contactNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
contactPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
contactEmailAddressINTERNET_ADDRESS_TYPE1..1maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?)
notifications(group: NOTIFICATIONS_TYPE)0..1These elements are part of the NOTIFICATIONS_TYPE
notificationEmailAddressINTERNET_ADDRESS_TYPE0..3maxLength=80; minLength=4; pattern=([a-zA-Z0-9_\-\.]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\-]+\.)+))([a-zA-Z]{2,7}|[0-9]{1,3})(\]?)
flags(group: FLAGS_TYPE)0..1These elements are part of the FLAGS_TYPE
overrideInternetFlagTRUE_FALSE_TYPE0..1pattern=true; pattern=false
confirmingCopyFlagTRUE_FALSE_TYPE0..1pattern=true; pattern=false
investmentCompanyTypeCOMPANY_CLASSIFICATION_TYPE1..1one of: N-1A, N-2, N-3, N-4, N-5, N-6, S-6
seriesClass(group: SERIES_CLASS_INFO_TYPE)0..1These elements are part of the SERIES_CLASS_INFO_TYPE.
(choice)1..1exactly one of the following branches
reportSeriesClass(group: RPT_SERIES_TYPE)1*..1These elements are part of the RPT_SERIES_TYPE
(choice)1..1exactly one of the following branches
rptIncludeAllSeriesFlagTRUE_FALSE_TYPE1*..1pattern=true; pattern=false
rptSeriesClassInfo(group: SERIES_CLASS_PAIR_TYPE)1*..1000These elements are part of the SERIES_CLASS_PAIR_TYPE
seriesIdSERIES_ID_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
(choice)1..1exactly one of the following branches
includeAllClassesFlagTRUE_FALSE_TYPE1*..1pattern=true; pattern=false
classInfo(group: CLASS_INFO_TYPE)1*..1000These elements are part of the CLASS_INFO_TYPE
classIdCLASS_ID_TYPE1..1pattern=[C|c][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
reportClass(group: RPT_CLASS_TYPE)1*..1These elements are part of the RPT_CLASS_TYPE
(choice)1..1exactly one of the following branches
rptIncludeAllClassesFlagTRUE_FALSE_TYPE1*..1pattern=true; pattern=false
classInfo(group: CLASS_INFO_TYPE)1*..1000These elements are part of the CLASS_INFO_TYPE
classIdCLASS_ID_TYPE1..1pattern=[C|c][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
formData(group: FORM_DATA)1..1These elements are part of the FORM_DATA
generalInfo(group: GENERAL_INFO_TYPE)1..1These elements are part of the Item A.1. Reporting period covered.
@reportEndingPeriodDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
@isReportPeriodLt12YES_NO_TYPE1..1one of: Y, N
registrantInfo(group: REGISTRANT_INFO_TYPE)1..1These elements are part of the REGISTRANT_INFO_TYPE
registrantFullNameSTRING_150_TYPE1..1minLength=1; maxLength=150
investmentCompFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
registrantCikCIK_TYPE1..1pattern=\d{1,10}
registrantLeiLEI_TYPE1..1pattern=[0-9A-Za-z]{20}
registrantstreet1STREET_TYPE1..1minLength=1; maxLength=40
registrantstreet2STREET_TYPE0..1minLength=1; maxLength=40
registrantcitySTRING_30_TYPE1..1minLength=1; maxLength=30
registrantzipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
registrantstateISO_STATE_AND_OUTLYING_AREA_CODE_USA0..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
registrantcountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
registrantphoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
websites(group: WEBSITE_LIST_TYPE)1..1These elements are part of the Item B.2.g Public Websites.
website(group)1..1000
@webpageSTRING_150_TYPE1..1minLength=1; maxLength=150
locationBooksRecords(group: LOCATION_BOOKS_RECORD_LIST_TYPE)1..1
locationBooksRecord(group: LOCATION_BOOKS_RECORD_TYPE)1..1000These elements are part of the Item B.3.
officeNameSTRING_150_TYPE1..1minLength=1; maxLength=150
officeAddress1STREET_TYPE1..1minLength=1; maxLength=40
officeAddress2STREET_TYPE0..1minLength=1; maxLength=40
officeCitySTRING_30_TYPE1..1minLength=1; maxLength=30
(choice)1..1exactly one of the following branches
officeStateCountry(group)1*..1
@officeStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@officeCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
officeCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
officeRecordsZipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
officePhoneEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
booksRecordsDescSTRING_5K_TYPE1..1maxLength=5000; minLength=1
isRegistrantFirstFilingYES_NO_TYPE1..1one of: Y, N
isRegistrantLastFilingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
registrantFamilyInvComp(group)1*..1
@isRegistrantFamilyInvCompYES_NO_TYPE1..1one of: Y, N
@familyInvCompFullNameSTRING_150_TYPE1..1minLength=1; maxLength=150
isRegistrantFamilyInvCompYES_NO_TYPE1*..1one of: Y, N; fixed=N
registrantClassificationTypeCOMPANY_CLASSIFICATION_TYPE1..1one of: N-1A, N-2, N-3, N-4, N-5, N-6, S-6
totalSeriesINTEGER_NONNEGATIVE_80..1minInclusive=0; totalDigits=8
terminatedSeries(group: TERMINATED_SERIES_LIST_TYPE)0..1
terminatedSeriesInfo(group: TERMINATED_SERIES_TYPE)1..1000These elements are part of Item B.6.a.ii.
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
@terminationDateSTRING_10_TYPE1..1minLength=1; maxLength=10
isSecuritiesActRegistrationYES_NO_TYPE1..1one of: Y, N
directors(group: DIRECTOR_LIST_TYPE)0..1
director(group: DIRECTOR_TYPE)1..1000These elements are part of Item B.8.
directorNameSTRING_150_TYPE1..1minLength=1; maxLength=150
crdNumberCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
isDirectorInterestedPersonYES_NO_TYPE1..1one of: Y, N
fileNumbers(group: DIRECTOR_INV_COMP_FILE_NO_LIST_TYPE)1..1These elements are part of the FILE_NUMBER_TYPE
fileNumberInfo(group)1..1000
@fileNumberFILE_NUMBER_TYPE_WITH_NA0..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
chiefComplianceOfficers(group: CHIEF_COMPLIANCE_OFFICER_LIST_TYPE)1..1
chiefComplianceOfficer(group: CHIEF_COMPLIANCE_OFFICER_TYPE)1..1000These elements are part of the Item B.9.
ccoNameSTRING_150_TYPE1..1minLength=1; maxLength=150
crdNumberCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
ccoStreet1STREET_TYPE1..1minLength=1; maxLength=40
ccoStreet2STREET_TYPE0..1minLength=1; maxLength=40
ccoCitySTRING_30_TYPE1..1minLength=1; maxLength=30
(choice)1..1exactly one of the following branches
ccoStateCountry(group)1*..1
@ccoStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@ccoCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
ccoCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
ccoZipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
ccoPhoneEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
isCcoChangedSinceLastFilingYES_NO_TYPE1..1one of: Y, N
ccoEmployers(group)1..1
ccoEmployer(group: CCO_EMPLOYER_TYPE)1..1000These elements are part of the CCO_EMPLOYER_TYPE
@ccoEmployerNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@ccoEmployerIdEMPLOYEE_ID_TYPE1..1pattern=\d{2}[\-]?\d{7}|N/A
(choice)1..1exactly one of the following branches
isRegistrantSubmittedMatterYES_NO_TYPE1*..1one of: Y, N; fixed=N
securityMatterSeriesInfo(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isRegistrantSubmittedMatterYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isPreviousLegalProceedingYES_NO_TYPE1*..1one of: Y, N; fixed=N
legalProceedingSeriesInfo(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isPreviousLegalProceedingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isPreviousProceedingTerminatedYES_NO_TYPE1*..1one of: Y, N; fixed=N
previousProceedingTerminated(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isPreviousProceedingTerminatedYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isClaimFiledYES_NO_TYPE1*..1one of: Y, N; fixed=N
claimFiled(group)1*..1
@isClaimFiledYES_NO_TYPE1..1one of: Y, N
@totalClaimAmountDECIMAL_TYPE_241..1totalDigits=24
(choice)1..1exactly one of the following branches
isCoveredByInsurancePolicyYES_NO_TYPE1*..1one of: Y, N; fixed=N
coveredByInsurancePolicy(group)1*..1
@isCoveredByInsurancePolicyYES_NO_TYPE1..1one of: Y, N
@isClaimFiledDuringPeriodYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isFinancialSupportDuringPeriodYES_NO_TYPE1*..1one of: Y, N; fixed=N
financialSupportSeriesInfo(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isFinancialSupportDuringPeriodYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isExemptionFromActYES_NO_TYPE1*..1one of: Y, N; fixed=N
releaseNumbers(group)1*..1
releaseNumberInfo(group)1..1000
@releaseNumberSTRING_20_TYPE0..1minLength=1; maxLength=20
@isExemptionFromActYES_NO_TYPE1..1one of: Y, N
principalUnderwriters(group: PRINCIPAL_UNDERWRITER_LIST_TYPE)0..1
principalUnderwriter(group: PRINCIPAL_UNDERWRITER_TYPE)1..1000These elements are part of Item B.16
principalUnderwriterNameSTRING_150_TYPE1..1minLength=1; maxLength=150
principalUnderwriterFileNumberFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
principalUnderwriterCrdNumberCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
principalUnderwriterLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
principalUnderwriterRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
principalUnderWriterStateCountry(group)1*..1
@principalUnderWriterStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@principalUnderWriterCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
principalUnderWriterCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isPrincipalUnderwriterAffiliatedWithRegistrantYES_NO_TYPE1..1one of: Y, N
isUnderwriterHiredOrTerminatedYES_NO_TYPE1..1one of: Y, N
publicAccountants(group: PUBLIC_ACCOUNTANT_LIST_TYPE)1..1
publicAccountant(group: PUBLIC_ACCOUNTANT_TYPE)1..1000These elements are part of the Item B.17.
publicAccountantNameSTRING_150_TYPE1..1minLength=1; maxLength=150
pcaobNumberSTRING_20_TYPE1..1minLength=1; maxLength=20
publicAccountantLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
publicAccountantRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
publicAccountantStateCountry(group)1*..1
@publicAccountantStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@publicAccountantCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
publicAccountantCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isPublicAccountantChangedYES_NO_TYPE1..1one of: Y, N
isMaterialWeaknessYES_NO_TYPE0..1one of: Y, N
(choice)1..1exactly one of the following branches
isOpinionOfferedYES_NO_TYPE1*..1one of: Y, N; fixed=N
auditOpinionSeries(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isOpinionOfferedYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isMaterialChangeYES_NO_TYPE1*..1one of: Y, N; fixed=N
valuationMethodsChanges(group)1*..1
valuationMethodsChange(group: VALUATION_METHODS_CHANGE)1..1000These elements are part of the Item B.20.
dateOfChangeDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
changeExplanationSTRING_5K_TYPE1..1maxLength=5000; minLength=1
assetTypeASSET_TYPE1..1one of: Short-term investment vehicle, Repurchase agreement, Equity-common, Equity-preferred, Debt, Derivative-commodity, Derivative-credit, Derivative-equity, Derivative-foreign exchange, Derivative-interest rate, Derivative-other, Structured note, Loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, Commodity, Real estate, Other
assetTypeOtherDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
investmentTypeSTRING_5K_TYPE1..1maxLength=5000; minLength=1
statutoryRegulatoryBasisSTRING_5K_TYPE1..1maxLength=5000; minLength=1
valuationMethodsChangeSeries(group)0..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isMaterialChangeYES_NO_TYPE1..1one of: Y, N
isAccountingPrincipleChangeYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isPaymentErrorInNetAssetValueYES_NO_TYPE1*..1one of: Y, N; fixed=N
paymentErrorSeries(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isPaymentErrorInNetAssetValueYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isPaymentDividendYES_NO_TYPE1*..1one of: Y, N; fixed=N
paymentDividendSeries(group)1*..1
seriesInfo(group: SERIES_INFO_TYPE)0..1000These elements are part of the SERIES_INFO_TYPE
@seriesNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@seriesIdSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@isPaymentDividendYES_NO_TYPE1..1one of: Y, N
managementInvestmentQuestionSeriesInfo(group: MANAGEMENT_INVESTMENT_QUESTION_SERIES_INFO_TYPE)0..1These elements are part of the MANAGEMENT_INVESTMENT_QUESTION_SERIES_INFO_TYPE
managementInvestmentQuestion(group: MANAGEMENT_INVESTMENT_QUESTION_TYPE)1..1000These elements are part of the MANAGEMENT_INVESTMENT_QUESTION_TYPE
mgmtInvFundNameSTRING_150_TYPE1..1minLength=1; maxLength=150
mgmtInvSeriesIdSERIES_ID_TYPE0..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
mgmtInvLeiLEI_TYPE1..1pattern=[0-9A-Za-z]{20}
isFirstFilingByFundYES_NO_TYPE1..1one of: Y, N
numAuthorizedClassINTEGER_NONNEGATIVE_80..1minInclusive=0; totalDigits=8
numAddedClassINTEGER_NONNEGATIVE_80..1minInclusive=0; totalDigits=8
numTerminatedClassINTEGER_NONNEGATIVE_80..1minInclusive=0; totalDigits=8
sharesOutstandings(group: SHARES_OUTSTANDING_LIST_TYPE)0..1
sharesOutstanding(group: SHARES_OUTSTANDING_TYPE)1..1000These elements are part of the Item C.2.d.
@sharesOutstandingClassNameSTRING_150_TYPE0..1minLength=1; maxLength=150
@sharesOutstandingClassIdCLASS_ID_TYPE0..1pattern=[C|c][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
@sharesOutstandingTickerSymbolSTRING_12_TYPE0..1minLength=1; maxLength=12
(choice)1..1exactly one of the following branches
fundTypes(group: FUND_TYPES)1*..1Multiple Fund Types can be provided here. If the Fund Type is Index Fund, choose element indexFundInfo. And, if the fund type is Master-Feeder fund, select the element masterFeederFundInfo.
fundTypeFUND_TYPE0..7one of: Exchange-Traded Fund, Exchange-Traded Managed Fund, Inverse of a benchmark, Interval Fund, Fund of Funds, Money Market Fund, Target Date Fund, Underlying fund
indexFundInfo(group)0..1
isIndexFundAffiliatedYES_NO_TYPE1..1one of: Y, N
isIndexFundExclusiveYES_NO_TYPE1..1one of: Y, N
indexFundReturnDiffBeforeExpenseDECIMAL_TYPE_241..1totalDigits=24
indexFundReturnDiffAfterExpenseDECIMAL_TYPE_241..1totalDigits=24
indexFundReturnDailyStdevBeforeExpenseDECIMAL_TYPE_24_NO_NEG1..1totalDigits=24; minInclusive=0
indexFundReturnDailyStdevAfterExpenseDECIMAL_TYPE_24_NO_NEG1..1totalDigits=24; minInclusive=0
@fundTypestring1..1
masterFeederFundInfo(group)0..1
feederFunds(group: FEEDER_FUND_TYPE)0..1000These elements are part of the FEEDER_FUND_TYPE
@feederFundNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@regFeederFundFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
@regFeederFundSeriesIdNoSERIES_ID_NA_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]|N/A
@regFeederFundLeiLEI_TYPE_RSS_NA1..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
@unregFeederFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
@unregFeederFundLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
masterFunds(group: MASTER_FUND_TYPE)0..1000These elements are part of the MASTER_FUND_TYPE
@masterFundNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@masterFundFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
@masterFundSECFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
@masterFundLeiLEI_TYPE1..1pattern=[0-9A-Za-z]{20}
@fundTypestring1..1
fundTypestring1*..1fixed=N/A
isNonDiversifiedCompanyYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isForeignSubsidiaryYES_NO_TYPE1*..1one of: Y, N; fixed=N
foreignInvestments(group)1*..1
foreignInvestment(group: FOREIGN_INVESTMENT_TYPE)1..1000These elements are part of the Item C.5.b.
@foreignSubsidiaryNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@foreignSubsidiaryLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
@foreignSubsidiaryRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
@isForeignSubsidiaryYES_NO_TYPE1..1one of: Y, N
isFundSecuritiesLendingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
didFundLendSecuritiesYES_NO_TYPE1*..1one of: Y, N; fixed=N
fundLendSecurities(group)1*..1This is a required field if filer responds Y to item C.6.b.
isFundLiquidatedYES_NO_TYPE1..1one of: Y, N
isFundAdverselyImpactedYES_NO_TYPE1..1one of: Y, N
@didFundLendSecuritiesYES_NO_TYPE1..1one of: Y, N
securityLendings(group: SECURITY_LENDING_LIST_TYPE)0..1
securityLending(group: SECURITY_LENDING_TYPE)1..1000These elements are part of Item C.6.c
securitiesAgentNameSTRING_150_TYPE1..1minLength=1; maxLength=150
securitiesAgentLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
securitiesAgentRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
isSecuritiesAgentAffiliatedYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
securityAgentIdemnity(group)1*..1
idemnityProviders(group)1..1
idemnityProvider(group: IDEMNITY_PROVIDER_TYPE)1..1000These elements are part of the IDEMNITY_PROVIDER_TYPE
@idemnityProviderNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@idemnityProviderLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
@idemnityProviderRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
didIndemnificationRightsYES_NO_TYPE1..1one of: Y, N
@isSecurityAgentIdemnityYES_NO_TYPE1..1one of: Y, N
isSecurityAgentIdemnityYES_NO_TYPE1*..1one of: Y, N; fixed=N
collateralManagers(group: COLLATERAL_MANAGER_LIST_TYPE)0..1
collateralManager(group: COLLATERAL_MANAGER_TYPE)1..1000These elements are part of Item C.6.d
@collateralManagerNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@collateralManagerLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
@collateralManagerRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
@isCollateralManagerAffliliatedYES_NO_TYPE1..1one of: Y, N
@isCollateralManagerAffliliatedWithFundYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
paymentToAgentManagers(group)1*..1
paymentToAgentManagerTypePAYMENT_TO_AGENT_MANAGER_TYPE1..6one of: Revenue sharing split, Non-revenue sharing split (other than administrative fee), Administrative fee, Cash collateral reinvestment fee, Indemnification fee, Other
otherFeeDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
paymentToAgentManagerTypestring1*..1fixed=N/A
avgPortfolioSecuritiesValueDECIMAL_TYPE_24_WITH_NA1..1DECIMAL_TYPE_24_NO_NEG (totalDigits=24; minInclusive=0) or NA_STRING (one of: N/A)
netIncomeSecuritiesLendingDECIMAL_TYPE_24_WITH_NEG_NA1..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
(choice)1..1exactly one of the following branches
relyOnRuleTypes(group)1*..1
relyOnRuleTypeRELY_ON_RULE_TYPE1..20one of: Rule 10f-3 (17 CFR 270.10f-3), Rule 12d1-1 (17 CFR 270.12d1-1), Rule 15a-4 (17 CFR 270.15a-4), Rule 17a-6 (17 CFR 270.17a-6), Rule 17a-7 (17 CFR 270.17a-7), Rule 17a-8 (17 CFR 270.17a-8), Rule 17e-1 (17 CFR 270.17e-1), Rule 22d-1 (17 CFR 270.22d-1), Rule 23c-1 (17 CFR 270.23c-1), Rule 32a-4 (17 CFR 270.32a-4), Rule 6c-11 (17 CFR 270.6c-11), Rule 12d1-4 (17 CFR 270.12d1-4), Section 12(d)(1)(G) of the Act (15 USC 80a-12(d)(1)(G)), Rule 18f-4 (17 CFR 270.18f-4), Rule 18f-4(c)(4) (17CFR 270.18f-4(c)(4)), Rule 18f-4(c)(2) (17 CFR 270.18f-4(c)(2)), Rule 18f-4(d)(i) (17 CFR 270.18f-4(d)(i)), Rule 18f-4(d)(ii) (17 CFR 270.18f-4(d)(ii)), Rule 18f-4(e) (17 CFR 270.18f-4(e)), Rule 18f-4(f)(17 CFR 270.18f-4(f))
relyOnRuleTypestring1*..1fixed=N/A
isExpenseLimitationInPlaceYES_NO_TYPE1..1one of: Y, N
isExpenseReducedOrWaivedYES_NO_TYPE1..1one of: Y, N
isFeesWaivedRecoupableYES_NO_TYPE1..1one of: Y, N
isExpenseWaivedRecoupableYES_NO_TYPE1..1one of: Y, N
investmentAdvisers(group: INVESTMENT_ADVISER_LIST_TYPE)0..1
investmentAdviser(group: INVESTMENT_ADVISER_TYPE)1..1000These elements form Item C.9.a
investmentAdviserNameSTRING_150_TYPE1..1minLength=1; maxLength=150
investmentAdviserFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
investmentAdviserCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
investmentAdviserLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
investmentAdviserRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
investmentAdviserStateCountry(group)1*..1
@investmentAdviserStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@investmentAdviserCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
investmentAdviserCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
(choice)1..1exactly one of the following branches
investmentAdviserHired(group)1*..1
investmentAdviserStartDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
@isInvestmentAdviserHiredYES_NO_TYPE1..1one of: Y, N
isInvestmentAdviserHiredYES_NO_TYPE1*..1one of: Y, N; fixed=N
investmentAdvisersTerminated(group: INVESTMENT_ADVISER_TERMINATED_LIST_TYPE)0..1
investmentAdviserTerminated(group: INVESTMENT_ADVISER_TERMINATED_TYPE)1..1000These elements are part of the Item C.9.b
investmentAdviserTerminatedNameSTRING_150_TYPE1..1minLength=1; maxLength=150
investAdviserTerminatedFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
investAdviserTerminatedCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
investAdviserTerminatedLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
investAdviserTerminatedRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
investmentAdviserTerminatedStateCountry(group)1*..1
@investmentAdviserTerminatedStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@investmentAdviserTerminatedCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
investmentAdviserTerminatedCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
investAdviserTerminationDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
subAdvisers(group: SUB_ADVISER_LIST_TYPE)0..1
subAdviser(group: SUB_ADVISER_TYPE)1..1000These elements are part of Item C.9.c
subAdviserNameSTRING_150_TYPE1..1minLength=1; maxLength=150
subAdviserFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
subAdviserCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
subAdviserLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
subAdviserRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
isSubAdviserAffiliatedYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
subAdviserStateCountry(group)1*..1
@subAdviserStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@subAdviserCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
subAdviserCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
(choice)1..1exactly one of the following branches
subAdviserHired(group)1*..1
@isSubAdviserHiredYES_NO_TYPE1..1one of: Y, N
@subAdviserStartDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
isSubAdviserHiredYES_NO_TYPE1*..1one of: Y, N; fixed=N
subAdvisersTerminated(group: SUB_ADVISER_TERMINATED_LIST_TYPE)0..1
subAdviserTerminated(group: SUB_ADVISER_TERMINATED_TYPE)1..1000These elements are part of Item C.9.d
subAdviserTerminatedNameSTRING_150_TYPE1..1minLength=1; maxLength=150
subAdviserTerminatedFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
subAdviserTerminatedCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
subAdviserTerminatedLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
subAdviserTerminatedRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
subAdviserTerminatedStateCountry(group)1*..1
@subAdviserTerminatedStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@subAdviserTerminatedCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
subAdviserTerminatedCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
subAdviserTerminationDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
transferAgents(group: TRANSFER_AGENT_LIST_TYPE)0..1
transferAgent(group: TRANSFER_AGENT_TYPE)1..1000These elements are part of the Item C.10
transferAgentNameSTRING_150_TYPE1..1minLength=1; maxLength=150
transferAgentFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
transferAgentLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
transferAgentRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
transferAgentStateCountry(group)1*..1
@transferAgentStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@transferAgentCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
transferAgentCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isTransferAgentAffiliatedYES_NO_TYPE1..1one of: Y, N
isTransferAgentSubAgentYES_NO_TYPE1..1one of: Y, N
isTransferAgentHiredOrTerminatedYES_NO_TYPE1..1one of: Y, N
pricingServices(group: PRICING_SERVICE_LIST_TYPE)0..1
pricingService(group: PRICING_SERVICE_TYPE)1..1000These elements are part of the Item C.11
pricingServiceNameSTRING_150_TYPE1..1minLength=1; maxLength=150
pricingServiceLeiSTRING_100_TYPE0..1minLength=1; maxLength=100
pricingServiceRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
pricingServiceOtherSTRING_100_TYPE0 ..1minLength=1; maxLength=100
pricingServiceIdNumberDescSTRING_500_TYPE0..1maxLength=500; minLength=1
(choice)1..1exactly one of the following branches
pricingServiceStateCountry(group)1*..1
@pricingServiceStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@pricingServiceCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
pricingServiceCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isPricingServiceAffiliatedYES_NO_TYPE1..1one of: Y, N
isPricingServiceHiredOrTerminatedYES_NO_TYPE0..1one of: Y, N
custodians(group: CUSTODIAN_LIST_TYPE)1..1
custodian(group: CUSTODIAN_TYPE)1..1000These elements are part of Item C.12
custodianNameSTRING_150_TYPE1..1minLength=1; maxLength=150
custodianLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
custodianRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
custodianStateCountry(group)1*..1
@custodianStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@custodianCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
custodianCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isCustodianAffiliatedYES_NO_TYPE1..1one of: Y, N
isSubCustodianYES_NO_TYPE1..1one of: Y, N
custodyTypeCUSTODY_TYPE1..1one of: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other
otherCustodianDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
isCustodianHiredOrTerminatedYES_NO_TYPE1..1one of: Y, N
shareholderServicingAgents(group: SHAREHOLDER_SERVICING_AGENT_LIST_TYPE)0..1
shareholderServicingAgent(group: SHAREHOLDER_SERVICING_AGENT_TYPE)1..1000These elements are part of Item C.13
shareholderServiceAgentNameSTRING_150_TYPE1..1minLength=1; maxLength=150
shareholderServiceAgentLeiSTRING_100_TYPE0..1minLength=1; maxLength=100
shareholderServiceAgentRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
shareholderServiceAgentOtherSTRING_100_TYPE0..1minLength=1; maxLength=100
shareholderServiceIdNumberDescSTRING_500_TYPE0..1maxLength=500; minLength=1
(choice)1..1exactly one of the following branches
shareholderServiceAgentStateCountry(group)1*..1
@shareholderServiceAgentStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@shareholderServiceAgentCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
shareholderServiceAgentCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isShareholderServiceAgentAffiliatedYES_NO_TYPE1..1one of: Y, N
isShareholderServiceAgentSubshareYES_NO_TYPE1..1one of: Y, N
isShareholderServiceHiredTerminatedYES_NO_TYPE1..1one of: Y, N
admins(group: ADMIN_LIST_TYPE)0..1
admin(group: ADMIN_TYPE)1..1000These elements are part of Item C.14
adminNameSTRING_150_TYPE1..1minLength=1; maxLength=150
adminLeiSTRING_100_TYPE0..1minLength=1; maxLength=100
adminRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
adminOtherSTRING_100_TYPE0..1minLength=1; maxLength=100
idNumberDescSTRING_500_TYPE0..1maxLength=500; minLength=1
(choice)1..1exactly one of the following branches
adminStateCountry(group)1*..1
@adminStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@adminCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
adminCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isAdminAffiliatedYES_NO_TYPE1..1one of: Y, N
isAdminSubAdminYES_NO_TYPE1..1one of: Y, N
isAdminHiredOrTerminatedYES_NO_TYPE1..1one of: Y, N
brokerDealers(group: BROKER_DEALER_LIST_TYPE)0..1
brokerDealer(group: BROKER_DEALER_TYPE)1..1000These elements are part of Item C.15
brokerDealerNameSTRING_150_TYPE1..1minLength=1; maxLength=150
brokerDealerFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
brokerDealerCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
brokerDealerLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
brokerDealerRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
brokerDealerStateCountry(group)1*..1
@brokerDealerStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@brokerDealerCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
brokerDealerCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
brokerDealerCommissionDECIMAL_TYPE_241..1totalDigits=24
brokers(group: BROKER_LIST_TYPE)0..1
broker(group: BROKER_TYPE)1..10These elements are part of Item C.16
brokerNameSTRING_150_TYPE1..1minLength=1; maxLength=150
brokerFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
brokerCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
brokerLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
brokerRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
brokerStateCountry(group)1*..1
@brokerStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@brokerCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
brokerCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
grossCommissionDECIMAL_TYPE_241..1totalDigits=24
aggregateCommissionDECIMAL_TYPE_241..1totalDigits=24
principalTransactions(group: PRINCIPAL_TRANSACTION_LIST_TYPE)0..1
principalTransaction(group: PRINCIPAL_TRANSACTION_TYPE)1..10These elements are part of Item C.17
principalNameSTRING_150_TYPE0..1minLength=1; maxLength=150
principalFileNoFILE_NUMBER_TYPE_WITH_NA0..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
principalCrdNoCRD_NUMBER_TYPE0..1pattern=[0-9]{9}|N/A
principalLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
principalRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
principalStateCountry(group)1*..1
@principalStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@principalCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
principalCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
principalTotalPurchaseSaleDECIMAL_TYPE_240..1totalDigits=24
principalAggregatePurchaseDECIMAL_TYPE_241..1totalDigits=24
isBrokerageResearchPaymentYES_NO_TYPE1..1one of: Y, N
mnthlyAvgNetAssetsDECIMAL_TYPE_240..1totalDigits=24
dailyAvgNetAssetsDECIMAL_TYPE_240..1totalDigits=24
(choice)1..1exactly one of the following branches
hasLineOfCreditYES_NO_TYPE1*..1one of: Y, N; fixed=N
lineOfCredit(group)1*..1
lineOfCreditDetails(group: LINE_OF_CREDIT_LIST_TYPE)1..1
lineOfCreditDetail(group: LINE_OF_CREDIT_DETAIL_TYPE)1..1000These elements are part of Item C.20.a
isCreditLineCommittedCREDIT_LINE_COMMITTED_TYPE1..1one of: Committed, Uncommitted
lineOfCreditSizeDECIMAL_TYPE_241..1totalDigits=24
lineOfCreditInstitutions(group: LINE_OF_CREDIT_INSTITUTION_LIST_TYPE)1..1
lineOfCreditInstitution(group)1..1000
@creditInstitutionNameSTRING_150_TYPE0..1minLength=1; maxLength=150
(choice)1..1exactly one of the following branches
soleCreditType(group)1*..1
@creditTypeCREDIT_TYPE1..1one of: Sole, Shared
sharedCreditType(group)1*..1
creditUser(group: CREDIT_USER_TYPE)1..1000
@fundNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@secFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
@creditTypeCREDIT_TYPE1..1one of: Sole, Shared
(choice)1..1exactly one of the following branches
creditLineUsed(group)1*..1
@isCreditLineUsedYES_NO_TYPE1..1one of: Y, N
@averageCreditLineUsedDECIMAL_TYPE_241..1totalDigits=24
@daysCreditUsedINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
isCreditLineUsedYES_NO_TYPE1*..1one of: Y, N; fixed=N
@hasLineOfCreditYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isInterfundLendingYES_NO_TYPE1*..1one of: Y, N; fixed=N
interfundLendingDetails(group)1*..1
interfundLending(group: INTERFUND_LENDING_DETAIL_TYPE)1..1000These elements are part of the Item C.20.b.
@interfundLendingLoanAverageDECIMAL_TYPE_241..1totalDigits=24
@interfundLendingDaysOutstandingINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
@isInterfundLendingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isInterfundBorrowingYES_NO_TYPE1*..1one of: Y, N; fixed=N
interfundBorrowingDetails(group)1*..1
interfundBorrowing(group: INTERFUND_BORROWING_DETAIL_TYPE)1..1000These elements are part of the Item C.20.c.
@interfundBorrowingLoanAverageDECIMAL_TYPE_241..1totalDigits=24
@interfundBorrowingDaysOutstandingINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
@isInterfundBorrowingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isSwingPricingYES_NO_TYPE1*..1one of: Y, N; fixed=N
swingPricingDetail(group)1*..1
@isSwingPricingYES_NO_TYPE1..1one of: Y, N
@swingUpperLimitDECIMAL_TYPE_241..1totalDigits=24
liquidityClassifications(group: LIQUIDITY_CLASSIFICATION_SERVICES_LIST_TYPE)0..1
liquidityClassificationService(group: LIQUIDITY_CLASSIFICATION_SERVICES_TYPE)1..1000These elements are part of Item C.22
liquidityNameSTRING_150_TYPE1..1minLength=1; maxLength=150
liquidityLeiLIQUIDITY_LEI_TYPE0..1pattern=[0-9A-Za-z]{20}|N/A
liquidityRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
liquidityOtherSTRING_100_TYPE0..1minLength=1; maxLength=100
otherDescSTRING_500_TYPE0..1maxLength=500; minLength=1
(choice)1..1exactly one of the following branches
liquidityStateCountry(group)1*..1
@liquidityStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@liquidityCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
liquidityCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isAffiliatedPersonYES_NO_TYPE1..1one of: Y, N
assetClassTypeASSET_TYPE1..20one of: Short-term investment vehicle, Repurchase agreement, Equity-common, Equity-preferred, Debt, Derivative-commodity, Derivative-credit, Derivative-equity, Derivative-foreign exchange, Derivative-interest rate, Derivative-other, Structured note, Loan, ABS-mortgage backed security, ABS-asset backed commercial paper, ABS-collateralized bond/debt obligation, ABS-other, Commodity, Real estate, Other
otherAssetDescSTRING_500_TYPE0..1maxLength=500; minLength=1
isLiquidityHiredTerminatedYES_NO_TYPE0..1one of: Y, N
closedEndManagementInvestment(group: CLOSED_END_MANAGEMENT_INVESTMENT_TYPE)0..1These elements are part of the CLOSED_END_MANAGEMENT_INVESTMENT_TYPE
securityRelatedItems(group: SECURITY_RELATED_ITEM_LIST)0..1
securityRelatedItem(group: SECURITY_RELATED_ITEM)1..1000These elements are part of the Item D.1.
descriptionSECURITY_TYPE1..1one of: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other
securityClassTitleSTRING_150_TYPE1..1minLength=1; maxLength=150
commonStocks(group)1..1
commonStock(group: COMMON_STOCK_EXCHANGE_TYPE)1..1000
@commonStockExchangeISO_EXCHANGE_CODE1..1one of 1228 codes (N/A, BATS, XNAS, XNYS, XTIR, …; full list in the XSD)
@commonStockTickerSymbolSTRING_12_TYPE1..1minLength=1; maxLength=12
otherSecurityDescriptionSTRING_5K_TYPE0..1maxLength=5000; minLength=1
(choice)1..1exactly one of the following branches
isRightsOfferingYES_NO_TYPE1*..1one of: Y, N; fixed=N
rightsOfferingFunds(group)1*..1
rightsOfferingFund(group: RIGHT_OFFERING_FUND)1..1000These elements are part of the Item D.2.
rightsOfferingTypes(group)1..1
rightsOfferingTypeSECURITY_TYPE1..6one of: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other
rightsOfferingDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
rightsOfferingParticipationPercentDECIMAL_TYPE_241..1totalDigits=24
@isRightsOfferingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
isSecondaryOfferingYES_NO_TYPE1*..1one of: Y, N; fixed=N
secondaryOfferings(group)1*..1
secondaryOfferingTypeSECURITY_TYPE1..6one of: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other
otherSecondaryOfferingDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
@isSecondaryOfferingYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
repurchaseSecurities(group)1*..1
repurchaseSecurityTypeSECURITY_TYPE1..6one of: Common stock, Preferred stock, Warrants, Convertible securities, Bonds, Other
otherRepurchaseSecurityDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
@isRepurchaseSecurityYES_NO_TYPE1..1one of: Y, N
isRepurchaseSecurityYES_NO_TYPE1*..1one of: Y, N; fixed=N
(choice)1..1exactly one of the following branches
longTermDebtDefault(group)1*..1
longTermDebtDefaults(group: LONG_TERM_DEBT_DEFAULT_LIST_TYPE)1..1
longTermDebtDefault(group: LONG_TERM_DEBT_DEFAULT_TYPE)1..1000These elements are part of the Item D.5.a
@defaultNatureSTRING_5K_TYPE1..1maxLength=5000; minLength=1
@defaultDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
@defaultPerThousandAmountDECIMAL_TYPE_241..1totalDigits=24
@defaultTotalAmountDECIMAL_TYPE_241..1totalDigits=24
@isDefaultLongTermDebtYES_NO_TYPE1..1one of: Y, N
isDefaultLongTermDebtYES_NO_TYPE1*..1one of: Y, N; fixed=N
(choice)1..1exactly one of the following branches
divdInArrears(group)1*..1
dividendsInArrears(group: DIVIDENDS_IN_ARREAR_LIST_TYPE)1..1
dividendsInArrear(group: DIVIDENDS_IN_ARREAR_TYPE)1..1000These elements are part of the Item D.6
@dividendIssueTitleSTRING_150_TYPE1..1minLength=1; maxLength=150
@dividendAmountPerShareInArrearDECIMAL_TYPE_241..1totalDigits=24
@isDividendsInArrearsYES_NO_TYPE1..1one of: Y, N
isDividendsInArrearsYES_NO_TYPE1*..1one of: Y, N; fixed=N
isSecuritiesModifiedYES_NO_TYPE1..1one of: Y, N
managementFeeDECIMAL_TYPE_240..1totalDigits=24
netOperatingExpensesDECIMAL_TYPE_241..1totalDigits=24
marketPricePerShareDECIMAL_TYPE_24_WITH_NA0..1DECIMAL_TYPE_24_NO_NEG (totalDigits=24; minInclusive=0) or NA_STRING (one of: N/A)
netAssetValuePerShareDECIMAL_TYPE_241..1totalDigits=24
smallInvestmentAdvisers(group: SMALL_INVESTMENT_ADVISER_LIST_TYPE)0..1
smallInvestmentAdviser(group: SMALL_INVESTMENT_ADVISER_TYPE)1..1000These elements are part of the Item D.12.a
smallInvestmentAdviserNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallInvestmentAdviserFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
smallInvestmentAdviserCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
smallInvestmentAdviserLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallInvestmentAdviserRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallInvestmentAdviserStateCountry(group)1*..1
@smallInvestmentAdviserStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallInvestmentAdviserCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallInvestmentAdviserCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
(choice)1..1exactly one of the following branches
smallInvestmentAdviserHired(group)1*..1
@isSmallInvestmentAdviserHiredYES_NO_TYPE1..1one of: Y, N
@smallInvestmentAdviserStartDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
isSmallInvestmentAdviserHiredYES_NO_TYPE1*..1one of: Y, N; fixed=N
terminatedSmallInvAdvisers(group: TERMINATED_SMALL_INV_ADVISER_LIST_TYPE)0..1
terminatedSmallInvAdviser(group: TERMINATED_SMALL_INV_ADVISER_TYPE)1..1000These elements are part of the Item D.12.b
smallInvestmentAdviserTerminatedNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallInvestmentAdviserTerminatedFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
smallInvestmentAdviserTerminatedCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
smallInvestmentAdviserTerminatedLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallInvestmentAdviserTerminatedRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallInvestmentAdviserTerminatedStateCountry(group)1*..1
@smallInvestmentAdviserTerminatedStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallInvestmentAdviserTerminatedCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallInvestmentAdviserTerminatedCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallInvestmentAdviserTerminatedDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
smallSubAdvisers(group: SMALL_SUB_ADVISER_LIST_TYPE)0..1
smallSubAdviser(group: SMALL_SUB_ADVISER_TYPE)1..1000These elements are part of the Item D.12.c
smallSubAdviserNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallSubAdviserFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
smallSubAdviserCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
smallSubAdviserLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallSubAdviserRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallSubAdviserStateCountry(group)1*..1
@smallSubAdviserStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallSubAdviserCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallSubAdviserCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isSmallSubAdviserAffiliatedYES_NO_TYPE1..1one of: Y, N
(choice)1..1exactly one of the following branches
smallSubAdviserHired(group)1*..1
@isSmallSubAdviserHiredYES_NO_TYPE1..1one of: Y, N
@smallSubAdviserStartDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
isSmallSubAdviserHiredYES_NO_TYPE1*..1one of: Y, N; fixed=N
terminatedSmallSubAdvisers(group: TERMINATED_SMALL_SUB_ADVISER_LIST_TYPE)0..1
terminatedSmallSubAdviser(group: TERMINATED_SMALL_SUB_ADVISER_TYPE)1..1000These elements are part of the Item D.12.d
smallSubAdviserTerminatedNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallSubAdviserTerminatedFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
smallSubAdviserTerminatedCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
smallSubAdviserTerminatedLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallSubAdviserTerminatedRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallSubAdviserTerminatedStateCountry(group)1*..1
@smallSubAdviserTerminatedStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallSubAdviserTerminatedCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallSubAdviserTerminatedCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallSubAdviserTerminatedDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
smallTransferAgents(group: SMALL_TRANSFER_AGENT_LIST_TYPE)0..1
smallTransferAgent(group: SMALL_TRANSFER_AGENT_TYPE)1..1000These elements are part of the Item D.13
smallTransferAgentNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallTransferAgentFileNoFILE_NUMBER_TYPE_WITH_NA1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}|N/A
smallTransferAgentLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallTransferAgentRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallTransferAgentStateCountry(group)1*..1
@smallTransferAgentStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallTransferAgentCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallTransferAgentCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isSmallTransferAgentAffiliatedYES_NO_TYPE1..1one of: Y, N
isSmallTransferAgentSubAdminYES_NO_TYPE1..1one of: Y, N
isSmallTransferAgentHiredOrTerminatedYES_NO_TYPE0..1one of: Y, N
smallCustodians(group: SMALL_CUSTODIAN_LIST_TYPE)0..1
smallCustodian(group: SMALL_CUSTODIAN_TYPE)1..1000These elements are part of Item D.14.
smallCustodianNameSTRING_150_TYPE1..1minLength=1; maxLength=150
smallCustodianLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
smallCustodianRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
smallCustodianStateCountry(group)1*..1
@smallCustodianStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@smallCustodianCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
smallCustodianCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isSmallCustodianAffiliatedYES_NO_TYPE1..1one of: Y, N
isSmallCustodianSubYES_NO_TYPE1..1one of: Y, N
custodyTypeCUSTODY_TYPE1..1one of: Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1)), Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1), Self - rule 17f-2 (17 CFR 270.17f-2), Securities depository - rule 17f-4 (17 CFR 270.17f-4), Foreign custodian - rule 17f-5 (17 CFR 270.17f-5), Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6), Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7), Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2), Other
otherSmallCustodianDescSTRING_5K_TYPE0..1maxLength=5000; minLength=1
isSmallCustodianHiredTerminatedYES_NO_TYPE0..1one of: Y, N
exchangeSeriesInfo(group: EXCHANGE_SERIES_INFO_TYPE)0..1These elements are part of the EXCHANGE_SERIES_INFO_TYPE
exchangeTradedFund(group: EXCHANGE_TRADED_FUND_TYPE)0..1000These elements are part of the EXCHANGE_TRADED_FUND_TYPE
fundNameSTRING_150_TYPE0..1minLength=1; maxLength=150
etfSeriesIdSERIES_ID_TYPE0..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
securityExchanges(group: SECURITY_EXCHANGE_LIST_TYPE)0..1
securityExchange(group: SECURITY_EXCHANGE_TYPE)1..1000These elements are part of the Item E.1.
@fundExchangeISO_EXCHANGE_CODE1..1one of 1228 codes (N/A, BATS, XNAS, XNYS, XTIR, …; full list in the XSD)
@fundsTickerSymbolSTRING_12_TYPE1..1minLength=1; maxLength=12
authorizedParticipants(group: AUTHORIZED_PARTICIPANT_LIST_TYPE)0..1
authorizedParticipant(group: AUTHORIZED_PARTICIPANT_TYPE)1..1000These elements are part of the Item E.2.
@authorizedParticipantNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@authorizedParticipantFileNoFILE_NUMBER_TYPE1..1pattern=\d{1,3}-\d{1,8}-[a-zA-Z0-9]{1,4}|\d{1,3}-\d{1,8}|24R-\d{1,8}-[a-zA-Z0-9]{1,4}|24R-\d{1,8}
@authorizedParticipantCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
@authorizedParticipantLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
@authorizedParticipantRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
@authorizedParticipantPurchaseValueDECIMAL_TYPE_241..1totalDigits=24
@authorizedParticipantRedeemValueDECIMAL_TYPE_241..1totalDigits=24
isCollateralRequiredYES_NO_TYPE0..1one of: Y, N
creationUnitNumOfSharesDECIMAL_TYPE_240..1totalDigits=24
creationUnitRedeemedNumOfSharesDECIMAL_TYPE_240..1totalDigits=24
averagePercentagePurchasedDECIMAL_TYPE_240..1totalDigits=24
standardDeviationPurchasedDECIMAL_TYPE_240..1totalDigits=24
creationUnitPurchasedInKindDECIMAL_TYPE_240..1totalDigits=24
creationUnitPurchasedSDInKindDECIMAL_TYPE_240..1totalDigits=24
averagePercentageRedeemedDECIMAL_TYPE_240..1totalDigits=24
percentSDRedeemedDECIMAL_TYPE_240..1totalDigits=24
creationUnitPercentageRedeemedInKindDECIMAL_TYPE_240..1totalDigits=24
creationUnitSDRedeemedInKindDECIMAL_TYPE_240..1totalDigits=24
creationUnitTransactionFeePerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
creationUnitTransactionFeeManyUnitsDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
creationUnitTransactionFeePercentagePerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
creationUnitTransactionFeeCashPerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
creationUnitTransactionFeeCashManyUnitsDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
creationUnitTransactionFeeCashPercentagePerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitDollarPerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitDollarPerMoreUnitsDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitDollarPercentagePerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitCashPerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitCashPerMoreUnitsDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
purchaseCreationUnitCashPercentagePerUnitDECIMAL_TYPE_24_WITH_NEG_NA0..1DECIMAL_TYPE_24 (totalDigits=24) or NA_STRING (one of: N/A)
isByAffiliatedPersonYES_NO_TYPE0..1one of: Y, N
isExclusiveFundYES_NO_TYPE0..1one of: Y, N
beforeFundFeesExpensesDiffDECIMAL_TYPE_240..1totalDigits=24
afterFundFeesExpensesDiffDECIMAL_TYPE_240..1totalDigits=24
beforeFundFeesExpensesSdDECIMAL_TYPE_240..1totalDigits=24
afterFundFeesExpensesSdDECIMAL_TYPE_240..1totalDigits=24
isInKindETFYES_NO_TYPE0..1one of: Y, N
unitInvestmentTrust(group: UNIT_INVESTMENT_TRUST_TYPE)0..1These elements are part of the UNIT_INVESTMENT_TRUST_TYPE
depositors(group: DEPOSITOR_LIST_TYPE)0..1
depositor(group: DEPOSITOR_TYPE)1..1000These elements are part of the Item F.1.
depositorNameSTRING_150_TYPE1..1minLength=1; maxLength=150
depositorCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
depositorLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
depositorRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
depositorStateCountry(group)1*..1
@depositorStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@depositorCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
depositorCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
depositorUltimateParentnameSTRING_150_TYPE1..1minLength=1; maxLength=150
uitAdmins(group: UIT_ADMIN_LIST_TYPE)0..1
uitAdmin(group: UIT_ADMIN_TYPE)1..1000These elements are part of the Item F.2.
uitAdminNameSTRING_150_TYPE1..1minLength=1; maxLength=150
uitAdminLeiSTRING_100_TYPE0..1minLength=1; maxLength=100
uitAdminRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
uitAdminOtherSTRING_100_TYPE0..1minLength=1; maxLength=100
uitAdminDescOtherNumberSTRING_5K_TYPE0..1maxLength=5000; minLength=1
(choice)1..1exactly one of the following branches
uitAdminStateCountry(group)1*..1
@uitAdminStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@uitAdminCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
uitAdminCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
isUitAdminAffiliatedYES_NO_TYPE1..1one of: Y, N
isUitAdminSubAdminYES_NO_TYPE1..1one of: Y, N
isUitAdminHiredTerminatedYES_NO_TYPE0..1one of: Y, N
(choice)1..1exactly one of the following branches
registrantSeparateInsuranceAccount(group)1*..1
@isRegistrantSeparateInsuranceAccountYES_NO_TYPE1..1one of: Y, N
@separateAccountSeriesIdSERIES_ID_TYPE1..1pattern=[S|s][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
notRegistrantSeparateInsuranceAccount(group)1*..1
sponsors(group: SPONSOR_LIST_TYPE)0..1
sponsor(group: SPONSOR_TYPE)1..1000These elements are part of the Item F.4
sponsorNameSTRING_150_TYPE1..1minLength=1; maxLength=150
sponsorCrdNoCRD_NUMBER_TYPE1..1pattern=[0-9]{9}|N/A
sponsorLeiLEI_TYPE_RSS_NA0..1pattern=[0-9A-Za-z]{20}|[0-9]{10}|N/A
sponsorRssdIdRSSD_ID_TYPE0..1pattern=[0-9]{0,10}|N/A
(choice)1..1exactly one of the following branches
sponsorStateCountry(group)1*..1
@sponsorStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@sponsorCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
sponsorCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
trustees(group: TRUSTEE_LIST_TYPE)0..1
trustee(group: TRUSTEE_TYPE)1..1000These elements are part of the F.5.
trusteeNameSTRING_150_TYPE1..1minLength=1; maxLength=150
(choice)1..1exactly one of the following branches
trusteeStateCountry(group)1*..1
@trusteeStateISO_STATE_AND_OUTLYING_AREA_CODE_USA1..1one of 57 codes (US-AL, US-AK, US-AZ, US-AR, US-CA, …; full list in the XSD)
@trusteeCountryISO_COUNTRY_CODE1..1one of 273 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
trusteeCountryISO_FOREIGN_COUNTRY_CODE1*..1one of 272 codes (AF, AX, AL, DZ, AS, …; full list in the XSD)
numOfExistingSeriesINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
seriesCIKs(group: SERIESCIK_LIST_TYPE)0..1
seriesCIK(group: SERIESCIK_TYPE)1..5000These elements are part of the Item F.6.b
@cikCIK_TYPE1..1pattern=\d{1,10}
numOfNewSeriesRegistrationINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
newSeriesAggregateValueDECIMAL_TYPE_241..1totalDigits=24
numOfSeriesCurrentProspectusINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
numOfExistingSeriesAdditionalUnitsINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
additionalUnitsTotalValueDECIMAL_TYPE_241..1totalDigits=24
unitInPortfolioValueDECIMAL_TYPE_241..1totalDigits=24
totalAssetsSeriesDECIMAL_TYPE_241..1totalDigits=24
@isRegistrantSeparateInsuranceAccountYES_NO_TYPE1..1one of: Y, N
numOfContractsINTEGER_NONNEGATIVE_80..1minInclusive=0; totalDigits=8
contractSecurities(group: CONTRACT_SECURITY_LIST_TYPE)0..1
contractSecurity(group: CONTRACT_SECURITY_TYPE)1..1000These elements are part of the Item F.14.
@separateAccountSecurityNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@separateAccountContractIdCLASS_ID_TYPE1..1pattern=[C|c][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9][0-9]
@separateAccountTotalAssetDECIMAL_TYPE_241..1totalDigits=24
@numContractsSoldINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
@grossPremiumReceivedDECIMAL_TYPE_241..1totalDigits=24
@grossPremiumReceivedSection1035DECIMAL_TYPE_241..1totalDigits=24
@numContractsAffectedINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
@contractValueRedeemedDECIMAL_TYPE_241..1totalDigits=24
@contractValueRedeemedSection1035DECIMAL_TYPE_241..1totalDigits=24
@numContractsAffectedRedeemedINTEGER_NONNEGATIVE_81..1minInclusive=0; totalDigits=8
isRule6C7RelianceYES_NO_TYPE0..1one of: Y, N
isRule11A2RelianceYES_NO_TYPE0..1one of: Y, N
isRule12D1Dash4RelianceYES_NO_TYPE0..1one of: Y, N
isRule12D1GRelianceYES_NO_TYPE0..1one of: Y, N
divestments(group: DIVESTMENT_LIST_TYPE)0..1
divestment(group: DIVESTMENT_TYPE)1..1000These elements are part of the Item F.17.a.
@divestmentSecurityNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@divestmentSecurityTickerSymbolSTRING_12_TYPE1..1minLength=1; maxLength=12
@divestmentSecurityCusipNoSTRING_10_TYPE1..1minLength=1; maxLength=10
@divestedNumSharesDECIMAL_TYPE_241..1totalDigits=24
@divestedDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
@divestmentStatuteNameSTRING_150_TYPE1..1minLength=1; maxLength=150
registrantHeldSecurities(group: REGISTRANT_HELD_SECURITY_LIST_TYPE)0..1
registrantHeldSecurity(group: REGISTRANT_HELD_SECURITY_TYPE)1..1000These elements are part of the Item F.17.b.
@registrantHeldSecurityTickerSymbolSTRING_12_TYPE0..1minLength=1; maxLength=12
@registrantHoldsSecurityCusipNoSTRING_10_TYPE0..1minLength=1; maxLength=10
@registrantNumShareDECIMAL_TYPE_240..1totalDigits=24
attachmentsTab(group: ATTACHMENTS_TAB_TYPE)0..1These elements are part of the ATTACHMENTS_TAB_TYPE
isLegalProceedingsboolean0..1
isProvisionFinancialSupportboolean0..1
isIPAReportInternalControlboolean0..1
isChangeAccPrinciplesboolean0..1
isInfoRequiredEOboolean0..1
isOtherInfoRequiredboolean0..1
isMaterialAmendmentsboolean0..1
isInstDefiningRightsboolean0..1
isNewOrAmendedInvAdvContractsboolean0..1
isInfoItem405boolean0..1
isCodeOfEthicsboolean0..1
signature(group: SIGNATURE_TYPE)1..1These elements are part of the SIGNATURE_TYPE
@registrantSignedNameSTRING_150_TYPE1..1minLength=1; maxLength=150
@signedDateDATE_TYPE1..1pattern=\d{4}-\d{1,2}-\d{1,2}
@signatureSTRING_150_TYPE1..1minLength=1; maxLength=150
@titleSTRING_150_TYPE1..1minLength=1; maxLength=150
documents(group: EDGAR_DOCUMENTS_TYPE)0..1
document(group: EDGAR_DOCUMENT_TYPE)1..nDocument names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions.
conformedNameDOCUMENT_NAME_TYPE1..1minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD])))
conformedDocumentTypeSUB_DOCUMENT_TYPE1..1SUBMISSION_TYPE (one of 447 codes (10-12B, 10-12B/A, 10-12G, 10-12G/A, 10-D, …; full list in the XSD)) or DOCUMENT_TYPE (BASE_DOCUMENT_TYPE (one of 403 codes (Additional documents, CORRESP, COVER, EU-1, EX-1, …; full list in the XSD)) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=128))
relatedFormTypeRELATED_FORM_TYPE0..1one of: 10-D, 10-D/A, ABS-EE, ABS-EE/A
descriptionDOCUMENT_DESCRIPTION_TYPE0..1maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255}
contentsDOCUMENT_MIME_BLOCK_TYPE1..1minLength=1

Field list generated from the SEC's EDGAR XML technical specification (Version 3.1 (June 2025)): https://www.sec.gov/files/edgar/filer-information/specifications/form-n-cen-xml-tech-specs-31.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.

Questions about this form's data, or need something it does not cover? Email [email protected].