Form Funding Portal: crowdfunding portals

XML as filed: CFPORTAL.xml

<?xml version="1.0" ?><edgarSubmission xmlns="http://www.sec.gov/edgar/crowdfunding" xmlns:com="http://www.sec.gov/edgar/common" xmlns:crow="http://www.sec.gov/edgar/crowdfunding_drp" xsi:schemaLocation="http://www.sec.gov/edgar/crowdfundin … [85 more characters]
<!-- DISCLAIMER:  This is a sample XML submission document for demonstration purposes only and should not be copied verbatim as part of a submission. -->  
<!-- Please refer to the EDGAR CFPORTAL XML Technical Specification and the related EDGAR CFPORTAL Schemas for complete filer-constructed submission information.-->
<!-- Please be aware that these schema locations are for informational purposes only and should not be considered as required items in the EDGAR CFPORTAL Schema. -->
<!-- If a reference to a style sheet is included the submission will be suspended by EDGAR.  Please do not include any references to style sheets.-->
  <headerData>
    <submissionType>CFPORTAL</submissionType>
    <filerInfo>
      <filer>
        <filerCredentials>
          <filerCik>0001298376</filerCik>
          <filerCcc>expert#1</filerCcc>
        </filerCredentials>
      </filer>
      <liveTestFlag>LIVE</liveTestFlag>
      <flags>
        <confirmingCopyFlag>false</confirmingCopyFlag>
        <returnCopyFlag>false</returnCopyFlag>
        <overrideInternetFlag>false</overrideInternetFlag>
      </flags>
      <contact>
        <contactName>Smitha Mondreti</contactName>
        <contactPhone>202-551-5386</contactPhone>
        <contactEmail>[email protected]</contactEmail>
      </contact>
      <notifications>
        <notificationEmail>[email protected]</notificationEmail>
      </notifications>
    </filerInfo>
  </headerData>
  <formData>
    <identifyingInformation>
      <nameOfPortal>BIG FUND TRUST CO2</nameOfPortal>
      <otherNamesAndWebsiteUrls>
        <otherNamesUsedPortal>SEC</otherNamesUsedPortal>
        <webSiteOfPortal>www.sec.gov</webSiteOfPortal>
      </otherNamesAndWebsiteUrls>
      <portalAddress>
        <com:street1>126 OAK STREET2</com:street1>
        <com:street2>APT 888</com:street2>
        <com:city>EVERYWHERE1</com:city>
        <com:stateOrCountry>K0</com:stateOrCountry>
        <com:zipCode>12345</com:zipCode>
      </portalAddress>
      <mailingAddressDifferent>true</mailingAddressDifferent>
      <portalMailingAddress>
        <com:street1>126 OAK STREET2</com:street1>
        <com:street2>APT 888</com:street2>
        <com:city>EVERYWHERE1</com:city>
        <com:stateOrCountry>K0</com:stateOrCountry>
        <com:zipCode>12345</com:zipCode>
      </portalMailingAddress>
      <portalContact>
        <portalContactPhone>123-123-1234</portalContactPhone>
        <portalContactEmail>[email protected]</portalContactEmail>
      </portalContact>
      <contactEmployeeName>
        <com:prefix>Mr</com:prefix>
        <com:firstName>Name</com:firstName>
        <com:middleName>Mname</com:middleName>
        <com:lastName>Lname</com:lastName>
        <com:suffix>s</com:suffix>
      </contactEmployeeName>
      <contactEmployeeTitle>Tester</contactEmployeeTitle>
      <employeeContact>
        <portalContactPhone>2025515386</portalContactPhone>
        <portalContactEmail>[email protected]</portalContactEmail>
      </employeeContact>
      <fiscalYearEnd>January</fiscalYearEnd>
      <anyPreviousRegistrations>Y</anyPreviousRegistrations>
      <secFileNumbers>007-00001</secFileNumbers>
      <anyForeignRegistrations>Y</anyForeignRegistrations>
      <foreignRegistrations>
        <foreignFinancialRegulatory>Name</foreignFinancialRegulatory>
        <country>C3</country>
      </foreignRegistrations>
    </identifyingInformation>
    <formOfOrganization>
      <legalStatusForm>Other (Please Specify)</legalStatusForm>
      <legalStatusOtherDesc>Other</legalStatusOtherDesc>
      <jurisdictionOrganization>AK</jurisdictionOrganization>
      <dateIncorporation>12-14-2015</dateIncorporation>
    </formOfOrganization>
    <successions>
      <isSucceedingBusiness>Y</isSucceedingBusiness>
      <acquiredHistoryDetails>
        <acquiredFundingPortal>Portal</acquiredFundingPortal>
        <acquiredPortalFileNumber>007-00001</acquiredPortalFileNumber>
        <acquiredDesc>Description</acquiredDesc>
      </acquiredHistoryDetails>
    </successions>
    <controlRelationships>
      <fullLegalNames>
        <fullLegalName>Something</fullLegalName>
      </fullLegalNames>
    </controlRelationships>
    <disclosureAnswers>
      <criminalDisclosure>
        <isConvictedOfFelony>Y</isConvictedOfFelony>
        <isChargedWithFelony>N</isChargedWithFelony>
        <isConvictedMisdemeanor>N</isConvictedMisdemeanor>
        <isChargedMisdemeanor>N</isChargedMisdemeanor>
      </criminalDisclosure>
      <regulatoryActionDisclosure>
        <isMadeFalseStatement>N</isMadeFalseStatement>
        <isViolatedRegulation>N</isViolatedRegulation>
        <isCauseOfDenial>N</isCauseOfDenial>
        <isOrderAgainst>N</isOrderAgainst>
        <isImposedPenalty>N</isImposedPenalty>
        <isUnEthical>N</isUnEthical>
        <isFoundInViolationOfRegulation>N</isFoundInViolationOfRegulation>
        <isFoundInCauseOfDenial>N</isFoundInCauseOfDenial>
        <isOrderAgainstActivity>N</isOrderAgainstActivity>
        <isDeniedLicense>N</isDeniedLicense>
        <isFoundMadeFalseStatement>N</isFoundMadeFalseStatement>
        <isFoundInViolationOfRules>N</isFoundInViolationOfRules>
        <isFoundInCauseOfSuspension>N</isFoundInCauseOfSuspension>
        <isDisciplined>N</isDisciplined>
        <isAuthorizedToActAttorney>N</isAuthorizedToActAttorney>
        <isRegulatoryComplaint>N</isRegulatoryComplaint>
      </regulatoryActionDisclosure>
      <civilJudicialActionDisclosure>
        <isEnjoined>Y</isEnjoined>
        <isFoundInViolationOfRegulation>N</isFoundInViolationOfRegulation>
        <isDismissed>N</isDismissed>
        <isNamedInCivilProceeding>N</isNamedInCivilProceeding>
      </civilJudicialActionDisclosure>
      <financialDisclosure>
        <hasSubjectOfBankruptcy>Y</hasSubjectOfBankruptcy>
        <hasTrusteeAppointed>Y</hasTrusteeAppointed>
        <hasBondDenied>Y</hasBondDenied>
        <doesAppHaveLiens>Y</doesAppHaveLiens>
      </financialDisclosure>
    </disclosureAnswers>
    <nonSecuritiesRelatedBusiness>
      <isEngagedInNonSecurities>Y</isEngagedInNonSecurities>
      <nonSecuritiesBusinessDesc>Non Securities Business</nonSecuritiesBusinessDesc>
    </nonSecuritiesRelatedBusiness>
    <escrowArrangements>
      <investorFundsContacts>
        <investorFundsContactName>Person Name</investorFundsContactName>
        <investorFundsAddress>
          <com:street1>Add1</com:street1>
          <com:city>City</com:city>
          <com:stateOrCountry>DE</com:stateOrCountry>
          <com:zipCode>12345</com:zipCode>
        </investorFundsAddress>
        <investorFundsContactPhone>111-222-3333</investorFundsContactPhone>
      </investorFundsContacts>
      <compensationDesc>Describe</compensationDesc>
    </escrowArrangements>
    <execution>
      <executionDate>12-07-2015</executionDate>
      <fullLegalNameFundingPortal>BIG FUND TRUST CO2</fullLegalNameFundingPortal>
      <personSignature>Signature</personSignature>
      <personTitle>SEC User</personTitle>
    </execution>
    <scheduleA>
      <entityOrNaturalPerson>
        <fullLegalName>Tung Pham Test 2018-08-21 10:34AM</fullLegalName>

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JSON from the API (format=json)

{
  "#order": [
    "headerData",
    "formData"
  ],
  "@xsi:schemaLocation": "http://www.sec.gov/edgar/crowdfunding eis_Crowd_Funding_Filer.xsd",
  "formData": {
    "#order": [
      "identifyingInformation",
      "formOfOrganization",
      "successions",
      "controlRelationships",
      "disclosureAnswers",
      "nonSecuritiesRelatedBusiness",
      "escrowArrangements",
      "execution",
      "scheduleA",
      "scheduleC",
      "criminalDrpInfo",
      "civilJudicialDrpInfo",
      "bankruptcySipcDrpInfo",
      "bondDrpInfo",
      "judgementDrpInfo"
    ],
    "bankruptcySipcDrpInfo": {
      "bankruptcyDrp": {
        "#order": [
          "initialOrAmended",
          "respondingTo",
          "drpFiledFor",
          "applicant"
        ],
        "applicant": {
          "appBankruptcySipcDrpDetails": {
            "#order": [
              "actionType",
              "actionDate",
              "isActionPending",
              "summaryOfEvents",
              "detailsOfDisposition"
            ],
            "actionDate": {
              "#order": [
                "date",
                "exactOrExplanation"
              ],
              "date": "06-06-2016",
              "exactOrExplanation": "Exact"
            },
            "actionType": "Bankruptcy",
            "detailsOfDisposition": "7",
            "isActionPending": "Y",
            "summaryOfEvents": "7"
          }
        },
        "drpFiledFor": "Applicant",
        "initialOrAmended": "INITIAL",
        "respondingTo": {
          "responseQuestion": "5-J(2)"
        }
      }
    },
    "bondDrpInfo": {
      "bondDrp": {
        "#order": [
          "initialOrAmended",
          "respondingTo",
          "firmName",
          "bondingCompanyName",
          "dispositionType",
          "dispositionDate",
          "summarizeDetails"
        ],
        "bondingCompanyName": "7",
        "dispositionDate": {
          "#order": [
            "date",
            "exactOrExplanation",
            "explanationInfo"
          ],
          "date": "06-13-2016",
          "exactOrExplanation": "Explanation",
          "explanationInfo": "7"
        },
        "dispositionType": "Denied",
        "firmName": "7",
        "initialOrAmended": "INITIAL",
        "respondingTo": "5-K",
        "summarizeDetails": "7"
      }
    },
    "civilJudicialDrpInfo": {
      "civilJudicialDrp": {
        "#order": [
          "initialOrAmended",
          "respondingTo",
          "drpFiledFor",
          "applicant"
        ],
        "applicant": {
          "civilJudicialDrpDetails": {
            "#order": [
              "courtActionInitiatorName",
              "principalReliefSought",
              "filingDateOfCourtActionExactOrExplain",
              "principalProductType",
              "civilActionCourtType",
              "civilActionCourtName",
              "cityOrCounty",
              "stateOrCountry",
              "docketOrCaseNumber",
              "describeCivilActionAllegations",
              "eventCurrentStatus",
              "matterResolveType",
              "resolutionDateExactOrExplain",
              "sanctionReliefType",
              "sanctionDetail",
              "summaryOfCircumstances"
            ],
            "cityOrCounty": "city",
            "civilActionCourtName": "2",
            "civilActionCourtType": "State Court",
            "courtActionInitiatorName": "2",
            "describeCivilActionAllegations": "5",
            "docketOrCaseNumber": "5",
            "eventCurrentStatus": "Final",
            "filingDateOfCourtActionExactOrExplain": {
              "#order": [
                "date",
                "exactOrExplanation"
              ],
              "date": "06-06-2016",
              "exactOrExplanation": "Exact"
            },
            "matterResolveType": "Judgement Rendered",
            "principalProductType": "Annuity(ies) - Variable",
            "principalReliefSought": "Cease and Desist",
            "resolutionDateExactOrExplain": {
              "#order": [
                "date",
                "exactOrExplanation"
              ],
              "date": "06-12-2016",
              "exactOrExplanation": "Exact"
            },
            "sanctionDetail": "3",
            "sanctionReliefType": {
              "sanctionOrdered": "Cease and Desist/ Injunction"
            },
            "stateOrCountry": "AL",
            "summaryOfCircumstances": "4"
          }
        },
        "drpFiledFor": "Applicant",
        "initialOrAmended": "INITIAL",
        "respondingTo": {
          "responseQuestion": "5-H(1)"
        }
      }
    },

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