We are working on a comprehensive API. If you would like to know more, email [email protected].

beatandraise.com

Forms 3, 4 and 5: insider ownership

Officers, directors and holders of more than 10% of a listed company's stock report what they own when they become insiders (Form 3), every change within two business days (Form 4), and anything not yet reported once a year (Form 5). Table I is common stock bought, sold or held; Table II is derivative securities such as options, RSUs and convertibles.

5,200,108 filings with an XML document, 735 fields defined by the SEC, every one of them available as filed.

Coverage

Form type	Filings on EDGAR	With an XML document	First XML filing	Latest
3	413,120	392,985	2003-05-05	2026-10-13
3/A	20,856	19,881	2003-05-06	2026-10-13
4	4,678,692	4,563,035	2003-05-05	2026-10-13
4/A	129,964	125,526	2003-05-05	2026-10-13
5	115,918	95,018	2003-05-07	2026-10-13
5/A	4,303	3,663	2003-05-09	2026-05-15

Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.

API

Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.

GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=3&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=3&format=xml
    &from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=

format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.
format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.
Each row carries the accession number, form, filing date, schema version and links to the filing on sec.gov.

Lossless JSON

The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.

An element with only text is a string; one with children is an object keyed by SEC's element name; a name that repeats becomes an array.
Attributes are @name keys (@xsi:nil included); text next to child elements is #text.
Order is kept in #order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”). compact=true drops it when you do not need the XML back.
Older schema versions are kept as filed: a 2004 Form 4 has the fields the 2004 schema had.

A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.

Example

Form 4 filed 5 October 2026 by Saba Capital Management, L.P. as a 10% owner of The Mexico Fund, Inc. (on sec.gov). The JSON below is what the API returns for it, produced by the same code that stores every filing.

XML as filed: primary_doc.xml

<?xml version="1.0"?>
<ownershipDocument>

    <schemaVersion>X0609</schemaVersion>

    <documentType>4</documentType>

    <periodOfReport>2026-10-01</periodOfReport>

    <notSubjectToSection16>0</notSubjectToSection16>

    <issuer>
        <issuerCik>0000065433</issuerCik>
        <issuerName>MEXICO FUND INC</issuerName>
        <issuerTradingSymbol>MXF</issuerTradingSymbol>
    </issuer>

    <reportingOwner>
        <reportingOwnerId>
            <rptOwnerCik>0001510281</rptOwnerCik>
            <rptOwnerName>Saba Capital Management, L.P.</rptOwnerName>
        </reportingOwnerId>
        <reportingOwnerAddress>
            <rptOwnerNonUSAddressFlag>false</rptOwnerNonUSAddressFlag>
            <rptOwnerStreet1>405 LEXINGTON AVENUE</rptOwnerStreet1>
            <rptOwnerStreet2>58TH FLOOR</rptOwnerStreet2>
            <rptOwnerCity>NEW YORK</rptOwnerCity>
            <rptOwnerState>NY</rptOwnerState>
            <rptOwnerZipCode>10174</rptOwnerZipCode>
            <rptOwnerStateDescription></rptOwnerStateDescription>
        </reportingOwnerAddress>
        <reportingOwnerRelationship>
            <isDirector>0</isDirector>
            <isOfficer>0</isOfficer>
            <isTenPercentOwner>1</isTenPercentOwner>
            <isOther>0</isOther>
        </reportingOwnerRelationship>
    </reportingOwner>

    <aff10b5One>0</aff10b5One>

    <nonDerivativeTable>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2026-10-01</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>P</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionTimeliness>
                <value></value>
            </transactionTimeliness>
            <transactionAmounts>
                <transactionShares>
                    <value>17921</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>20</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>2366361</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>_</value>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
        <nonDerivativeTransaction>
            <securityTitle>
                <value>Common Stock</value>
            </securityTitle>
            <transactionDate>
                <value>2026-10-02</value>
            </transactionDate>
            <transactionCoding>
                <transactionFormType>4</transactionFormType>
                <transactionCode>P</transactionCode>
                <equitySwapInvolved>0</equitySwapInvolved>
            </transactionCoding>
            <transactionTimeliness>
                <value></value>
            </transactionTimeliness>
            <transactionAmounts>
                <transactionShares>
                    <value>1573</value>
                </transactionShares>
                <transactionPricePerShare>
                    <value>19.74</value>
                </transactionPricePerShare>
                <transactionAcquiredDisposedCode>
                    <value>A</value>
                </transactionAcquiredDisposedCode>
            </transactionAmounts>
            <postTransactionAmounts>
                <sharesOwnedFollowingTransaction>
                    <value>2367934</value>
                </sharesOwnedFollowingTransaction>
            </postTransactionAmounts>
            <ownershipNature>
                <directOrIndirectOwnership>
                    <value>I</value>
                </directOrIndirectOwnership>
                <natureOfOwnership>
                    <value>_</value>
                </natureOfOwnership>
            </ownershipNature>
        </nonDerivativeTransaction>
    </nonDerivativeTable>

    <ownerSignature>
        <signatureName>Saba Capital Management, L.P. By: Maria Piccolino</signatureName>
        <signatureDate>2026-10-05</signatureDate>
    </ownerSignature>

    <ownerSignature>
        <signatureName>Boaz Weinstein</signatureName>
        <signatureDate>2026-10-05</signatureDate>
    </ownerSignature>
</ownershipDocument>

JSON from the API (format=json)

{
  "#order": [
    "schemaVersion",
    "documentType",
    "periodOfReport",
    "notSubjectToSection16",
    "issuer",
    "reportingOwner",
    "aff10b5One",
    "nonDerivativeTable",
    "ownerSignature",
    "ownerSignature"
  ],
  "aff10b5One": "0",
  "documentType": "4",
  "issuer": {
    "#order": [
      "issuerCik",
      "issuerName",
      "issuerTradingSymbol"
    ],
    "issuerCik": "0000065433",
    "issuerName": "MEXICO FUND INC",
    "issuerTradingSymbol": "MXF"
  },
  "nonDerivativeTable": {
    "nonDerivativeTransaction": [
      {
        "#order": [
          "securityTitle",
          "transactionDate",
          "transactionCoding",
          "transactionTimeliness",
          "transactionAmounts",
          "postTransactionAmounts",
          "ownershipNature"
        ],
        "ownershipNature": {
          "#order": [
            "directOrIndirectOwnership",
            "natureOfOwnership"
          ],
          "directOrIndirectOwnership": {
            "value": "I"
          },
          "natureOfOwnership": {
            "value": "_"
          }
        },
        "postTransactionAmounts": {
          "sharesOwnedFollowingTransaction": {
            "value": "2366361"
          }
        },
        "securityTitle": {
          "value": "Common Stock"
        },
        "transactionAmounts": {
          "#order": [
            "transactionShares",
            "transactionPricePerShare",
            "transactionAcquiredDisposedCode"
          ],
          "transactionAcquiredDisposedCode": {
            "value": "A"
          },
          "transactionPricePerShare": {
            "value": "20"
          },
          "transactionShares": {
            "value": "17921"
          }
        },
        "transactionCoding": {
          "#order": [
            "transactionFormType",
            "transactionCode",
            "equitySwapInvolved"
          ],
          "equitySwapInvolved": "0",
          "transactionCode": "P",
          "transactionFormType": "4"
        },
        "transactionDate": {
          "value": "2026-10-01"
        },
        "transactionTimeliness": {
          "value": ""
        }
      },
      {
        "#order": [
          "securityTitle",
          "transactionDate",
          "transactionCoding",
          "transactionTimeliness",
          "transactionAmounts",
          "postTransactionAmounts",
          "ownershipNature"
        ],
        "ownershipNature": {
          "#order": [
            "directOrIndirectOwnership",
            "natureOfOwnership"
          ],
          "directOrIndirectOwnership": {
            "value": "I"
          },
          "natureOfOwnership": {
            "value": "_"
          }
        },
        "postTransactionAmounts": {
          "sharesOwnedFollowingTransaction": {
            "value": "2367934"
          }
        },
        "securityTitle": {
          "value": "Common Stock"
        },
        "transactionAmounts": {
          "#order": [
            "transactionShares",
            "transactionPricePerShare",
            "transactionAcquiredDisposedCode"
          ],
          "transactionAcquiredDisposedCode": {
            "value": "A"
          },
          "transactionPricePerShare": {
            "value": "19.74"
          },
          "transactionShares": {
            "value": "1573"
          }
        },
        "transactionCoding": {
          "#order": [
            "transactionFormType",
            "transactionCode",
            "equitySwapInvolved"
          ],
          "equitySwapInvolved": "0",
          "transactionCode": "P",
          "transactionFormType": "4"
        },
        "transactionDate": {
          "value": "2026-10-02"
        },
        "transactionTimeliness": {
          "value": ""
        }
      }
    ]
  },
  "notSubjectToSection16": "0",
  "ownerSignature": [
    {
      "#order": [
        "signatureName",

62 more lines not shown.

Every field

Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.

edgarSubmission (edgarSubmission.xsd, 14 fields)

Field (path)	Type	Occurs	Allowed values
edgarSubmission	(group)	1..1
submissionType	SUBMISSION_TYPE	1..1	pattern=3\|4\|5\|3/A\|4/A\|5/A
testOrLive	LIVE_OR_TEST	1..1	pattern=LIVE\|TEST
pointOfContact	(group: POINT_OF_CONTACT)	0..1
contactName	string	0..1	maxLength=30
contactPhoneNumber	string	0..1	maxLength=20
contactEmailAddress	STRING_80	0..1	maxLength=80
notificationAddresses	(group: NOTIFY_GROUP)	0..1
notificationEmailAddress	STRING_80	0..30	maxLength=80
edgarDocument	(group: EDGAR_DOCUMENT)	1..611
documentName	string	1..1	minLength=1; maxLength=32
documentType	string	1..1	minLength=1; maxLength=20
documentDescription	string	0..1	maxLength=255
documentMimeBlock	string	1..1	minLength=1

ownershipDocument (ownership3Document.xsd, ownership3ADocument.xsd, 125 fields)

Field (path)	Type	Occurs	Allowed values	SEC's description
ownershipDocument	(group)	1..1
schemaVersion	SCHEMA_VERSION	0..1	length=5
documentType	DOCUMENT_TYPE	1..1	pattern=3/A
periodOfReport	date	1..1
dateOfOriginalSubmission	date	1..1		Only in ownership3ADocument.
noSecuritiesOwned	boolean	0..1
issuer	(group: ISSUER)	1..1
issuerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
issuerName	string	0..1	maxLength=150
issuerTradingSymbol	string	1..1	minLength=1; maxLength=10
issuerForeignTradingSymbol	string	0..1	minLength=0; maxLength=14
reportingOwner	(group: REPORTING_OWNER)	1..10
reportingOwnerId	(group: REPORTING_ID)	1..1
rptOwnerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
rptOwnerCcc	string	0..1	length=8
rptOwnerName	string	0..1	maxLength=150
reportingOwnerAddress	(group: REPORTING_ADDRESS)	0..1		A document submitted as part of a Reduced Content submission can include an address for a Reporting Owner. All address elements are optional. If you do not include any address element, EDGAR will retrieve the Reporting Owner's address based upon the provided CIK. This address will be included in the version of the document that is disseminated.
rptOwnerNonUSAddressFlag	boolean	0..1
rptOwnerStreet1	string	0..1	minLength=0; maxLength=40
rptOwnerStreet2	string	0..1	minLength=0; maxLength=40
rptOwnerCity	string	0..1	minLength=0; maxLength=30
rptOwnerNonUSStateTerritory	string	0..1	minLength=0; maxLength=40
rptOwnerState	string	0..1	one of 59 codes (, , , AL, AK, …; full list in the XSD)
rptOwnerCountry	string	0..1	one of 278 codes (, , , A0, A1, …; full list in the XSD)
rptOwnerZipCode	string	0..1	minLength=0; maxLength=10; pattern=[0-9A-Za-z #-]*
rptOwnerStateDescription	string	0..1	minLength=0; maxLength=50	This is not for the use of the filers. This field is passed to the stylesheets and the EDGAR PDF generator to improve the display of non-U.S. addresses.
rptOwnerGoodAddress	boolean	0..1		This is not for the use of the filers. This field is just for internal EDGAR processing.
reportingOwnerRelationship	(group: REPORTING_RELATIONSHIP)	1..1		Each Reporting Owner must have at least one of the four relationship booleans set to true. This is not enforced by this schema but will be enforced during EDGAR processing.
isDirector	boolean	0..1
isOfficer	boolean	0..1
isTenPercentOwner	boolean	0..1
isOther	boolean	0..1
officerTitle	STRING_30	0..1	maxLength=30
otherText	STRING_30	0..1	maxLength=30
aff10b5One	boolean	0..1
nonDerivativeTable	(group: NONDERIVATIVE_TABLE)	0..1		Can have up to 30 Holdings in the Non-Derivative Table. This is Table 1 on the printed form.
(choice)		0..30	exactly one of the following branches
nonDerivativeHolding	(group: NONDERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
derivativeTable	(group: DERIVATIVE_TABLE)	0..1		Can have up to 30 Holdings in the Derivative Table. This is Table 2 on the printed form.
(choice)		0..30	exactly one of the following branches
derivativeHolding	(group: DERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
conversionOrExercisePrice	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
exerciseDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
expirationDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurity	(group: UNDERLYING_SECURITY)	1..1
underlyingSecurityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
(choice)		1..1	exactly one of the following branches
underlyingSecurityShares	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurityValue	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnotes	(group: FOOTNOTE_GROUP)	0..1
footnote	(group: FOOTNOTE)	0..99
@id	FID	1..1	pattern=F[1-9][0-9]?
remarks	STRING_2000	0..1	maxLength=2000
ownerSignature	(group: SIGNATURE)	1..10
signatureName	string	1..1	minLength=1; maxLength=255
signatureDate	date	1..1

ownershipDocument (ownership4Document.xsd, ownership4ADocument.xsd, 295 fields)

Field (path)	Type	Occurs	Allowed values	SEC's description
ownershipDocument	(group)	1..1
schemaVersion	SCHEMA_VERSION	0..1	length=5
documentType	DOCUMENT_TYPE	1..1	pattern=4/A
periodOfReport	date	1..1
dateOfOriginalSubmission	date	1..1		Only in ownership4ADocument.
notSubjectToSection16	boolean	0..1
issuer	(group: ISSUER)	1..1
issuerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
issuerName	string	0..1	maxLength=150
issuerTradingSymbol	string	1..1	minLength=1; maxLength=10
issuerForeignTradingSymbol	string	0..1	minLength=0; maxLength=14
reportingOwner	(group: REPORTING_OWNER)	1..10
reportingOwnerId	(group: REPORTING_ID)	1..1
rptOwnerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
rptOwnerCcc	string	0..1	length=8
rptOwnerName	string	0..1	maxLength=150
reportingOwnerAddress	(group: REPORTING_ADDRESS)	0..1		A document submitted as part of a Reduced Content submission can include an address for a Reporting Owner. All address elements are optional. If you do not include any address element, EDGAR will retrieve the Reporting Owner's address based upon the provided CIK. This address will be included in the version of the document that is disseminated.
rptOwnerNonUSAddressFlag	boolean	0..1
rptOwnerStreet1	string	0..1	minLength=0; maxLength=40
rptOwnerStreet2	string	0..1	minLength=0; maxLength=40
rptOwnerCity	string	0..1	minLength=0; maxLength=30
rptOwnerNonUSStateTerritory	string	0..1	minLength=0; maxLength=40
rptOwnerState	string	0..1	one of 59 codes (, , , AL, AK, …; full list in the XSD)
rptOwnerCountry	string	0..1	one of 278 codes (, , , A0, A1, …; full list in the XSD)
rptOwnerZipCode	string	0..1	minLength=0; maxLength=10; pattern=[0-9A-Za-z #-]*
rptOwnerStateDescription	string	0..1	minLength=0; maxLength=50	This is not for the use of the filers. This field is passed to the stylesheets and the EDGAR PDF generator to improve the display of non-U.S. addresses.
rptOwnerGoodAddress	boolean	0..1		This is not for the use of the filers. This field is just for internal EDGAR processing.
reportingOwnerRelationship	(group: REPORTING_RELATIONSHIP)	1..1		Each Reporting Owner must have at least one of the four relationship booleans set to true. This is not enforced by this schema but will be enforced during EDGAR processing.
isDirector	boolean	0..1
isOfficer	boolean	0..1
isTenPercentOwner	boolean	0..1
isOther	boolean	0..1
officerTitle	STRING_30	0..1	maxLength=30
otherText	STRING_30	0..1	maxLength=30
aff10b5One	boolean	1..1
nonDerivativeTable	(group: NONDERIVATIVE_TABLE)	0..1		Can have up to 30 entries in the Non-Derivative Table. This is Table 1 on the printed form. Can have any combination of Transactions and Holdings in any order.
(choice)		0..30	exactly one of the following branches
nonDerivativeTransaction	(group: NONDERIVATIVE_TRANSACTION)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionDate	(group: DATE_WITH_FOOTNOTE)	1..1
value	date	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
deemedExecutionDate	(group: DATE_AND_OR_FOOTNOTE)	0..1		For a truly optional date field, such as Deemed Execution Date, allow a date value and/or footnotes. Can have a footnote without a date value. Do not need a value or a footnoteId.
value	date	0..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODING_FOR_4)	0..1		The transactionFormType can be 4 or 5. The transactionCode is mandatory. The equitySwapInvolved flag is mandatory. A "4" transaction is assumed on-time. A "5" transaction is assumed early.
transactionFormType	TRANS_FORM4_TYPE_PICKLIST	1..1	pattern=4\|5
transactionCode	TRANS_CODE_PICKLIST	1..1	pattern=A\|C\|D\|E\|F\|G\|H\|I\|J\|L\|M\|O\|P\|S\|U\|W\|X\|Z
equitySwapInvolved	boolean	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTimeliness	(group: TRANSACTION_TIMELINESS)	0..1
value	TRANS_TIMELY_PICKLIST	0..1	pattern=[E\|L]{0,1}
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAmounts	(group: NONDERIV_TRANSACT_AMOUNTS)	1..1		Must provide a number of shares. Must provide a dollar value and/or a footnote. Must provide a code indicating Acquired or Disposed Of.
transactionShares	(group: NUMBER_WITH_FOOTNOTE)	1..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionPricePerShare	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAcquiredDisposedCode	(group: ACQ_DISP_CODE)	1..1
value	ACQ_DISP_CODE_PICKLIST	1..1	pattern=A\|D
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
nonDerivativeHolding	(group: NONDERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
derivativeTable	(group: DERIVATIVE_TABLE)	0..1		Can have up to 30 entries in the Derivative Table. This is Table 2 on the printed form. Can have any combination of Transactions and Holdings in any order.
(choice)		0..30	exactly one of the following branches
derivativeTransaction	(group: DERIVATIVE_TRANSACTION)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
conversionOrExercisePrice	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionDate	(group: DATE_WITH_FOOTNOTE)	1..1
value	date	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
deemedExecutionDate	(group: DATE_AND_OR_FOOTNOTE)	0..1		For a truly optional date field, such as Deemed Execution Date, allow a date value and/or footnotes. Can have a footnote without a date value. Do not need a value or a footnoteId.
value	date	0..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODING_FOR_4)	0..1		The transactionFormType can be 4 or 5. The transactionCode is mandatory. The equitySwapInvolved flag is mandatory. A "4" transaction is assumed on-time. A "5" transaction is assumed early.
transactionFormType	TRANS_FORM4_TYPE_PICKLIST	1..1	pattern=4\|5
transactionCode	TRANS_CODE_PICKLIST	1..1	pattern=A\|C\|D\|E\|F\|G\|H\|I\|J\|L\|M\|O\|P\|S\|U\|W\|X\|Z
equitySwapInvolved	boolean	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTimeliness	(group: TRANSACTION_TIMELINESS)	0..1
value	TRANS_TIMELY_PICKLIST	0..1	pattern=[E\|L]{0,1}
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAmounts	(group: DERIV_TRANSACT_NO_FOOT)	1..1		Must provide a number of shares or a total dollar value. Must provide a price per share and/or a footnote. Must provide a code indicating Acquired or Disposed Of.
(choice)		1..1	exactly one of the following branches
transactionShares	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTotalValue	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionPricePerShare	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAcquiredDisposedCode	(group: ACQ_DISP_NO_FOOT)	1..1		This element cannot have a footnote.
value	ACQ_DISP_CODE_PICKLIST	1..1	pattern=A\|D
exerciseDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
expirationDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurity	(group: UNDERLYING_SECURITY)	1..1
underlyingSecurityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
(choice)		1..1	exactly one of the following branches
underlyingSecurityShares	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurityValue	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
derivativeHolding	(group: DERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
conversionOrExercisePrice	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
exerciseDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
expirationDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurity	(group: UNDERLYING_SECURITY)	1..1
underlyingSecurityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
(choice)		1..1	exactly one of the following branches
underlyingSecurityShares	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurityValue	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnotes	(group: FOOTNOTE_GROUP)	0..1
footnote	(group: FOOTNOTE)	0..99
@id	FID	1..1	pattern=F[1-9][0-9]?
remarks	STRING_2000	0..1	maxLength=2000
ownerSignature	(group: SIGNATURE)	1..10
signatureName	string	1..1	minLength=1; maxLength=255
signatureDate	date	1..1

ownershipDocument (ownership5Document.xsd, ownership5ADocument.xsd, 301 fields)

Field (path)	Type	Occurs	Allowed values	SEC's description
ownershipDocument	(group)	1..1
schemaVersion	SCHEMA_VERSION	0..1	length=5
documentType	DOCUMENT_TYPE	1..1	pattern=5/A
periodOfReport	date	1..1
dateOfOriginalSubmission	date	1..1		Only in ownership5ADocument.
notSubjectToSection16	boolean	0..1
form3HoldingsReported	boolean	0..1
form4TransactionsReported	boolean	0..1
issuer	(group: ISSUER)	1..1
issuerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
issuerName	string	0..1	maxLength=150
issuerTradingSymbol	string	1..1	minLength=1; maxLength=10
issuerForeignTradingSymbol	string	0..1	minLength=0; maxLength=14
reportingOwner	(group: REPORTING_OWNER)	1..10
reportingOwnerId	(group: REPORTING_ID)	1..1
rptOwnerCik	CIK	1..1	minLength=1; maxLength=10; pattern=[0-9]+
rptOwnerCcc	string	0..1	length=8
rptOwnerName	string	0..1	maxLength=150
reportingOwnerAddress	(group: REPORTING_ADDRESS)	0..1		A document submitted as part of a Reduced Content submission can include an address for a Reporting Owner. All address elements are optional. If you do not include any address element, EDGAR will retrieve the Reporting Owner's address based upon the provided CIK. This address will be included in the version of the document that is disseminated.
rptOwnerNonUSAddressFlag	boolean	0..1
rptOwnerStreet1	string	0..1	minLength=0; maxLength=40
rptOwnerStreet2	string	0..1	minLength=0; maxLength=40
rptOwnerCity	string	0..1	minLength=0; maxLength=30
rptOwnerNonUSStateTerritory	string	0..1	minLength=0; maxLength=40
rptOwnerState	string	0..1	one of 59 codes (, , , AL, AK, …; full list in the XSD)
rptOwnerCountry	string	0..1	one of 278 codes (, , , A0, A1, …; full list in the XSD)
rptOwnerZipCode	string	0..1	minLength=0; maxLength=10; pattern=[0-9A-Za-z #-]*
rptOwnerStateDescription	string	0..1	minLength=0; maxLength=50	This is not for the use of the filers. This field is passed to the stylesheets and the EDGAR PDF generator to improve the display of non-U.S. addresses.
rptOwnerGoodAddress	boolean	0..1		This is not for the use of the filers. This field is just for internal EDGAR processing.
reportingOwnerRelationship	(group: REPORTING_RELATIONSHIP)	1..1		Each Reporting Owner must have at least one of the four relationship booleans set to true. This is not enforced by this schema but will be enforced during EDGAR processing.
isDirector	boolean	0..1
isOfficer	boolean	0..1
isTenPercentOwner	boolean	0..1
isOther	boolean	0..1
officerTitle	STRING_30	0..1	maxLength=30
otherText	STRING_30	0..1	maxLength=30
aff10b5One	boolean	1..1
nonDerivativeTable	(group: NONDERIVATIVE_TABLE)	0..1		Can have up to 30 entries in the Non-Derivative Table. This is Table 1 on the printed form. Can have any combination of Transactions and Holdings in any order.
(choice)		0..30	exactly one of the following branches
nonDerivativeTransaction	(group: NONDERIVATIVE_TRANSACTION)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionDate	(group: DATE_WITH_FOOTNOTE)	1..1
value	date	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
deemedExecutionDate	(group: DATE_AND_OR_FOOTNOTE)	0..1		For a truly optional date field, such as Deemed Execution Date, allow a date value and/or footnotes. Can have a footnote without a date value. Do not need a value or a footnoteId.
value	date	0..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODING_FOR_5)	0..1		The transactionFormType can be 4 or 5. The transactionCode is mandatory. The equitySwapInvolved flag is mandatory. A "4" transaction is assumed late. A "5" transaction can be on-time or late.
transactionFormType	TRANS_FORM5_TYPE_PICKLIST	1..1	pattern=4\|5
transactionCode	TRANS_CODE_PICKLIST	1..1	pattern=A\|C\|D\|E\|F\|G\|H\|I\|J\|L\|M\|O\|P\|S\|U\|W\|X\|Z
equitySwapInvolved	boolean	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTimeliness	(group: TRANSACTION_TIMELINESS_NOFOOT)	0..1
value	TRANS_TIMELY_PICKLIST	0..1	pattern=[E\|L]{0,1}
transactionAmounts	(group: NONDERIV_TRANSACT_AMOUNTS)	1..1		Must provide a number of shares. Must provide a dollar value and/or a footnote. Must provide a code indicating Acquired or Disposed Of.
transactionShares	(group: NUMBER_WITH_FOOTNOTE)	1..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionPricePerShare	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAcquiredDisposedCode	(group: ACQ_DISP_CODE)	1..1
value	ACQ_DISP_CODE_PICKLIST	1..1	pattern=A\|D
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
nonDerivativeHolding	(group: NONDERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODE_FOR_HOLDING)	0..1		To indicate a late holding that should have reported via a "3" submission, set the form type to "3".
transactionFormType	LATE_HOLDING	0..1	pattern=[3]{0,1}
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
derivativeTable	(group: DERIVATIVE_TABLE)	0..1		Can have up to 30 entries in the Derivative Table. This is Table 2 on the printed form. Can have any combination of Transactions and Holdings in any order.
(choice)		0..30	exactly one of the following branches
derivativeTransaction	(group: DERIVATIVE_TRANSACTION)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
conversionOrExercisePrice	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionDate	(group: DATE_WITH_FOOTNOTE)	1..1
value	date	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
deemedExecutionDate	(group: DATE_AND_OR_FOOTNOTE)	0..1		For a truly optional date field, such as Deemed Execution Date, allow a date value and/or footnotes. Can have a footnote without a date value. Do not need a value or a footnoteId.
value	date	0..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODING_FOR_5)	0..1		The transactionFormType can be 4 or 5. The transactionCode is mandatory. The equitySwapInvolved flag is mandatory. A "4" transaction is assumed late. A "5" transaction can be on-time or late.
transactionFormType	TRANS_FORM5_TYPE_PICKLIST	1..1	pattern=4\|5
transactionCode	TRANS_CODE_PICKLIST	1..1	pattern=A\|C\|D\|E\|F\|G\|H\|I\|J\|L\|M\|O\|P\|S\|U\|W\|X\|Z
equitySwapInvolved	boolean	1..1
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTimeliness	(group: TRANSACTION_TIMELINESS_NOFOOT)	0..1
value	TRANS_TIMELY_PICKLIST	0..1	pattern=[E\|L]{0,1}
transactionAmounts	(group: DERIV_TRANSACT_NO_FOOT)	1..1		Must provide a number of shares or a total dollar value. Must provide a price per share and/or a footnote. Must provide a code indicating Acquired or Disposed Of.
(choice)		1..1	exactly one of the following branches
transactionShares	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionTotalValue	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionPricePerShare	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionAcquiredDisposedCode	(group: ACQ_DISP_NO_FOOT)	1..1		This element cannot have a footnote.
value	ACQ_DISP_CODE_PICKLIST	1..1	pattern=A\|D
exerciseDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
expirationDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurity	(group: UNDERLYING_SECURITY)	1..1
underlyingSecurityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
(choice)		1..1	exactly one of the following branches
underlyingSecurityShares	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurityValue	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
derivativeHolding	(group: DERIVATIVE_HOLDING)	1*..1
securityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
conversionOrExercisePrice	(group: OPT_NUMBER_WITH_FOOTNOTE)	1..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
transactionCoding	(group: TRANSACTION_CODE_FOR_HOLDING)	0..1		To indicate a late holding that should have reported via a "3" submission, set the form type to "3".
transactionFormType	LATE_HOLDING	0..1	pattern=[3]{0,1}
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
exerciseDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
expirationDate	(group: OPT_DATE_WITH_FOOTNOTE)	1..1		Some date fields may have just footnotes. Either a date value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	date	1*..1
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurity	(group: UNDERLYING_SECURITY)	1..1
underlyingSecurityTitle	(group: SECURITY_TITLE)	1..1
value	string	1..1	minLength=1; maxLength=60
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
(choice)		1..1	exactly one of the following branches
underlyingSecurityShares	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
underlyingSecurityValue	(group: OPT_NUMBER_WITH_FOOTNOTE)	0..1		Some numeric fields may have just footnotes. Either a numeric value or a footnoteId is required. Additional footnoteIds may also be provided.
(choice)		1..1	exactly one of the following branches
value	POSITIVE_DECIMAL	1*..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	1*..1
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnoteId	(group: FOOTNOTE_ID)	0..98
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
postTransactionAmounts	(group: POST_TRANSACTION_AMOUNTS)	1..1
(choice)		1..1	exactly one of the following branches
sharesOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
valueOwnedFollowingTransaction	(group: NUMBER_WITH_FOOTNOTE)	1*..1
value	POSITIVE_DECIMAL	1..1	minInclusive=0.0; maxInclusive=999999999999.9999; totalDigits=16; fractionDigits=4
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
ownershipNature	(group: OWNERSHIP_NATURE)	1..1		If you set directOrIndirectOwnership to (I)ndirect, then natureOfOwnership is actually mandatory.
directOrIndirectOwnership	(group: OWNERSHIP_TYPE)	1..1
value	OWNERSHIP_TYPE_PICKLIST	1..1	pattern=D\|I
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
natureOfOwnership	(group: INDIRECT_NATURE)	0..1
value	string	1..1	maxLength=100
footnoteId	(group: FOOTNOTE_ID)	0..99
@id	FIDREF	1..1	pattern=F[1-9][0-9]?
footnotes	(group: FOOTNOTE_GROUP)	0..1
footnote	(group: FOOTNOTE)	0..99
@id	FID	1..1	pattern=F[1-9][0-9]?
remarks	STRING_2000	0..1	maxLength=2000
ownerSignature	(group: SIGNATURE)	1..10
signatureName	string	1..1	minLength=1; maxLength=255
signatureDate	date	1..1

Field list generated from the SEC's EDGAR XML technical specification (Version 5.5 (March 2026)): https://www.sec.gov/files/edgar/filer-information/specifications/ownershipxmltechspec-v5-5.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.

Questions about this form's data, or need something it does not cover? Email [email protected].