The beatandraise.com SEC Filings API is open: get a free API key, or see plans. Questions: [email protected].
An exchange's application for registration as a national securities exchange, and its amendments.
0 filings with an XML document, 383 fields defined by the SEC, every one of them available as filed.
| Form type | Filings on EDGAR | With an XML document | First XML filing | Latest |
|---|---|---|---|---|
| 1 | 94 | 0 | — | 2026-09-30 |
| 1/A | 3,747 | 0 | — | 2026-10-13 |
Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.
Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=xml
&from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.
@name keys (@xsi:nil included); text next to child elements is #text.#order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”). compact=true drops it when you do not need the XML back.A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.
SEC's own sample from the technical specification (fictitious data). The JSON below is what the API returns for it, produced by the same code that stores every filing.
XML as filed: 1AA_sample.xml
<?xml version="1.0" ?><edgarSubmission xmlns="http://www.sec.gov/edgar/form1filer" xmlns:com="http://www.sec.gov/edgar/common">
<schemaVersion>X0101</schemaVersion>
<headerData>
<submissionType>1AA</submissionType>
<entityName>a</entityName>
<amendmentNumber>1</amendmentNumber>
<filerInfo>
<filer>
<filerCredentials>
<cik>XXXXXXXXXX</cik>
<ccc>XXXXXXXX</ccc>
</filerCredentials>
</filer>
<liveTestFlag>LIVE</liveTestFlag>
<contact>
<contactName>James</contactName>
<contactPhoneNumber>2583697410</contactPhoneNumber>
<contactEmailAddress>[email protected]</contactEmailAddress>
</contact>
<notifications>
<notificationEmailAddress>[email protected]</notificationEmailAddress>
</notifications>
<flags>
<overrideInternetFlag>false</overrideInternetFlag>
</flags>
</filerInfo>
</headerData>
<formData>
<entityContactInformation>
<primaryAddress>
<com:street1>125 SPARKLING RD</com:street1>
<com:city>NEWARK</com:city>
<com:stateOrCountry>DE</com:stateOrCountry>
<com:zipCode>19711</com:zipCode>
</primaryAddress>
<isMailingAddressSame>true</isMailingAddressSame>
<mailingAddress>
<com:street1>125 SPARKLING RD</com:street1>
<com:city>NEWARK</com:city>
<com:stateOrCountry>DE</com:stateOrCountry>
<com:zipCode>19711</com:zipCode>
</mailingAddress>
<businessPhoneNumber>1472583690</businessPhoneNumber>
<facsimile>3692587410</facsimile>
<fiscalYearEnd>05/25</fiscalYearEnd>
<legalStatus>
<legalStatusApplicant>Sole Proprietorship</legalStatusApplicant>
</legalStatus>
</entityContactInformation>
<counselInformation>
<firmName>Mike</firmName>
<counselFirstName>Jakson</counselFirstName>
<counselLastName>Wilson</counselLastName>
<counselTitle>Asst Manager</counselTitle>
<counselAddress>
<com:street1>145 Drive</com:street1>
<com:street2>a</com:street2>
<com:city>Gaithersburg</com:city>
<com:stateOrCountry>1H</com:stateOrCountry>
<com:zipCode>36985</com:zipCode>
</counselAddress>
<counselEmail>[email protected]</counselEmail>
</counselInformation>
<section6>
<employeeFirstName>George</employeeFirstName>
<employeeLastName>Mason</employeeLastName>
<employeeTitle>Asst.Manager</employeeTitle>
<employeeEmail>[email protected]</employeeEmail>
<employeePhoneNumber>3692478510</employeePhoneNumber>
</section6>
<section7>
<consentServiceAttestation>true</consentServiceAttestation>
</section7>
</formData>
</edgarSubmission>JSON from the API (format=json)
{
"#order": [
"schemaVersion",
"headerData",
"formData"
],
"formData": {
"#order": [
"entityContactInformation",
"counselInformation",
"section6",
"section7"
],
"counselInformation": {
"#order": [
"firmName",
"counselFirstName",
"counselLastName",
"counselTitle",
"counselAddress",
"counselEmail"
],
"counselAddress": {
"#order": [
"street1",
"street2",
"city",
"stateOrCountry",
"zipCode"
],
"city": "Gaithersburg",
"stateOrCountry": "1H",
"street1": "145 Drive",
"street2": "a",
"zipCode": "36985"
},
"counselEmail": "[email protected]",
"counselFirstName": "Jakson",
"counselLastName": "Wilson",
"counselTitle": "Asst Manager",
"firmName": "Mike"
},
"entityContactInformation": {
"#order": [
"primaryAddress",
"isMailingAddressSame",
"mailingAddress",
"businessPhoneNumber",
"facsimile",
"fiscalYearEnd",
"legalStatus"
],
"businessPhoneNumber": "1472583690",
"facsimile": "3692587410",
"fiscalYearEnd": "05/25",
"isMailingAddressSame": "true",
"legalStatus": {
"legalStatusApplicant": "Sole Proprietorship"
},
"mailingAddress": {
"#order": [
"street1",
"city",
"stateOrCountry",
"zipCode"
],
"city": "NEWARK",
"stateOrCountry": "DE",
"street1": "125 SPARKLING RD",
"zipCode": "19711"
},
"primaryAddress": {
"#order": [
"street1",
"city",
"stateOrCountry",
"zipCode"
],
"city": "NEWARK",
"stateOrCountry": "DE",
"street1": "125 SPARKLING RD",
"zipCode": "19711"
}
},
"section6": {
"#order": [
"employeeFirstName",
"employeeLastName",
"employeeTitle",
"employeeEmail",
"employeePhoneNumber"
],
"employeeEmail": "[email protected]",
"employeeFirstName": "George",
"employeeLastName": "Mason",
"employeePhoneNumber": "3692478510",
"employeeTitle": "Asst.Manager"
},
"section7": {
"consentServiceAttestation": "true"
}
},
"headerData": {
"#order": [
"submissionType",
"entityName",
"amendmentNumber",
"filerInfo"
],
"amendmentNumber": "1",
"entityName": "a",
"filerInfo": {
"#order": [
"filer",
"liveTestFlag",
"contact",
"notifications",
"flags"
],
"contact": {
"#order": [
"contactName",
"contactPhoneNumber",
"contactEmailAddress"
],
"contactEmailAddress": "[email protected]",
"contactName": "James",
"contactPhoneNumber": "2583697410"
},
"filer": {
"filerCredentials": {
"#order": [
"cik",
"ccc"
],
"ccc": "XXXXXXXX",
"cik": "XXXXXXXXXX"
}
},
"flags": {
"overrideInternetFlag": "false"
},
"liveTestFlag": "LIVE",
"notifications": {
"notificationEmailAddress": "[email protected]"
}
},
"submissionType": "1AA"
},
"schemaVersion": "X0101"
}Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitCDocument | (group) | 1..1 | ||
| exhibitCData | (group: EXHIBIT_C_DATA) | 1..100 | These elements are part of the Exhibit C | |
| organizationData | (group: ORGANIZATION_DATA) | 0..1 | ||
| organizationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| organizationAddress | (group: ADDRESS_TYPE) | 0..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| formOfOrganization | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| nameOfStateAndStatuteCitation | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| dateOfIncorporation | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| discriptionOfNature | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| discriptionOfBusiness | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| standingCommitteeData | (group: STANDING_COMMITTE_DATA) | 0..150 | ||
| membersOrPersonName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| membersOrPersonTitle | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| description | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| reasonForTermination | STRING_5000_TYPE | 0..1 | maxLength=5000 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitHDocument | (group) | 1..1 | ||
| exhibitHData | (group: EXHIBIT_H_DATA) | 1..1 | These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A. | |
| criteriaDescription | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| listingFeeSchedule | STRING_5000_TYPE | 0..1 | maxLength=5000 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitJDocument | (group) | 1..1 | ||
| exhibitJData | (group: EXHIBIT_J_DATA) | 1..500 | These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year | |
| memberName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| memberTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| positionStartDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| positionEndDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| businessType | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitKDocument | (group) | 1..1 | ||
| exhibitKData | (group: EXHIBIT_K_DATA) | 1..50 | These elements are part of the Exhibit K | |
| fullLegalName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| titleOrStatus | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| titleOrStatusAcquiredDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| approximateOwnershipInterest | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| personControlFlag | YES_NO_TYPE | 1..1 | one of: Y, N |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitLDocument | (group) | 1..1 | ||
| exhibitLData | (group: EXHIBIT_L_DATA) | 1..1 | This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member. | |
| terminationProcedureDescription | STRING_30K_TYPE | 1..1 | minLength=1; maxLength=30000 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitMDocument | (group) | 1..1 | ||
| exhibitMData | (group: EXHIBIT_M_DATA) | 1..2000 | Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| name | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| dateOfElection | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| principalAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| princialPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| memberRelationshipToEntity | (group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE) | 0..10 | ||
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| memberRelationship | STRING_500_TYPE | 1..1 | maxLength=500 | |
| activitiesByMember | STRING_1K_TYPE | 1..1 | minLength=1; maxLength=1000 | |
| classOfMembership | STRING_5000_TYPE | 1..1 | maxLength=5000 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| exhibitNDocument | (group) | 1..1 | ||
| exhibitNData | (group: EXHIBIT_N_DATA) | 1..1 | ||
| item1 | (group: ITEM1) | 0..2000 | ||
| listedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item2 | (group: ITEM2) | 0..2000 | ||
| admittedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item3 | (group: ITEM3) | 0..2000 | ||
| unregisteredSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| statutoryExemption | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item4 | (group: ITEM4) | 0..2000 | ||
| otherSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 |
| Field (path) | Type | Occurs | Allowed values | SEC's description |
|---|---|---|---|---|
| edgarSubmission | (group) | 1..1 | ||
| schemaVersion | SCHEMA_VERSION_TYPE | 0..1 | length=5 | |
| headerData | (group: HEADER_DATA) | 1..1 | ||
| submissionType | SUBMISSION_TYPE | 1..1 | one of: 1, 1AA, 1AC, 1/A, 1W, 1/A-A, 1/A-T, 1/S-M, 1/S-R | |
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| typeOfApplication | APPLICATION_TYPE | 0..1 | one of: National Securities Exchange, Exemption from registration based on limited volume | |
| amendmentNumber | INTEGER_TYPE_4 | 0..1 | minInclusive=1; maxInclusive=9999 | |
| dateExtensionExpires | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| effectiveDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| triennialFilingYear | YEAR_TYPE | 0..1 | pattern=\d{4,4} | |
| filerInfo | (group: FILER_INFO_TYPE) | 1..1 | These elements are part of the FILER_INFO_TYPE | |
| filer | (group: FILER_TYPE) | 1..1 | These elements are part of the FILER_TYPE group | |
| filerCredentials | (group: FILER_CREDENTIALS_TYPE) | 1..1 | These elements are part of the FILER_CREDENTIALS_TYPE | |
| cik | CIK_TYPE | 1..1 | pattern=\d{1,10} | |
| ccc | CCC_TYPE | 1..1 | length=8 | |
| liveTestFlag | LIVE_TEST_TYPE | 1..1 | one of: LIVE, TEST | |
| contact | (group: CONTACT_TYPE) | 1..1 | These elements are part of the CONTACT_TYPE | |
| contactName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| contactPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| contactEmailAddress | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| notifications | (group: NOTIFICATIONS_TYPE) | 0..1 | These elements are part of the NOTIFICATIONS_TYPE | |
| notificationEmailAddress | INTERNET_ADDRESS_TYPE | 0..3 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| flags | (group: FLAGS_TYPE) | 0..1 | These elements are part of the FLAGS_TYPE | |
| overrideInternetFlag | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| formData | (group: FORM_DATA) | 1..1 | ||
| entityContactInformation | (group: ENTITY_CONTACT_INFORMATION) | 1..1 | This is the root element for Section1: Entity Contact Information | |
| previouslyFiled | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| primaryAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| isMailingAddressSame | TRUE_FALSE_TYPE | 0..1 | pattern=true; pattern=false | |
| mailingAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| businessPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| facsimile | PHONE_TYPE | 0..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20} | |
| fiscalYearEnd | FISCAL_YEAR_TYPE_2 | 1..1 | pattern=\d{2,2}/\d{2,2} | |
| legalStatus | (group: LEGAL_STATUS_INFO_TYPE) | 1..1 | ||
| legalStatusApplicant | LEGAL_STATUS_OPTION_TYPE | 1..1 | one of: Sole Proprietorship, Corporation, Partnership, Limited Liability Company, Other | |
| dateExchangeObtained | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| legalStatusStateOrCountry | (group: STATE_COUNTRY_TYPE) | 0..1 | ||
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| legalStatusOraganizedExchange | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| otherSpecification | STRING_255_TYPE | 0..1 | maxLength=255 | |
| counselInformation | (group: COUNSEL_INFORMATION) | 1..1 | This is the root element for Section2: Name and address of Counsel | |
| firmName | NAME_TYPE_150 | 1..1 | minLength=1; maxLength=150; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,150} | |
| counselFirstName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| counselLastName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| counselTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| counselAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| counselEmail | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| supplementalMaterials | (group: SUPPLEMENTAL_MATERIALS_TYPE) | 0..1 | This is the root element for Section3: Specify if supplemental materials required under Rule 6a-3(a)(1) will be submitted as part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| supplementalMaterialOptions | SUPPLEMENTAL_MATERIAL_OPTIONS | 1..2 | one of: 1, 2 | |
| webAddress | WEBSITE_URL_TYPE | 0..3 | minLength=1; maxLength=256 | |
| section4 | (group: REPORT_SECURITIES_SOLD_TYPE) | 0..1 | These elements are part of Section IV – Rule 6a-3(b) | |
| nbrSharesStockSold | DECIMAL_TYPE16_4 | 1..1 | totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d | |
| aggrAmtStockSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| principalAmtBondsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| aggrAmtBondsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| nbrRightsWarrantsSold | DECIMAL_TYPE16_4 | 1..1 | totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d | |
| aggrAmtRightsWarrantsSold | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| rptSecuritiesSoldDateEnded | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| exhibitA | (group: EXHIBIT_A_TYPE) | 0..1 | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 0..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitB | (group: EXHIBIT_B_TYPE) | 0..1 | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 0..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitC | (group: EXHIBIT_C_TYPE) | 0..1 | ||
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitCData | (group: EXHIBIT_C_DATA) | 1*..100 | These elements are part of the Exhibit C | |
| organizationData | (group: ORGANIZATION_DATA) | 0..1 | ||
| organizationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| organizationAddress | (group: ADDRESS_TYPE) | 0..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| formOfOrganization | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| nameOfStateAndStatuteCitation | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| dateOfIncorporation | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| discriptionOfNature | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| discriptionOfBusiness | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| standingCommitteeData | (group: STANDING_COMMITTE_DATA) | 0..150 | ||
| membersOrPersonName | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| membersOrPersonTitle | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| description | STRING_1K_TYPE | 0..1 | minLength=1; maxLength=1000 | |
| reasonForTermination | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitD | (group: EXHIBIT_D_TYPE) | 0..1 | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 0..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitH | (group: EXHIBIT_H_TYPE) | 0..1 | ||
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitHData | (group: EXHIBIT_H_DATA) | 1*..1 | These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A. | |
| criteriaDescription | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| listingFeeSchedule | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitI | (group: EXHIBIT_I_TYPE) | 0..1 | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| exhibitJ | (group: EXHIBIT_J_TYPE) | 0..1 | These elements part of EXHIBIT_J_TYPE EXHIBIT_J_TYPE is Required on form types 1, 1/A-T Optional on form types 1AA and 1/A and Alternative method option is available to form type 1/A-T. | |
| (choice) | 1..1 | exactly one of the following branches | ||
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitJData | (group: EXHIBIT_J_DATA) | 1*..500 | These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year | |
| memberName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| memberTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| positionStartDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| positionEndDate | DATE_TYPE2 | 0..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| businessType | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| exhibitK | (group: EXHIBIT_K_TYPE) | 0..1 | These elements part of EXHIBIT_K_TYPE | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitKData | (group: EXHIBIT_K_DATA) | 1*..50 | These elements are part of the Exhibit K | |
| fullLegalName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| titleOrStatus | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| titleOrStatusAcquiredDate | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| approximateOwnershipInterest | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| personControlFlag | YES_NO_TYPE | 1..1 | one of: Y, N | |
| exhibitL | (group: EXHIBIT_L_TYPE) | 0..1 | These elements part of EXHIBIT_L_TYPE | |
| (choice) | 1..1 | exactly one of the following branches | ||
| exhibitLData | (group: EXHIBIT_L_DATA) | 1*..1 | This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member. | |
| terminationProcedureDescription | STRING_30K_TYPE | 1..1 | minLength=1; maxLength=30000 | |
| exhibitM | (group: EXHIBIT_M_TYPE) | 0..1 | These elements are part of the section 5 Exhibit M | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitMData | (group: EXHIBIT_M_DATA) | 1*..2000 | Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website. | |
| name | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| dateOfElection | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| principalAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| princialPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| memberRelationshipToEntity | (group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE) | 0..10 | ||
| entityName | ENTITY_NAME_TYPE | 1..1 | minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+) | |
| memberRelationship | STRING_500_TYPE | 1..1 | maxLength=500 | |
| activitiesByMember | STRING_1K_TYPE | 1..1 | minLength=1; maxLength=1000 | |
| classOfMembership | STRING_5000_TYPE | 1..1 | maxLength=5000 | |
| exhibitN | (group: EXHIBIT_N_TYPE) | 0..1 | These elements are part of the section 5 Exhibit N | |
| (choice) | 1..1 | exactly one of the following branches | ||
| notApplicableExhibitData | (group: NOT_APPLICABLE_EXHIBIT_DATA) | 1*..1 | Not applicable data | |
| exhibitNotApplicable | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false; fixed=true | |
| nonApplicableJustification | STRING_5000_TYPE | 0..1 | maxLength=5000 | |
| alternativeExhibitData | (group: ALTERNATIVE_EXHIBIT_DATA) | 1*..1 | Alternative data elements for the exhibits | |
| alternativeExhibitRuleType | ALTERNATIVE_EXHIBIT_RULE_TYPE | 1..1 | one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3) | |
| (choice) | 1..1 | exactly one of the following branches | ||
| publicationData | (group: PUBLICATION_DATA) | 0..1 | ||
| publicationName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personName | STRING_150_TYPE | 1..1 | minLength=1; maxLength=150 | |
| personAddress | (group: ADDRESS_TYPE) | 1..1 | ||
| street1 | STREET_TYPE | 1..1 | minLength=1; maxLength=40 | |
| street2 | STREET_TYPE | 0..1 | minLength=1; maxLength=40 | |
| city | STRING_30_TYPE | 1..1 | minLength=1; maxLength=30 | |
| stateOrCountry | STATE_COUNTRY_CODE | 1..1 | one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD) | |
| zipCode | ZIP_TYPE | 1..1 | minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]* | |
| personPhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| priceOfPublication | DECIMAL_TYPE16_2 | 1..1 | totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d | |
| dateOfPublication | DATE_TYPE2 | 1..1 | pattern=\d{1,2}/\d{1,2}/\d{4} | |
| internetWebsite | WEBSITE_URL_TYPE | 0..10 | minLength=1; maxLength=256 | |
| exhibitNData | (group: EXHIBIT_N_DATA) | 1*..1 | ||
| item1 | (group: ITEM1) | 0..2000 | ||
| listedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item2 | (group: ITEM2) | 0..2000 | ||
| admittedSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item3 | (group: ITEM3) | 0..2000 | ||
| unregisteredSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| statutoryExemption | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| item4 | (group: ITEM4) | 0..2000 | ||
| otherSecurities | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| nameOfIssuer | STRING_150_TYPE | 0..1 | minLength=1; maxLength=150 | |
| securityDescription | STRING_2K_TYPE | 0..1 | minLength=1; maxLength=2000 | |
| section6 | (group: EMPLOYEE_CONTACT_INFORMATION) | 1..1 | These elements are part of the EMPLOYEE_CONTACT_INFORMATION | |
| employeeFirstName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| employeeLastName | NAME_TYPE | 1..1 | minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30} | |
| employeeTitle | STRING_60_TYPE | 1..1 | minLength=1; maxLength=60 | |
| employeeEmail | INTERNET_ADDRESS_TYPE | 1..1 | maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?) | |
| employeePhoneNumber | EDGAR_PHONE_TYPE | 1..1 | minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20} | |
| section7 | (group: CONSENT_SERVICE_FLAG) | 1..1 | These elements are part of the CONSENT_SERVICE_FLAG | |
| consentServiceAttestation | TRUE_FALSE_TYPE | 1..1 | pattern=true; pattern=false | |
| documents | (group: EDGAR_DOCUMENTS_TYPE) | 0..1 | ||
| document | (group: EDGAR_DOCUMENT_TYPE) | 1..n | Document names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions. | |
| conformedName | DOCUMENT_NAME_TYPE | 1..1 | minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD]))) | |
| conformedDocumentType | DOCUMENT_TYPE | 1..1 | BASE_DOCUMENT_TYPE (one of: EX.A.FORM1, EX.B.FORM1, EX.C.DATA.FILE.FORM1, EX.C.DOC.FORM1, EX.FORM1.SCH, EX.D.FORM1, EX.E.FORM1, EX.E.USER.MANUAL, EX.F.FORM1, EX.G.FORM1, EX.H.DATA.FILE.FORM1, EX.H.DOC.FORM1, EX.I.FORM1, EX.J.FORM1, EX.K.FORM1, EX.L.FORM1, EX.M.FORM1, EX.N.FORM1, COVER, GRAPHIC, Suppl. Materials) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=20) | |
| description | DOCUMENT_DESCRIPTION_TYPE | 0..1 | maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255} | |
| contents | DOCUMENT_MIME_BLOCK_TYPE | 1..1 | minLength=1 |
Field list generated from the SEC's EDGAR XML technical specification (Version 1.0 (September 2026)): https://www.sec.gov/files/edgar/filer-information/specifications/edgar-form-1-xml-tech-spec-1-0.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.
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