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Form 1: national securities exchanges

An exchange's application for registration as a national securities exchange, and its amendments.

0 filings with an XML document, 383 fields defined by the SEC, every one of them available as filed.

Coverage

Form typeFilings on EDGARWith an XML documentFirst XML filingLatest
1940—2026-09-30
1/A3,7470—2026-10-13

Counted from our copy of EDGAR on 2026-10-14. Filings before a form's XML start date were filed as text or HTML and are available as documents, not as fields.

API

Every filing of this form for a company or a person, newest first, in one call. Pass any CIK on the filing (the issuer, or a reporting person or filer); amendments are included unless amendments=false.

GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=json
GET https://beatandraise.com/api/v1/form-data?cik=<CIK>&form=1&format=xml
    &from=YYYY-MM-DD &to=YYYY-MM-DD &amendments=false &compact=true &limit= &cursor=
  • format=json: every element as SEC names it, values exactly as filed, including fields the SEC's own viewer does not show.
  • format=xml: the document as filed, with its SHA-256, for clients that parse XML themselves.
  • Each row carries the accession number, form, filing date, schema version and links to the filing on sec.gov.

Lossless JSON

The JSON is not a selection of fields. It is the whole document, converted so it can be turned back into the original XML with nothing lost: every element, every attribute, every value and the order they came in. We check that for every document we store; one that does not rebuild exactly is not stored.

  • An element with only text is a string; one with children is an object keyed by SEC's element name; a name that repeats becomes an array.
  • Attributes are @name keys (@xsi:nil included); text next to child elements is #text.
  • Order is kept in #order: the child element names in document order. JSON objects have no order, and some forms depend on it (a Form 4's Table I lists transactions and holdings “in any order”). compact=true drops it when you do not need the XML back.
  • Older schema versions are kept as filed: a 2004 Form 4 has the fields the 2004 schema had.

A Python function that rebuilds the XML from our JSON: sec_json_to_xml.py.

Example

SEC's own sample from the technical specification (fictitious data). The JSON below is what the API returns for it, produced by the same code that stores every filing.

XML as filed: 1AA_sample.xml

<?xml version="1.0" ?><edgarSubmission xmlns="http://www.sec.gov/edgar/form1filer" xmlns:com="http://www.sec.gov/edgar/common">
  <schemaVersion>X0101</schemaVersion>
  <headerData>
    <submissionType>1AA</submissionType>
    <entityName>a</entityName>
    <amendmentNumber>1</amendmentNumber>
    <filerInfo>
      <filer>
        <filerCredentials>
          <cik>XXXXXXXXXX</cik>		            
		  <ccc>XXXXXXXX</ccc>
        </filerCredentials>
      </filer>
      <liveTestFlag>LIVE</liveTestFlag>
      <contact>
        <contactName>James</contactName>
        <contactPhoneNumber>2583697410</contactPhoneNumber>
        <contactEmailAddress>[email protected]</contactEmailAddress>
      </contact>
      <notifications>
        <notificationEmailAddress>[email protected]</notificationEmailAddress>
      </notifications>
      <flags>
        <overrideInternetFlag>false</overrideInternetFlag>
      </flags>
    </filerInfo>
  </headerData>
  <formData>
    <entityContactInformation>
      <primaryAddress>
        <com:street1>125 SPARKLING RD</com:street1>
        <com:city>NEWARK</com:city>
        <com:stateOrCountry>DE</com:stateOrCountry>
        <com:zipCode>19711</com:zipCode>
      </primaryAddress>
      <isMailingAddressSame>true</isMailingAddressSame>
      <mailingAddress>
        <com:street1>125 SPARKLING RD</com:street1>
        <com:city>NEWARK</com:city>
        <com:stateOrCountry>DE</com:stateOrCountry>
        <com:zipCode>19711</com:zipCode>
      </mailingAddress>
      <businessPhoneNumber>1472583690</businessPhoneNumber>
      <facsimile>3692587410</facsimile>
      <fiscalYearEnd>05/25</fiscalYearEnd>
      <legalStatus>
        <legalStatusApplicant>Sole Proprietorship</legalStatusApplicant>
      </legalStatus>
    </entityContactInformation>
    <counselInformation>
      <firmName>Mike</firmName>
      <counselFirstName>Jakson</counselFirstName>
      <counselLastName>Wilson</counselLastName>
      <counselTitle>Asst Manager</counselTitle>
      <counselAddress>
        <com:street1>145 Drive</com:street1>
        <com:street2>a</com:street2>
        <com:city>Gaithersburg</com:city>
        <com:stateOrCountry>1H</com:stateOrCountry>
        <com:zipCode>36985</com:zipCode>
      </counselAddress>
      <counselEmail>[email protected]</counselEmail>
    </counselInformation>
    <section6>
      <employeeFirstName>George</employeeFirstName>
      <employeeLastName>Mason</employeeLastName>
      <employeeTitle>Asst.Manager</employeeTitle>
      <employeeEmail>[email protected]</employeeEmail>
      <employeePhoneNumber>3692478510</employeePhoneNumber>
    </section6>
    <section7>
      <consentServiceAttestation>true</consentServiceAttestation>
    </section7>
  </formData>
</edgarSubmission>

JSON from the API (format=json)

{
  "#order": [
    "schemaVersion",
    "headerData",
    "formData"
  ],
  "formData": {
    "#order": [
      "entityContactInformation",
      "counselInformation",
      "section6",
      "section7"
    ],
    "counselInformation": {
      "#order": [
        "firmName",
        "counselFirstName",
        "counselLastName",
        "counselTitle",
        "counselAddress",
        "counselEmail"
      ],
      "counselAddress": {
        "#order": [
          "street1",
          "street2",
          "city",
          "stateOrCountry",
          "zipCode"
        ],
        "city": "Gaithersburg",
        "stateOrCountry": "1H",
        "street1": "145 Drive",
        "street2": "a",
        "zipCode": "36985"
      },
      "counselEmail": "[email protected]",
      "counselFirstName": "Jakson",
      "counselLastName": "Wilson",
      "counselTitle": "Asst Manager",
      "firmName": "Mike"
    },
    "entityContactInformation": {
      "#order": [
        "primaryAddress",
        "isMailingAddressSame",
        "mailingAddress",
        "businessPhoneNumber",
        "facsimile",
        "fiscalYearEnd",
        "legalStatus"
      ],
      "businessPhoneNumber": "1472583690",
      "facsimile": "3692587410",
      "fiscalYearEnd": "05/25",
      "isMailingAddressSame": "true",
      "legalStatus": {
        "legalStatusApplicant": "Sole Proprietorship"
      },
      "mailingAddress": {
        "#order": [
          "street1",
          "city",
          "stateOrCountry",
          "zipCode"
        ],
        "city": "NEWARK",
        "stateOrCountry": "DE",
        "street1": "125 SPARKLING RD",
        "zipCode": "19711"
      },
      "primaryAddress": {
        "#order": [
          "street1",
          "city",
          "stateOrCountry",
          "zipCode"
        ],
        "city": "NEWARK",
        "stateOrCountry": "DE",
        "street1": "125 SPARKLING RD",
        "zipCode": "19711"
      }
    },
    "section6": {
      "#order": [
        "employeeFirstName",
        "employeeLastName",
        "employeeTitle",
        "employeeEmail",
        "employeePhoneNumber"
      ],
      "employeeEmail": "[email protected]",
      "employeeFirstName": "George",
      "employeeLastName": "Mason",
      "employeePhoneNumber": "3692478510",
      "employeeTitle": "Asst.Manager"
    },
    "section7": {
      "consentServiceAttestation": "true"
    }
  },
  "headerData": {
    "#order": [
      "submissionType",
      "entityName",
      "amendmentNumber",
      "filerInfo"
    ],
    "amendmentNumber": "1",
    "entityName": "a",
    "filerInfo": {
      "#order": [
        "filer",
        "liveTestFlag",
        "contact",
        "notifications",
        "flags"
      ],
      "contact": {
        "#order": [
          "contactName",
          "contactPhoneNumber",
          "contactEmailAddress"
        ],
        "contactEmailAddress": "[email protected]",
        "contactName": "James",
        "contactPhoneNumber": "2583697410"
      },
      "filer": {
        "filerCredentials": {
          "#order": [
            "cik",
            "ccc"
          ],
          "ccc": "XXXXXXXX",
          "cik": "XXXXXXXXXX"
        }
      },
      "flags": {
        "overrideInternetFlag": "false"
      },
      "liveTestFlag": "LIVE",
      "notifications": {
        "notificationEmailAddress": "[email protected]"
      }
    },
    "submissionType": "1AA"
  },
  "schemaVersion": "X0101"
}

Every field

Every element and attribute in the SEC's schema for this form, in schema order, indented by depth. Names are the SEC's and are the keys in the JSON.

exhibitCDocument (eis_Form1_Common.xsd, 20 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitCDocument(group)1..1
exhibitCData(group: EXHIBIT_C_DATA)1..100These elements are part of the Exhibit C
organizationData(group: ORGANIZATION_DATA)0..1
organizationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
organizationAddress(group: ADDRESS_TYPE)0..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
formOfOrganizationSTRING_1K_TYPE0..1minLength=1; maxLength=1000
nameOfStateAndStatuteCitationSTRING_1K_TYPE0..1minLength=1; maxLength=1000
dateOfIncorporationDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
discriptionOfNatureSTRING_5000_TYPE0..1maxLength=5000
discriptionOfBusinessSTRING_5000_TYPE0..1maxLength=5000
standingCommitteeData(group: STANDING_COMMITTE_DATA)0..150
membersOrPersonNameSTRING_150_TYPE0..1minLength=1; maxLength=150
membersOrPersonTitleSTRING_150_TYPE0..1minLength=1; maxLength=150
descriptionSTRING_1K_TYPE0..1minLength=1; maxLength=1000
reasonForTerminationSTRING_5000_TYPE0..1maxLength=5000
exhibitHDocument (eis_Form1_Common.xsd, 4 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitHDocument(group)1..1
exhibitHData(group: EXHIBIT_H_DATA)1..1These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A.
criteriaDescriptionSTRING_5000_TYPE0..1maxLength=5000
listingFeeScheduleSTRING_5000_TYPE0..1maxLength=5000
exhibitJDocument (eis_Form1_Common.xsd, 7 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitJDocument(group)1..1
exhibitJData(group: EXHIBIT_J_DATA)1..500These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year
memberNameSTRING_150_TYPE1..1minLength=1; maxLength=150
memberTitleSTRING_60_TYPE1..1minLength=1; maxLength=60
positionStartDateDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
positionEndDateDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
businessTypeSTRING_150_TYPE1..1minLength=1; maxLength=150
exhibitKDocument (eis_Form1_Common.xsd, 7 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitKDocument(group)1..1
exhibitKData(group: EXHIBIT_K_DATA)1..50These elements are part of the Exhibit K
fullLegalNameSTRING_150_TYPE1..1minLength=1; maxLength=150
titleOrStatusSTRING_60_TYPE1..1minLength=1; maxLength=60
titleOrStatusAcquiredDateDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
approximateOwnershipInterestSTRING_60_TYPE1..1minLength=1; maxLength=60
personControlFlagYES_NO_TYPE1..1one of: Y, N
exhibitLDocument (eis_Form1_Common.xsd, 3 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitLDocument(group)1..1
exhibitLData(group: EXHIBIT_L_DATA)1..1This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member.
terminationProcedureDescriptionSTRING_30K_TYPE1..1minLength=1; maxLength=30000
exhibitMDocument (eis_Form1_Common.xsd, 16 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitMDocument(group)1..1
exhibitMData(group: EXHIBIT_M_DATA)1..2000Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website.
nameENTITY_NAME_TYPE1..1minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+)
dateOfElectionDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
principalAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
princialPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
memberRelationshipToEntity(group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE)0..10
entityNameENTITY_NAME_TYPE1..1minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+)
memberRelationshipSTRING_500_TYPE1..1maxLength=500
activitiesByMemberSTRING_1K_TYPE1..1minLength=1; maxLength=1000
classOfMembershipSTRING_5000_TYPE1..1maxLength=5000
exhibitNDocument (eis_Form1_Common.xsd, 19 fields)
Field (path)TypeOccursAllowed valuesSEC's description
exhibitNDocument(group)1..1
exhibitNData(group: EXHIBIT_N_DATA)1..1
item1(group: ITEM1)0..2000
listedSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item2(group: ITEM2)0..2000
admittedSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item3(group: ITEM3)0..2000
unregisteredSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
statutoryExemptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item4(group: ITEM4)0..2000
otherSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
edgarSubmission (eis_Form1_Filer.xsd, 307 fields)
Field (path)TypeOccursAllowed valuesSEC's description
edgarSubmission(group)1..1
schemaVersionSCHEMA_VERSION_TYPE0..1length=5
headerData(group: HEADER_DATA)1..1
submissionTypeSUBMISSION_TYPE1..1one of: 1, 1AA, 1AC, 1/A, 1W, 1/A-A, 1/A-T, 1/S-M, 1/S-R
entityNameENTITY_NAME_TYPE1..1minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+)
typeOfApplicationAPPLICATION_TYPE0..1one of: National Securities Exchange, Exemption from registration based on limited volume
amendmentNumberINTEGER_TYPE_40..1minInclusive=1; maxInclusive=9999
dateExtensionExpiresDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
effectiveDateDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
triennialFilingYearYEAR_TYPE0..1pattern=\d{4,4}
filerInfo(group: FILER_INFO_TYPE)1..1These elements are part of the FILER_INFO_TYPE
filer(group: FILER_TYPE)1..1These elements are part of the FILER_TYPE group
filerCredentials(group: FILER_CREDENTIALS_TYPE)1..1These elements are part of the FILER_CREDENTIALS_TYPE
cikCIK_TYPE1..1pattern=\d{1,10}
cccCCC_TYPE1..1length=8
liveTestFlagLIVE_TEST_TYPE1..1one of: LIVE, TEST
contact(group: CONTACT_TYPE)1..1These elements are part of the CONTACT_TYPE
contactNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
contactPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
contactEmailAddressINTERNET_ADDRESS_TYPE1..1maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?)
notifications(group: NOTIFICATIONS_TYPE)0..1These elements are part of the NOTIFICATIONS_TYPE
notificationEmailAddressINTERNET_ADDRESS_TYPE0..3maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?)
flags(group: FLAGS_TYPE)0..1These elements are part of the FLAGS_TYPE
overrideInternetFlagTRUE_FALSE_TYPE0..1pattern=true; pattern=false
formData(group: FORM_DATA)1..1
entityContactInformation(group: ENTITY_CONTACT_INFORMATION)1..1This is the root element for Section1: Entity Contact Information
previouslyFiledTRUE_FALSE_TYPE0..1pattern=true; pattern=false
primaryAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
isMailingAddressSameTRUE_FALSE_TYPE0..1pattern=true; pattern=false
mailingAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
businessPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
facsimilePHONE_TYPE0..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\-]{1,20}
fiscalYearEndFISCAL_YEAR_TYPE_21..1pattern=\d{2,2}/\d{2,2}
legalStatus(group: LEGAL_STATUS_INFO_TYPE)1..1
legalStatusApplicantLEGAL_STATUS_OPTION_TYPE1..1one of: Sole Proprietorship, Corporation, Partnership, Limited Liability Company, Other
dateExchangeObtainedDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
legalStatusStateOrCountry(group: STATE_COUNTRY_TYPE)0..1
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
legalStatusOraganizedExchangeSTRING_150_TYPE0..1minLength=1; maxLength=150
otherSpecificationSTRING_255_TYPE0..1maxLength=255
counselInformation(group: COUNSEL_INFORMATION)1..1This is the root element for Section2: Name and address of Counsel
firmNameNAME_TYPE_1501..1minLength=1; maxLength=150; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,150}
counselFirstNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
counselLastNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
counselTitleSTRING_60_TYPE1..1minLength=1; maxLength=60
counselAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
counselEmailINTERNET_ADDRESS_TYPE1..1maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?)
supplementalMaterials(group: SUPPLEMENTAL_MATERIALS_TYPE)0..1This is the root element for Section3: Specify if supplemental materials required under Rule 6a-3(a)(1) will be submitted as part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website.
supplementalMaterialOptionsSUPPLEMENTAL_MATERIAL_OPTIONS1..2one of: 1, 2
webAddressWEBSITE_URL_TYPE0..3minLength=1; maxLength=256
section4(group: REPORT_SECURITIES_SOLD_TYPE)0..1These elements are part of Section IV – Rule 6a-3(b)
nbrSharesStockSoldDECIMAL_TYPE16_41..1totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d
aggrAmtStockSoldDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
principalAmtBondsSoldDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
aggrAmtBondsSoldDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
nbrRightsWarrantsSoldDECIMAL_TYPE16_41..1totalDigits=16; fractionDigits=4; pattern=[\+\-]?\d{0,12}\.\d\d\d\d
aggrAmtRightsWarrantsSoldDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
rptSecuritiesSoldDateEndedDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
exhibitA(group: EXHIBIT_A_TYPE)0..1
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)0..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitB(group: EXHIBIT_B_TYPE)0..1
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)0..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitC(group: EXHIBIT_C_TYPE)0..1
(choice)1..1exactly one of the following branches
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1*..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)1*..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitCData(group: EXHIBIT_C_DATA)1*..100These elements are part of the Exhibit C
organizationData(group: ORGANIZATION_DATA)0..1
organizationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
organizationAddress(group: ADDRESS_TYPE)0..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
formOfOrganizationSTRING_1K_TYPE0..1minLength=1; maxLength=1000
nameOfStateAndStatuteCitationSTRING_1K_TYPE0..1minLength=1; maxLength=1000
dateOfIncorporationDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
discriptionOfNatureSTRING_5000_TYPE0..1maxLength=5000
discriptionOfBusinessSTRING_5000_TYPE0..1maxLength=5000
standingCommitteeData(group: STANDING_COMMITTE_DATA)0..150
membersOrPersonNameSTRING_150_TYPE0..1minLength=1; maxLength=150
membersOrPersonTitleSTRING_150_TYPE0..1minLength=1; maxLength=150
descriptionSTRING_1K_TYPE0..1minLength=1; maxLength=1000
reasonForTerminationSTRING_5000_TYPE0..1maxLength=5000
exhibitD(group: EXHIBIT_D_TYPE)0..1
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)0..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
exhibitH(group: EXHIBIT_H_TYPE)0..1
(choice)1..1exactly one of the following branches
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1*..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
exhibitHData(group: EXHIBIT_H_DATA)1*..1These elements are part of EXHIBIT_H_TYPE EXHIBIT_H_TYPE is Required on form type 1 and Optional on form types 1AA and 1/A.
criteriaDescriptionSTRING_5000_TYPE0..1maxLength=5000
listingFeeScheduleSTRING_5000_TYPE0..1maxLength=5000
exhibitI(group: EXHIBIT_I_TYPE)0..1
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
exhibitJ(group: EXHIBIT_J_TYPE)0..1These elements part of EXHIBIT_J_TYPE EXHIBIT_J_TYPE is Required on form types 1, 1/A-T Optional on form types 1AA and 1/A and Alternative method option is available to form type 1/A-T.
(choice)1..1exactly one of the following branches
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)1*..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitJData(group: EXHIBIT_J_DATA)1*..500These elements are part of the repeatable EXHIBIT_J_INFO Provide the information of each standing committee member(s) or presently who hold similar position(s) or held during the previous year
memberNameSTRING_150_TYPE1..1minLength=1; maxLength=150
memberTitleSTRING_60_TYPE1..1minLength=1; maxLength=60
positionStartDateDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
positionEndDateDATE_TYPE20..1pattern=\d{1,2}/\d{1,2}/\d{4}
businessTypeSTRING_150_TYPE1..1minLength=1; maxLength=150
exhibitK(group: EXHIBIT_K_TYPE)0..1These elements part of EXHIBIT_K_TYPE
(choice)1..1exactly one of the following branches
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1*..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)1*..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitKData(group: EXHIBIT_K_DATA)1*..50These elements are part of the Exhibit K
fullLegalNameSTRING_150_TYPE1..1minLength=1; maxLength=150
titleOrStatusSTRING_60_TYPE1..1minLength=1; maxLength=60
titleOrStatusAcquiredDateDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
approximateOwnershipInterestSTRING_60_TYPE1..1minLength=1; maxLength=60
personControlFlagYES_NO_TYPE1..1one of: Y, N
exhibitL(group: EXHIBIT_L_TYPE)0..1These elements part of EXHIBIT_L_TYPE
(choice)1..1exactly one of the following branches
exhibitLData(group: EXHIBIT_L_DATA)1*..1This element is part of EXHIBIT_L_TYPE EXHIBIT_L_TYPE is Required on form type 1, Optional on form types 1/A and 1AA. Describe procedures that will be involved in the suspension or termination of a member.
terminationProcedureDescriptionSTRING_30K_TYPE1..1minLength=1; maxLength=30000
exhibitM(group: EXHIBIT_M_TYPE)0..1These elements are part of the section 5 Exhibit M
(choice)1..1exactly one of the following branches
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1*..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)1*..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitMData(group: EXHIBIT_M_DATA)1*..2000Provide an alphabetical list of all members, participants, subscribers or other users, including the following information:s part of the filing or if in lieu of filing the supplemental materials, you certify that such information is available at the applicant's website.
nameENTITY_NAME_TYPE1..1minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+)
dateOfElectionDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
principalAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
princialPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
memberRelationshipToEntity(group: MEMBER_RELATIONSHIP_TO_ENTITY_TYPE)0..10
entityNameENTITY_NAME_TYPE1..1minLength=1; maxLength=150; pattern=([A-Za-z0-9\s!\\#$(),.:;=@'\-{}|/&]+)
memberRelationshipSTRING_500_TYPE1..1maxLength=500
activitiesByMemberSTRING_1K_TYPE1..1minLength=1; maxLength=1000
classOfMembershipSTRING_5000_TYPE1..1maxLength=5000
exhibitN(group: EXHIBIT_N_TYPE)0..1These elements are part of the section 5 Exhibit N
(choice)1..1exactly one of the following branches
notApplicableExhibitData(group: NOT_APPLICABLE_EXHIBIT_DATA)1*..1Not applicable data
exhibitNotApplicableTRUE_FALSE_TYPE1..1pattern=true; pattern=false; fixed=true
nonApplicableJustificationSTRING_5000_TYPE0..1maxLength=5000
alternativeExhibitData(group: ALTERNATIVE_EXHIBIT_DATA)1*..1Alternative data elements for the exhibits
alternativeExhibitRuleTypeALTERNATIVE_EXHIBIT_RULE_TYPE1..1one of: Rule 6a-2(d)(1), Rule 6a-2(d)(2), Rule 6a-2(d)(3)
(choice)1..1exactly one of the following branches
publicationData(group: PUBLICATION_DATA)0..1
publicationNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personNameSTRING_150_TYPE1..1minLength=1; maxLength=150
personAddress(group: ADDRESS_TYPE)1..1
street1STREET_TYPE1..1minLength=1; maxLength=40
street2STREET_TYPE0..1minLength=1; maxLength=40
citySTRING_30_TYPE1..1minLength=1; maxLength=30
stateOrCountrySTATE_COUNTRY_CODE1..1one of 331 codes (AL, AK, AZ, AR, CA, …; full list in the XSD)
zipCodeZIP_TYPE1..1minLength=1; maxLength=10; pattern=[0-9A-Za-z #\-]*
personPhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
priceOfPublicationDECIMAL_TYPE16_21..1totalDigits=16; fractionDigits=2; pattern=[\+\-]?\d{0,14}\.\d\d
dateOfPublicationDATE_TYPE21..1pattern=\d{1,2}/\d{1,2}/\d{4}
internetWebsiteWEBSITE_URL_TYPE0..10minLength=1; maxLength=256
exhibitNData(group: EXHIBIT_N_DATA)1*..1
item1(group: ITEM1)0..2000
listedSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item2(group: ITEM2)0..2000
admittedSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item3(group: ITEM3)0..2000
unregisteredSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
statutoryExemptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
item4(group: ITEM4)0..2000
otherSecuritiesSTRING_150_TYPE0..1minLength=1; maxLength=150
nameOfIssuerSTRING_150_TYPE0..1minLength=1; maxLength=150
securityDescriptionSTRING_2K_TYPE0..1minLength=1; maxLength=2000
section6(group: EMPLOYEE_CONTACT_INFORMATION)1..1These elements are part of the EMPLOYEE_CONTACT_INFORMATION
employeeFirstNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
employeeLastNameNAME_TYPE1..1minLength=1; maxLength=30; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,30}
employeeTitleSTRING_60_TYPE1..1minLength=1; maxLength=60
employeeEmailINTERNET_ADDRESS_TYPE1..1maxLength=80; minLength=4; pattern=([a-zA-Z0-9.!#$%&'*+/=?^_{|}~-]+)@((\[[0-9]{1,3}\.[0-9]{1,3}\.[0-9]{1,3}\.)|(([a-zA-Z0-9\\-]+\.)+))([a-zA-Z]{2,20}|[0-9]{1,3})(\]?)
employeePhoneNumberEDGAR_PHONE_TYPE1..1minLength=1; maxLength=20; pattern=[a-zA-Z0-9\s#(),.\-]{1,20}
section7(group: CONSENT_SERVICE_FLAG)1..1These elements are part of the CONSENT_SERVICE_FLAG
consentServiceAttestationTRUE_FALSE_TYPE1..1pattern=true; pattern=false
documents(group: EDGAR_DOCUMENTS_TYPE)0..1
document(group: EDGAR_DOCUMENT_TYPE)1..nDocument names must be lower case and no longer than thirty-two (32) characters in length. The names must start with a letter (a-z) and may contain numbers (0-9) with no spaces. Document names may contain one period (.), one hyphen (-), and one underscore (_) character and must end with *.htm, *.txt, *.pdf, *.fil, *.jpg, *.gif, *.xml or *.xsd extensions.
conformedNameDOCUMENT_NAME_TYPE1..1minLength=1; maxLength=32; pattern=([a-zA-Z0-9]+[\w\._\-]*)([\.](([hH][tT][mM])|([tT][xX][tT])|([pP][dD][fF])|([xX][mM][lL])|([jJ][pP][gG])|([gG][iI][fF])|([fF][iI][lL])|([xX][sS][dD])))
conformedDocumentTypeDOCUMENT_TYPE1..1BASE_DOCUMENT_TYPE (one of: EX.A.FORM1, EX.B.FORM1, EX.C.DATA.FILE.FORM1, EX.C.DOC.FORM1, EX.FORM1.SCH, EX.D.FORM1, EX.E.FORM1, EX.E.USER.MANUAL, EX.F.FORM1, EX.G.FORM1, EX.H.DATA.FILE.FORM1, EX.H.DOC.FORM1, EX.I.FORM1, EX.J.FORM1, EX.K.FORM1, EX.L.FORM1, EX.M.FORM1, EX.N.FORM1, COVER, GRAPHIC, Suppl. Materials) or OPEN_DOCUMENT_TYPE (minLength=4; maxLength=20)
descriptionDOCUMENT_DESCRIPTION_TYPE0..1maxLength=255; minLength=1; pattern=[A-Za-z0-9!#-$%():;'@\*\+\-/=\?\^_~{|},. \\\s<>&"\[\]]{1,255}
contentsDOCUMENT_MIME_BLOCK_TYPE1..1minLength=1

Field list generated from the SEC's EDGAR XML technical specification (Version 1.0 (September 2026)): https://www.sec.gov/files/edgar/filer-information/specifications/edgar-form-1-xml-tech-spec-1-0.zip. “Occurs” is min..max (n = unbounded). Nothing on this page is investment advice.

Questions about this form's data, or need something it does not cover? Email [email protected].