BLUM HOLDINGS, INC.

Notification of late filing of Form 10-K

Certification of termination of registration of a class of securities (Section 12(g))

Entry into a Material Definitive Agreement

Regulation FD Disclosure

Entry into a Material Definitive Agreement

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Entry into a Material Definitive Agreement

Financial Statements and Exhibits

Results of Operations and Financial Condition

Results of Operations and Financial Condition

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Regulation FD Disclosure

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Regulation FD Disclosure

Annual report pursuant to Section 13 or 15(d)

Results of Operations and Financial Condition

Financial Statements and Exhibits

Regulation FD Disclosure

Entry into a Material Definitive Agreement

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

Notification of late filing of Form 10-K

1.01,2.01,2.03,3.03,5.01,5.02,5.03,7.01,8.01,9.01

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Post Effective Amendment to S-8

Prospectus Supplement for Primary Offering

Prospectus Supplement for Primary Offering

Notice of Effectiveness

Prospectus Supplement for Primary Offering

Correspondence with the SEC

Registration statement under Securities Act of 1933 (amendment)

Registration statement under Securities Act of 1933 (amendment)

Letter from the SEC

Written communication about a business combination transaction (Rule 425)

Registration statement under Securities Act of 1933

Carrillo Sabas D

ROSENBERG DOUGLAS

Miller James

HIRSCH BRADLEY LAURENCE

Barron Matthew T

Chan Patty

ROSENBERG DOUGLAS

Carrillo Sabas D

Carrillo Sabas D

Carrillo Sabas D

Carrillo Sabas D

HIRSCH BRADLEY LAURENCE

Barron Matthew T

Chan Patty

Miller James

Carrillo Sabas D

Carrillo Sabas D

Carrillo Sabas D

Carrillo Sabas D

Carrillo Sabas D