Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Bakkt, Inc.

CIK 0001820302BKKTBKKT-WT· quarter ending 2026-06-30

Shares outstanding

45,069,458

as of 2026-08-05 · 10-Q cover page, filed 2026-08-10

Held by 13F filers

12,381,692

27.5% of shares outstanding

Holders

-8 vs 2026-03-31 · 15 new, 23 exited

Value

$104.5M

shares +34.2% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-10, as of 2026-08-05)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	BKKT · NYSE	45,069,458	12,381,692	27.5%	99	05759B305

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	05759B305	COM CL A NEW	99	12,381,692	45,069,458	27.5%	$104.5M	8 call / 3 put	13DG	holders →
	05759B115	*W EXP 10/25/202not common	10	383,576	—	—	$24K	1 call / 0 put	prefix	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 1 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (99 of 99 · 05759B305)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	BlackRock, Inc.	3,086,320	6.85%	$24.1M	+1,932,455 (+167.5%)
2	VANGUARD CAPITAL MANAGEMENT LLC	1,239,071	2.75%	$9.7M	+615,736 (+98.8%)
3	GEODE CAPITAL MANAGEMENT, LLC	1,023,204	2.27%	$15.8M	+453,363 (+79.6%)
4	Tidal Investments LLC	945,000	2.10%	$7.4M	-2,547 (-0.3%)
5	Alpine Fox Capital LLC	905,000	2.01%	$7.1M	+865,000 (+2162.5%)
6	STATE STREET CORP	732,000	1.62%	$5.7M	+448,228 (+158.0%)
7	Weiss Asset Management LP	678,530	1.51%	$5.3M	—
8	RENAISSANCE TECHNOLOGIES LLC	309,285	0.69%	$2.4M	-131,815 (-29.9%)
9	HORIZON KINETICS ASSET MANAGEMENT LLC	279,964	0.62%	$2.2M	-36,574 (-11.6%)
10	UBS Group AG	256,262	0.57%	$2.0M	-54,619 (-17.6%)
11	NORTHERN TRUST CORP	232,781	0.52%	$1.8M	+124,038 (+114.1%)
12	VANGUARD PORTFOLIO MANAGEMENT LLC	229,648	0.51%	$1.8M	+135,754 (+144.6%)
13	Nuveen, LLC	219,897	0.49%	$1.7M	+189,035 (+612.5%)
14	VANGUARD FIDUCIARY TRUST CO	212,097	0.47%	$1.7M	+125,817 (+145.8%)
15	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	161,642	0.36%	$1.3M	-58,719 (-26.6%)
16	WELLS FARGO & COMPANY/MN	144,519	0.32%	$1.1M	+114,256 (+377.5%)
17	AQR CAPITAL MANAGEMENT LLC	142,411	0.32%	$1.1M	-10,019 (-6.6%)
18	MARSHALL WACE, LLP	137,583	0.31%	$1.1M	+68,189 (+98.3%)
19	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	107,471	0.24%	$839K	+71,945 (+202.5%)
20	SUSQUEHANNA INTERNATIONAL GROUP, LLP	93,257	0.21%	$728K	NEW
21	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	74,675	0.17%	$583K	+62,124 (+495.0%)
22	IMC-Chicago, LLC	74,417	0.17%	$581K	-34,246 (-31.5%)
23	Bank of New York Mellon Corp	70,407	0.16%	$550K	+36,770 (+109.3%)
24	BRIDGEWAY CAPITAL MANAGEMENT, LLC	66,610	0.15%	$520K	+35,000 (+110.7%)
25	GOLDMAN SACHS GROUP INC	58,287	0.13%	$455K	+13,795 (+31.0%)
26	VOYA INVESTMENT MANAGEMENT LLC	56,673	0.13%	$443K	-2,475 (-4.2%)
27	Realta Investment Advisors	53,309	0.12%	$416K	-2,500 (-4.5%)
28	MORGAN STANLEY	49,547	0.11%	$387K	+32,538 (+191.3%)
29	X-Square Capital, LLC	45,000	0.10%	$351K	+20,000 (+80.0%)
30	Susquehanna Portfolio Strategies, LLC	44,148	0.10%	$345K	—
31	FRANKLIN RESOURCES INC	43,319	0.10%	$338K	NEW
32	PRICE T ROWE ASSOCIATES INC /MD/	37,465	0.08%	$293K	+23,484 (+168.0%)
33	PRELUDE CAPITAL MANAGEMENT, LLC	35,001	0.08%	$273K	NEW
34	RHUMBLINE ADVISERS	34,937	0.08%	$273K	+17,287 (+97.9%)
35	Invesco Ltd.	34,820	0.08%	$272K	+6,252 (+21.9%)
36	Mitsubishi UFJ Asset Management Co., Ltd.	32,917	0.07%	$257K	NEW
37	DEUTSCHE BANK AG\	28,796	0.06%	$225K	+12,428 (+75.9%)
38	HSBC HOLDINGS PLC	27,703	0.06%	$221K	NEW
39	BARCLAYS PLC	27,533	0.06%	$215K	+7,695 (+38.8%)
40	BNP PARIBAS FINANCIAL MARKETS	25,820	0.06%	$202K	+22,424 (+660.3%)
41	ALLIANCEBERNSTEIN L.P.	24,800	0.06%	$183K	NEW
42	BANK OF AMERICA CORP /DE/	23,983	0.05%	$187K	+7,225 (+43.1%)
43	Engineers Gate Manager LP	23,574	0.05%	$184K	+6,431 (+37.5%)
44	Integrated Wealth Concepts LLC	19,725	0.04%	$154K	NEW
45	MetLife Investment Management, LLC	18,448	0.04%	$144K	NEW
46	CITIGROUP INC	16,947	0.04%	$132K	+12,665 (+295.8%)
47	Creative Planning	15,966	0.04%	$125K	NEW
48	DIMENSIONAL FUND ADVISORS LP	15,495	0.03%	$121K	NEW
49	GROUP ONE TRADING LLC	14,633	0.03%	$114K	+1,084 (+8.0%)
50	IEQ CAPITAL, LLC	14,495	0.03%	$113K	-3,756 (-20.6%)
51	LPL Financial LLC	13,314	0.03%	$104K	NEW
52	Russell Investments Group, Ltd.	13,261	0.03%	$104K	+5,294 (+66.4%)
53	JPMORGAN CHASE & CO	12,561	0.03%	$104K	+5,869 (+87.7%)
54	Vanguard Global Advisers, LLC	12,312	0.03%	$96K	+7,715 (+167.8%)
55	CAPTRUST FINANCIAL ADVISORS	11,287	0.03%	$88K	+484 (+4.5%)
56	AXQ CAPITAL, LP	10,723	0.02%	$84K	-11,988 (-52.8%)
57	SIMPLEX TRADING, LLC	9,669	0.02%	$76K	NEW
58	Police & Firemen's Retirement System of New Jersey	8,707	0.02%	$68K	+6,268 (+257.0%)
59	OSAIC HOLDINGS, INC.	5,935	0.01%	$46K	+627 (+11.8%)
60	SBI Securities Co., Ltd.	4,710	0.01%	$37K	+1,573 (+50.1%)
61	NEW YORK STATE COMMON RETIREMENT FUND	4,600	0.01%	$36K	—
62	NISA INVESTMENT ADVISORS, LLC	3,900	0.01%	$30K	+2,300 (+143.8%)
63	Penserra Capital Management LLC	3,357	0.01%	$26K	+705 (+26.6%)
64	Legal & General Group Plc	2,861	0.01%	$22K	+1,490 (+108.7%)
65	Ameritas Investment Partners, Inc.	2,679	0.01%	$21K	+1,745 (+186.8%)
66	JONES FINANCIAL COMPANIES LLLP	2,392	0.01%	$20K	—
67	FMR LLC	2,175	0.00%	$17K	-972 (-30.9%)
68	Tower Research Capital LLC (TRC)	2,145	0.00%	$17K	-3,224 (-60.0%)
69	Arax Advisory Partners	1,652	0.00%	$13K	NEW
70	ROYAL BANK OF CANADA	1,553	0.00%	$12K	-32 (-2.0%)
71	Allworth Financial LP	1,408	0.00%	$11K	+898 (+176.1%)
72	NFSG Corp	1,000	0.00%	$8K	—
73	US BANCORP \DE\	555	0.00%	$4K	+44 (+8.6%)
74	Sterling Capital Management LLC	477	0.00%	$4K	+39 (+8.9%)
75	PNC Financial Services Group, Inc.	405	0.00%	$3K	+338 (+504.5%)
76	EverSource Wealth Advisors, LLC	358	0.00%	$3K	-200 (-35.8%)
77	GAMMA Investing LLC	290	0.00%	$2K	-41 (-12.4%)
78	Steward Partners Investment Advisory, LLC	240	0.00%	$2K	+125 (+108.7%)
79	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	227	0.00%	$2K	-664 (-74.5%)
80	Quarry LP	190	0.00%	$1K	NEW
81	Farther Finance Advisors, LLC	169	0.00%	$1K	+80 (+89.9%)
82	Kilter Group LLC	166	0.00%	$1K	-44 (-21.0%)
83	WOLVERINE ASSET MANAGEMENT LLC	121	0.00%	$945	—
84	SJS Investment Consulting Inc.	119	0.00%	$930	+114 (+2280.0%)
85	Clearstead Advisors, LLC	118	0.00%	$923	+9 (+8.3%)
86	IFP Advisors, Inc	103	0.00%	$804	-197 (-65.7%)
87	KERR FINANCIAL PLANNING Corp	100	0.00%	$781	—
88	Basecamp Wealth Advisors LLC	93	0.00%	$726	+42 (+82.4%)
89	NewEdge Advisors, LLC	80	0.00%	$625	—
90	Mirae Asset Global Investments Co., Ltd.	79	0.00%	$617	—
91	SIGNATUREFD, LLC	60	0.00%	$469	—
92	Federation des caisses Desjardins du Quebec	39	0.00%	$305	-100 (-71.9%)
93	ROTHSCHILD INVESTMENT LLC	34	0.00%	$266	-25 (-42.4%)
94	True Wealth Design, LLC	33	0.00%	$258	-55 (-62.5%)
95	Essential Partners LLC	31	0.00%	$242	-4,213 (-99.3%)
96	Financial Management Professionals, Inc.	4	0.00%	$31	NEW
97	Ascentis Wealth Management, LLC	4	0.00%	$31	—
98	Align Financial, LLC	4	0.00%	$31	—
99	Activest Wealth Management	0	0.00%	$0	-1,700 (-100.0%)

Exited since 2026-03-31 (23 filers; largest 23 shown)

Alyeska Investment Group, L.P.	−1,023,810
LMR Partners LLP	−566,971
CITADEL ADVISORS LLC	−367,087
MILLENNIUM MANAGEMENT LLC	−108,009
TUDOR INVESTMENT CORP ET AL	−75,019
CoinFund Management LLC	−62,097
TWO SIGMA INVESTMENTS, LP	−58,158
HRT FINANCIAL LP	−15,472
Cetera Investment Advisers	−14,285
Mariner, LLC	−11,881
State of Wyoming	−10,679
CWM, LLC	−8,235
Itau Unibanco Holding S.A.	−5,478
MATHER GROUP, LLC.	−2,553
Quent Capital, LLC	−1,485
MSRH, LLC	−1,147
Advisory Services Network, LLC	−728
Legend Capital Advisors LLC	−414
Root Financial Partners, LLC	−275
MAI Capital Management	−97
Rialto Wealth Management, LLC	−54
FEDERATED HERMES, INC.	−13
Wealth Preservation Advisors, LLC	−2

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Alyeska Fund GP, LLC	SCHEDULE 13G/A	2026-08-14	2026-06-30	0	0%
Alyeska Investment Group, L.P.	SCHEDULE 13G/A	2026-08-14	2026-06-30	0	0%
Anand Parekh	SCHEDULE 13G/A	2026-08-14	2026-06-30	0	0%
BlackRock, Inc.	SCHEDULE 13G	2026-07-27	2026-06-30	2,452,659	5.5%
INTERCONTINENTAL EXCHANGE, INC.	SCHEDULE 13D/A	2026-05-04	2026-04-30	8,380,362	19.8%
Akshay Sudhir Naheta	SCHEDULE 13D/A	2026-05-04	2026-04-30	11,138,989	22.3%
Intercontinental Exchange Holdings, Inc.	SCHEDULE 13D/A	2026-05-04	2026-04-30	8,380,362	19.8%
Weiss Asset Management LP	SCHEDULE 13G/A	2026-02-17	2025-12-31	812,640	3.4%
WAM GP LLC	SCHEDULE 13G/A	2026-02-17	2025-12-31	812,640	3.4%
WEISS ANDREW M	SCHEDULE 13G/A	2026-02-17	2025-12-31	812,640	3.4%
Susquehanna Securities, LLC	SCHEDULE 13G/A	2026-02-13	2025-12-31	411,786	1.7%
Susquehanna Portfolio Strategies, LLC	SCHEDULE 13G/A	2026-02-13	2025-12-31	411,786	1.7%
G1 Execution Services, LLC	SCHEDULE 13G/A	2026-02-13	2025-12-31	411,786	1.7%
Susquehanna Fundamental Investments, LLC	SCHEDULE 13G/A	2026-02-13	2025-12-31	411,786	1.7%
Citadel Advisors Holdings LP	SCHEDULE 13G/A	2025-11-14	2025-09-30	28,265	0.2%
Kenneth Griffin	SCHEDULE 13G/A	2025-11-14	2025-09-30	425,943	2.7%
HIGHBRIDGE CAPITAL MANAGEMENT, LLC	SCHEDULE 13G/A	2025-11-14	2025-09-30	691,442	4.2%
Citadel Securities LLC	SCHEDULE 13G/A	2025-11-14	2025-09-30	397,678	2.5%
Citadel Securities Group LP	SCHEDULE 13G/A	2025-11-14	2025-09-30	397,678	2.5%
Citadel Securities GP LLC	SCHEDULE 13G/A	2025-11-14	2025-09-30	397,678	2.5%
Citadel GP LLC	SCHEDULE 13G/A	2025-11-14	2025-09-30	28,265	0.2%
Citadel Advisors LLC	SCHEDULE 13G/A	2025-11-14	2025-09-30	28,265	0.2%
HORIZON KINETICS ASSET MANAGEMENT LLC	SCHEDULE 13G/A	2025-10-31	2025-09-09	328,529	2.3%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.