Fifth Street Asset Management Inc.

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

No description available

1.01,5.03,9.01

Notice of Effectiveness

Post-effective amendment to a registration statement

Post Effective Amendment to S-8

Post Effective Amendment to S-8

General form for quarterly reports under Section 13 or 15(d)

Definitive information statement

Notification of the removal from listing and registration of matured redeemed or retired securities

No description available

3.01,5.02,8.01,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

1.01,1.02,2.01,5.03,8.01,9.01

5.07

1.01,8.01,9.01

5.02

No description available

No description available

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

Completion of Acquisition or Disposition of Assets

Entry into a Material Definitive Agreement

Additional Information for Proxy Statement/ Votes

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

Results of Operations and Financial Condition

5.07

Definitive Proxy Statement

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

5.02

Annual report pursuant to Section 13 or 15(d)

1.01,2.02,9.01

8.01

Registration statement under Securities Act of 1933 (amendment)

Notice of Effectiveness

Letter from the SEC

Correspondence with the SEC

5.02

Registration statement under Securities Act of 1933

Correspondence with the SEC

5.02,9.01

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

2.02,7.01,9.01

Notification of late filing of Form 10-Q

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d) (amendment)

General form for quarterly reports under Section 13 or 15(d)

Prospectus Supplement with Pricing Information

Notice of Effectiveness

Correspondence with the SEC

Correspondence with the SEC

Amended Initial Registration Statement

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration of Securities on Exchange

Correspondence with the SEC

Correspondence with the SEC

Amended Initial Registration Statement

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Amended Initial Registration Statement

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

Correspondence with the SEC

Letter from the SEC

Draft registration statement (confidential submission)

No description available

HARRISON THOMAS L

HARRISON THOMAS L

HARRISON THOMAS L

Arthur Michael W

BRANDT THOMAS HOWARD

Berman Bernard D

Berman Bernard D

TANNENBAUM LEONARD M

Berman Bernard D

TANNENBAUM LEONARD M

FRANK ALEXANDER C

Berman Bernard D

Velgot James F

TANNENBAUM LEONARD M

Berman Bernard D