Medley LLC

Notification of removal from listing and/or registration on a national securities exchange

Notification of removal from listing and/or registration on a national securities exchange

3.01

1.03,3.01,9.01

5.02,5.03,9.01

3.01,8.01,9.01

8.01

Notification of late filing of Form 10-Q

8.01

Annual report pursuant to Section 13 or 15(d) (amendment)

5.02,7.01,9.01

Annual report pursuant to Section 13 or 15(d)

1.03,2.04,8.01,9.01

2.04

5.02,5.03,8.01,9.01

2.04

5.02,8.01

8.01

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d) (amendment)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

1.01,2.03,9.01

Written communication about a business combination transaction (Rule 425)

1.01,2.03,9.01

Written communication about a business combination transaction (Rule 425)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

1.01,2.03

General form for quarterly reports under Section 13 or 15(d)

Application for an order under the Investment Company Act (exemptive relief)

General form for quarterly reports under Section 13 or 15(d)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Annual report pursuant to Section 13 or 15(d)

1.01,2.03,9.01

Prospectus filed under Rule 424(b)(1)

Free Writing Prospectus

No description available

Notice of Effectiveness

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

No description available

1.01,2.03,9.01

Registration of Securities on Exchange

Prospectus filed under Rule 424(b)(1)

Free Writing Prospectus

No description available

Notice of Effectiveness

Amended Initial Registration Statement

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Registration (IPO) statement under Securities Act of 1933

1.01,2.03,9.01

Prospectus filed under Rule 424(b)(1)

Free Writing Prospectus

Notice of Effectiveness

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

8.01

No description available

No description available

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC