GWG Holdings, Inc.

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Notice of Effectiveness

Certification of termination of registration of a class of securities (Section 12(g))

Post Effective Amendment to S-8

Post-effective amendment to a registration statement

No description available

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

Post-effective amendment to a registration statement

No description available

No description available

No description available

No description available

No description available

No description available

Notification of late filing of Form 10-Q

Notification of late filing of Form 10-Q

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

8.01,9.01

1.03,5.02,9.01

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

7.01

Notification of late filing of Form 10-Q

7.01,9.01

Notification of late filing of Form 10-K

1.01,2.03,9.01

5.02,9.01

Notification of late filing of Form 10-Q

5.02,9.01

5.02,9.01

5.02,8.01,9.01

5.02,9.01

Notification of late filing of Form 10-Q

1.01,9.01

1.01,5.02,9.01

Notification of late filing of Form 10-Q

1.01,3.01,8.01,9.01

1.01,1.03,2.04,7.01,8.01,9.01

1.01,3.01,9.01

Notification of late filing of Form 10-K

1.01,2.03

7.01,9.01

8.01

4.01,9.01

8.01

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

Definitive Proxy Statement

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

Notification of late filing of Form 10-Q

Notification of late filing of Form 10-Q

Notification of late filing of Form 10-K

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

No description available

General form for quarterly reports under Section 13 or 15(d)

No description available

General form for quarterly reports under Section 13 or 15(d)

No description available

No description available

Definitive Proxy Statement

Definitive information statement

No description available

Letter from the SEC

Definitive information statement

No description available

No description available

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

No description available

Correspondence with the SEC

No description available

Definitive Proxy Statement

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

No description available

Additional Information for Proxy Statement/ Votes

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Definitive Proxy Statement

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Definitive Proxy Statement

Preliminary Proxy Statement

Definitive Proxy Statement

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

GWG Holdings, Inc.

Tucker Michael A

Stein Jeffrey Scott

Horton Anthony R

Stahl John A.

Gruber David S