Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

SolarMax Technology, Inc.

CIK 0001519472SMXT· quarter ending 2026-06-30
Shares outstanding
56,906,572
Held by 13F filers
1,793,885
3.2% of shares outstanding
Holders
19
-1 vs 2026-03-31 · 6 new, 7 exited
Value
$625K
shares -11.1% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-05-15, as of 2026-05-11)

ClassListedShares outstandingHeld by 13F filers% of classHoldersCUSIP
Common stockSMXT · NASDAQ56,906,5721,793,8853.2%1983419H103

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine
CountCUSIPClass (as filers write it)HoldersShares heldClass shares% of classValueOptionsMapped via
83419H103COM SHS191,793,88556,906,5723.2%$625K—13DGholders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (19 of 19 · 83419H103)

change vs 2026-03-31
#FilerShares% of classValueChange
1VANGUARD CAPITAL MANAGEMENT LLC651,3941.14%$227K+21,473 (+3.4%)
2GEODE CAPITAL MANAGEMENT, LLC377,7890.66%$132K-75,468 (-16.7%)
3VANGUARD FIDUCIARY TRUST CO195,1040.34%$68K—
4NORTHERN TRUST CORP98,8800.17%$35K-9,645 (-8.9%)
5SUSQUEHANNA INTERNATIONAL GROUP, LLP82,7260.15%$29KNEW
6UBS Group AG79,5810.14%$28K-89,373 (-52.9%)
7JANE STREET GROUP, LLC58,7330.10%$20KNEW
8XTX Topco Ltd51,9150.09%$18K-51,867 (-50.0%)
9RENAISSANCE TECHNOLOGIES LLC50,0830.09%$17K-7,400 (-12.9%)
10HRT FINANCIAL LP39,7220.07%$13KNEW
11Qube Research & Technologies Ltd35,4620.06%$12KNEW
12Virtu Financial LLC23,7740.04%$8KNEW
13Engineers Gate Manager LP21,5770.04%$8K—
14Tower Research Capital LLC (TRC)13,6870.02%$5KNEW
15STATE STREET CORP12,5000.02%$4K—
16SBI Securities Co., Ltd.4140.00%$144+199 (+92.6%)
17BNP PARIBAS FINANCIAL MARKETS4000.00%$140-29 (-6.8%)
18JPMORGAN CHASE & CO750.00%$25—
19BlackRock, Inc.690.00%$24-109,081 (-99.9%)
Exited since 2026-03-31 (7 filers; largest 7 shown)
TWO SIGMA INVESTMENTS, LP−61,828
TWO SIGMA SECURITIES, LLC−33,522
CITADEL ADVISORS LLC−32,015
Schonfeld Strategic Advisors LLC−29,489
FMR LLC−878
CWM, LLC−58
CITIGROUP INC−1

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting personFormFiledEventShares% of class
Ching LiuSCHEDULE 13G2025-02-252024-02-273,426,3987.4%
Hsu Bingwen DavidSCHEDULE 13G2025-02-142024-02-275,460,73011.7%
Yuan SimonSCHEDULE 13G2025-02-112024-02-273,466,8057.4%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.