Ener-Core Inc.

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

5.02

1.02,8.01

1.01,3.02

1.01

1.01,9.01

1.01,5.02,9.01

Notification of late filing of Form 10-K

1.01,9.01

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

1.01,9.01

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

1.01,3.02,9.01

1.01,9.01

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

1.01,9.01

7.01,9.01

<ITEMS>06b

1.01,3.02,5.02,9.01

General form for quarterly reports under Section 13 or 15(d)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Notification of late filing of Form 10-Q

5.02

Annual report pursuant to Section 13 or 15(d)

06b

Notification of late filing of Form 10-K

1.01,3.02,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D)

06b

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

1.01,3.02,9.01

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

06b

1.01,9.01

1.01,3.02,9.01

5.02,7.01,9.01

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

06b

1.01,3.02,9.01

06b

06b

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

No description available

Annual report pursuant to Section 13 or 15(d)

Notification of late filing of Form 10-K

Notice of Effectiveness

Post-effective amendment to a registration statement

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Prospectus Supplement for Primary Offering

Notice of Effectiveness

Correspondence with the SEC

Letter from the SEC

Registration (IPO) statement under Securities Act of 1933

Prospectus Supplement for Primary Offering

06b

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-Q

No description available

Definitive Proxy Statement

General form for quarterly reports under Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Notice of Effectiveness

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Amended Initial Registration Statement

Letter from the SEC

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

No description available

Definitive Proxy Statement

Preliminary Proxy Statement

No description available

Definitive Proxy Statement

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

HAMMONS MICHAEL J

Hamrin Douglas Arthur

Carney Domonic J.

Mok Tsan San

Carney Domonic J.