ConnectOne Bancorp, Inc.

2.02,9.01

Certification of termination of registration of a class of securities (Section 12(b))

Notification of removal from listing and/or registration on a national securities exchange

Submission of Matters to a Vote of Security Holders

Additional Information for Proxy Statement/ Votes

Other Events

Additional Information for Proxy Statement/ Votes

Other Events

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

Shareholder Nominations Pursuant to Exchange Act Rule 14a-11

Annual report pursuant to Section 13 or 15(d) (amendment)

Other Events

Written communication about a business combination transaction (Rule 425)

Letter from the SEC

Results of Operations and Financial Condition

Annual report pursuant to Section 13 or 15(d) (amendment)

Letter from the SEC

Annual report pursuant to Section 13 or 15(d)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Regulation FD Disclosure

Written communication about a business combination transaction (Rule 425)

1.01,8.01,9.01

2.02,9.01

7.01,9.01

Additional Information for Proxy Statement/ Votes

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

5.02,9.01

7.01,9.01

General form for quarterly reports under Section 13 or 15(d)

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

8.01,9.01

2.02,9.01

General form for quarterly reports under Section 13 or 15(d)

5.07

7.01,9.01

2.02,9.01

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

Prospectus filed under Rule 424(b)(1)

No description available

Notice of Effectiveness

Correspondence with the SEC

Registration of Securities on Exchange

Correspondence with the SEC

Amended Initial Registration Statement

Letter from the SEC

Registration (IPO) statement under Securities Act of 1933

Draft registration statement (confidential submission) (amendment)

Letter from the SEC

Draft registration statement (confidential submission)

06

06

Rule 506

06

Goldman Steven M.

Goldman Steven M.

Goldman Steven M.

Cavuoto Frank

Creamer Dale

Boswell Stephen T.

BAIER FRANK W

Magennis Elizabeth

Burns William S

Criscione Laura

Sorrentino Frank III

Parisi Joseph Jr.

Kempner Michael W

Huttle Frank III

BAIER FRANK W

Goldman Steven M.

Sorrentino Frank III

Huttle Frank III

Tomasi Peter J