RIVERNORTH CAPITAL MANAGEMENT, LLC

Report of Holders of Securities

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Report of Holders of Securities

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief)

No description available

No description available

No description available

Additional proxy soliciting materials filed by a non-management party

Additional proxy soliciting materials filed by a non-management party

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)