LPL Financial Holdings Inc.

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Preliminary Proxy Statement

Annual report pursuant to Section 13 or 15(d)

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Additional proxy soliciting materials filed by a non-management party

Additional proxy soliciting materials filed by a non-management party

General form for quarterly reports under Section 13 or 15(d)

Regulation FD Disclosure

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Submission of Matters to a Vote of Security Holders

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Entry into a Material Definitive Agreement

Prospectus Supplement for Primary Offering

Other Events

Prospectus Supplement for Primary Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

Entry into a Material Definitive Agreement

Prospectus Supplement for Primary Offering

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Notice of Effectiveness

Correspondence with the SEC

Registration statement under Securities Act of 1933 (amendment)

Letter from the SEC

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Registration statement under Securities Act of 1933

Entry into a Material Definitive Agreement

Other Events

Prospectus Supplement for Primary Offering

Prospectus Supplement for Primary Offering

Free Writing Prospectus

Annual report pursuant to Section 13 or 15(d)

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Prospectus Supplement for Primary Offering

Free Writing Prospectus

No description available

Notice of Effectiveness

General form for quarterly reports under Section 13 or 15(d)

Correspondence with the SEC

Correspondence with the SEC

Registration statement under Securities Act of 1933 (amendment)

Correspondence with the SEC

Registration statement under Securities Act of 1933 (amendment)

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Additional proxy soliciting materials filed by a non-management party

Additional proxy soliciting materials filed by a non-management party

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

No description available

No description available

No description available

Letter from the SEC

No description available

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

No description available

Reeping Katharine

Reeping Katharine

Field Emily

Mnookin Allison

BERNARD EDWARD C

Thomas Corey E.

SCHIFTER RICHARD P

Putnam James S

EBERHART PAULETT

Glavin William Francis Jr

Jambusaria Aneri

Jambusaria Aneri

Gates Greg

Gates Greg

Putnam James S

Enyedi Matthew

Enyedi Matthew

Jambusaria Aneri