Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

DUOS TECHNOLOGIES GROUP, INC.

CIK 0001396536DUOT· quarter ending 2026-06-30

Shares outstanding

31,472,499

as of 2026-08-18 · 10-Q cover page, filed 2026-08-19

Held by 13F filers

18,552,606

58.9% of shares outstanding

Holders

+27 vs 2026-03-31 · 45 new, 18 exited

Value

$222.4M

shares +25.1% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-19, as of 2026-08-18)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	DUOT · NASDAQ	31,472,499	18,552,606	58.9%	96	266042407

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	266042407	COM	96	18,552,606	31,472,499	58.9%	$222.4M	4 call / 1 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (96 of 96 · 266042407)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	Alyeska Investment Group, L.P.	2,000,000	6.35%	$24.0M	+93,341 (+4.9%)
2	BlackRock, Inc.	1,657,657	5.27%	$19.9M	+1,567,534 (+1739.3%)
3	Bleichroeder LP	1,627,806	5.17%	$19.5M	—
4	ROYAL BANK OF CANADA	1,330,063	4.23%	$16.0M	-628 (-0.0%)
5	Northern Right Capital Management, L.P.	1,219,122	3.87%	$14.6M	+141,496 (+13.1%)
6	MORGAN STANLEY	1,177,994	3.74%	$14.1M	+116,265 (+11.0%)
7	VANGUARD CAPITAL MANAGEMENT LLC	1,130,835	3.59%	$13.6M	+159,009 (+16.4%)
8	Shay Capital LLC	931,635	2.96%	$11.2M	+270,535 (+40.9%)
9	GEODE CAPITAL MANAGEMENT, LLC	635,008	2.02%	$7.6M	+476,506 (+300.6%)
10	JANE STREET GROUP, LLC	613,248	1.95%	$7.4M	+574,342 (+1476.2%)
11	CANTOR FITZGERALD, L. P.	600,000	1.91%	$7.2M	NEW
12	Private Advisor Group, LLC	511,000	1.62%	$6.1M	+84,819 (+19.9%)
13	STATE STREET CORP	431,478	1.37%	$5.2M	+365,299 (+552.0%)
14	UBS Group AG	323,188	1.03%	$3.9M	-89,167 (-21.6%)
15	Potomac Capital Management, Inc.	313,300	1.00%	$3.8M	-10,882 (-3.4%)
16	HighMark Wealth Management LLC	289,884	0.92%	$3.5M	NEW
17	RENAISSANCE TECHNOLOGIES LLC	287,200	0.91%	$3.4M	+22,785 (+8.6%)
18	GRATIA CAPITAL, LLC	270,275	0.86%	$3.2M	-309,725 (-53.4%)
19	JPMORGAN CHASE & CO	266,160	0.85%	$3.1M	+212,413 (+395.2%)
20	SILVERCREST ASSET MANAGEMENT GROUP LLC	242,536	0.77%	$2.9M	NEW
21	NORTHERN TRUST CORP	222,541	0.71%	$2.7M	+168,013 (+308.1%)
22	CITADEL ADVISORS LLC	206,412	0.66%	$2.5M	+49,767 (+31.8%)
23	VANGUARD PORTFOLIO MANAGEMENT LLC	182,369	0.58%	$2.2M	NEW
24	VANGUARD FIDUCIARY TRUST CO	171,220	0.54%	$2.1M	+76,741 (+81.2%)
25	SUSQUEHANNA INTERNATIONAL GROUP, LLP	151,961	0.48%	$1.8M	-178,943 (-54.1%)
26	Squarepoint Ops LLC	134,888	0.43%	$1.6M	+112,508 (+502.7%)
27	GOLDMAN SACHS GROUP INC	133,841	0.43%	$1.6M	+68,491 (+104.8%)
28	Cruiser Capital Advisors, LLC	119,852	0.38%	$1.4M	+25,000 (+26.4%)
29	PEAK6 LLC	78,562	0.25%	$943K	NEW
30	Informed Momentum Co LLC	64,583	0.21%	$775K	NEW
31	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	64,249	0.20%	$771K	NEW
32	HighTower Advisors, LLC	63,153	0.20%	$758K	—
33	BNP PARIBAS FINANCIAL MARKETS	60,344	0.19%	$724K	NEW
34	Bank of New York Mellon Corp	57,297	0.18%	$688K	NEW
35	XTX Topco Ltd	57,258	0.18%	$687K	NEW
36	Diametric Capital, LP	54,119	0.17%	$649K	NEW
37	SEI INVESTMENTS CO	46,536	0.15%	$558K	NEW
38	Nuveen, LLC	43,283	0.14%	$519K	NEW
39	CDC Financial, Inc.	40,000	0.13%	$480K	NEW
40	Black Maple Capital Management LP	39,168	0.12%	$470K	-24,539 (-38.5%)
41	IMC-Chicago, LLC	34,033	0.11%	$408K	NEW
42	D. E. Shaw & Co., Inc.	31,663	0.10%	$380K	NEW
43	RHUMBLINE ADVISERS	31,133	0.10%	$374K	NEW
44	GatePass Capital, LLC	30,000	0.10%	$360K	-13,000 (-30.2%)
45	JONES FINANCIAL COMPANIES LLLP	29,550	0.09%	$339K	-4,550 (-13.3%)
46	SIMPLEX TRADING, LLC	28,171	0.09%	$338K	+20,874 (+286.1%)
47	Quadrature Capital Ltd	26,356	0.08%	$316K	NEW
48	DEUTSCHE BANK AG\	26,281	0.08%	$315K	NEW
49	Mesirow Financial Investment Management, Inc.	25,610	0.08%	$307K	—
50	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	24,707	0.08%	$230K	NEW
51	Jump Financial, LLC	24,700	0.08%	$296K	NEW
52	FOX RUN MANAGEMENT, L.L.C.	24,392	0.08%	$293K	NEW
53	WELLS FARGO & COMPANY/MN	23,994	0.08%	$288K	NEW
54	LPL Financial LLC	22,820	0.07%	$274K	+745 (+3.4%)
55	PRICE T ROWE ASSOCIATES INC /MD/	21,997	0.07%	$264K	NEW
56	Quantbot Technologies LP	21,873	0.07%	$262K	NEW
57	BANK OF AMERICA CORP /DE/	19,784	0.06%	$237K	-9,860 (-33.3%)
58	ESSEX INVESTMENT MANAGEMENT CO LLC	19,083	0.06%	$229K	-55 (-0.3%)
59	Balyasny Asset Management L.P.	19,039	0.06%	$228K	-307,435 (-94.2%)
60	MetLife Investment Management, LLC	16,305	0.05%	$196K	NEW
61	MERCER GLOBAL ADVISORS INC /ADV	15,100	0.05%	$181K	NEW
62	Invesco Ltd.	14,325	0.05%	$172K	NEW
63	GROUP ONE TRADING LLC	13,855	0.04%	$166K	NEW
64	Heck Capital Advisors, LLC	13,630	0.04%	$164K	NEW
65	CITIGROUP INC	12,378	0.04%	$149K	+8,798 (+245.8%)
66	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	12,121	0.04%	$145K	NEW
67	Themes Management Co LLC	12,119	0.04%	$145K	-1,251 (-9.4%)
68	C2C Wealth Management, LLC	11,000	0.03%	$132K	—
69	TWO SIGMA INVESTMENTS, LP	10,836	0.03%	$130K	NEW
70	Vanguard Global Advisers, LLC	10,257	0.03%	$123K	+4,078 (+66.0%)
71	BLAIR WILLIAM & CO/IL	10,000	0.03%	$120K	NEW
72	NEW YORK STATE COMMON RETIREMENT FUND	9,200	0.03%	$110K	NEW
73	Police & Firemen's Retirement System of New Jersey	7,797	0.02%	$94K	NEW
74	US BANCORP \DE\	7,000	0.02%	$84K	NEW
75	BARCLAYS PLC	6,546	0.02%	$79K	-30,455 (-82.3%)
76	Clearstead Advisors, LLC	6,000	0.02%	$72K	+5,795 (+2826.8%)
77	STRS OHIO	5,200	0.02%	$62K	NEW
78	Rockefeller Capital Management L.P.	3,500	0.01%	$42K	NEW
79	Cornerstone Planning Group LLC	3,259	0.01%	$27K	—
80	Legal & General Group Plc	2,567	0.01%	$31K	NEW
81	Ameritas Investment Partners, Inc.	2,399	0.01%	$29K	NEW
82	Russell Investments Group, Ltd.	2,114	0.01%	$25K	-34,189 (-94.2%)
83	OSAIC HOLDINGS, INC.	2,091	0.01%	$25K	-20,494 (-90.7%)
84	Tower Research Capital LLC (TRC)	1,960	0.01%	$24K	-4,648 (-70.3%)
85	Persistent Asset Partners Ltd	1,845	0.01%	$22K	NEW
86	FMR LLC	1,601	0.01%	$19K	+101 (+6.7%)
87	Parallel Advisors, LLC	520	0.00%	$6K	NEW
88	SBI Securities Co., Ltd.	506	0.00%	$6K	+195 (+62.7%)
89	Federation des caisses Desjardins du Quebec	400	0.00%	$5K	—
90	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	364	0.00%	$4K	NEW
91	FIFTH THIRD BANCORP	210	0.00%	$3K	-16 (-7.1%)
92	Sterling Capital Management LLC	120	0.00%	$1K	NEW
93	BARD ASSOCIATES INC	108	0.00%	$1K	—
94	Rialto Wealth Management, LLC	78	0.00%	$936	NEW
95	NATIONAL BANK OF CANADA /FI/	74	0.00%	$890	+49 (+196.0%)
96	SHP Wealth Management	10	0.00%	$120	—

Exited since 2026-03-31 (18 filers; largest 18 shown)

Covalis Capital LLP	−696,999
Regal Partners Ltd	−439,680
MILLENNIUM MANAGEMENT LLC	−345,454
Qube Research & Technologies Ltd	−138,349
683 Capital Management, LLC	−106,481
WHITE PINE CAPITAL LLC	−79,341
Fund 1 Investments, LLC	−75,000
MYDA Advisors LLC	−50,000
HRT FINANCIAL LP	−48,491
Engineers Gate Manager LP	−48,000
Schonfeld Strategic Advisors LLC	−42,210
MARSHALL WACE, LLP	−36,773
Hudson Bay Capital Management LP	−29,232
OMERS ADMINISTRATION Corp	−24,800
Brevan Howard Capital Management LP	−16,285
Cannell & Spears LLC	−10,000
Caitong International Asset Management Co., Ltd	−173
Marquette Asset Management, LLC	−66

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Alyeska Fund GP, LLC	SCHEDULE 13G/A	2026-08-14	2026-06-30	3,517,798	9.99%
Alyeska Investment Group, L.P.	SCHEDULE 13G/A	2026-08-14	2026-06-30	3,517,798	9.99%
Anand Parekh	SCHEDULE 13G/A	2026-08-14	2026-06-30	3,517,798	9.99%
Andrew Gundlach	SCHEDULE 13G/A	2026-08-13	2026-06-30	6,750,079	18.48%
Bleichroeder Holdings LLC	SCHEDULE 13G/A	2026-08-13	2026-06-30	6,750,079	18.48%
Bleichroeder LP	SCHEDULE 13G/A	2026-08-13	2026-06-30	6,750,079	18.48%
BlackRock, Inc.	SCHEDULE 13G	2026-07-29	2026-06-30	1,657,657	5.3%
Shay Capital Holdings LLC	SCHEDULE 13G	2026-05-18	2026-05-08	1,474,116	5%
Shay Capital LLC	SCHEDULE 13G	2026-05-18	2026-05-08	1,474,116	5%
LYTTON LAURENCE W	SCHEDULE 13G/A	2025-02-13	2024-01-31	427,002	4.99%
Bard Associates, Inc.	SCHEDULE 13G/A	2025-02-12	2024-11-22	284,900	3.4%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.