DAKOTA PLAINS HOLDINGS, INC.

Certification of termination of registration of a class of securities (Section 12(g))

1.03,2.01,8.01

8.01,9.01

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

1.01,1.03,9.01

8.01,9.01

1.03,2.04,7.01,9.01

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

1.01,5.02,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

5.02,5.03,9.01

1.01,9.01

Additional proxy soliciting materials filed by a non-management party

General form for quarterly reports under Section 13 or 15(d)

1.01,9.01

Notification of removal from listing and/or registration on a national securities exchange

1.01,9.01

3.01,4.01,9.01

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

Annual report pursuant to Section 13 or 15(d) (amendment)

No description available

3.01

5.02,9.01

Additional proxy soliciting materials filed by a non-management party

8.01

8.01,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Additional Information for Proxy Statement/ Votes

Additional proxy soliciting materials filed by a non-management party

Annual report pursuant to Section 13 or 15(d)

2.02,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

1.01,3.03,5.03,7.01,9.01

Registration of Securities on Exchange

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Correspondence with the SEC

Letter from the SEC

Annual report pursuant to Section 13 or 15(d) (amendment)

Annual report pursuant to Section 13 or 15(d)

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

No description available

Registration of Securities on Exchange

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Prospectus Supplement for Delayed or Continuous Offering

General form for quarterly reports under Section 13 or 15(d)

Notice of Effectiveness

Registration statement under Securities Act of 1933

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

06

Rule 506

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

No description available

Letter from the SEC

No description available

No description available

Thornton James L

Phillips Anna M.

Beskow Martin James

Beskow Martin James

MCKENZIE CRAIG M

Lone Star Value Management LLC

Pratt Thomas E.

Rendino Kevin

Vetter Galen G

Schechter Joshua

Hidalgo Michael V

Thornton James L

Lone Star Value Management LLC

MCKENZIE CRAIG M

Thornton James L