Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Ascent Solar Technologies, Inc.

CIK 0001350102ASTI· quarter ending 2026-06-30

Shares outstanding

9,816,431

as of 2026-08-06 · 10-Q cover page, filed 2026-08-06

Held by 13F filers

2,027,578

20.7% of shares outstanding

Holders

+11 vs 2026-03-31 · 17 new, 6 exited

Value

$10.1M

shares +191.0% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-06, as of 2026-08-06)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	ASTI · NASDAQ	9,816,431	2,027,578	20.7%	37	043635804

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	043635804	COM NEW	37	2,027,578	9,816,431	20.7%	$10.1M	1 call / 1 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 3 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (37 of 37 · 043635804)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	VANGUARD CAPITAL MANAGEMENT LLC	382,637	3.90%	$1.9M	+293,665 (+330.1%)
2	Soviero Asset Management, LP	370,000	3.77%	$1.9M	NEW
3	JANE STREET GROUP, LLC	340,196	3.47%	$1.7M	+324,936 (+2129.3%)
4	DNB Asset Management AS	265,360	2.70%	$1.3M	NEW
5	UBS Group AG	119,656	1.22%	$598K	-28,696 (-19.3%)
6	GEODE CAPITAL MANAGEMENT, LLC	108,451	1.10%	$543K	+29,329 (+37.1%)
7	MORGAN STANLEY	68,534	0.70%	$343K	+66,034 (+2641.4%)
8	BlackRock, Inc.	64,943	0.66%	$325K	+57,902 (+822.4%)
9	VANGUARD FIDUCIARY TRUST CO	52,212	0.53%	$261K	+6,822 (+15.0%)
10	STATE STREET CORP	51,938	0.53%	$260K	+28,900 (+125.4%)
11	TWO SIGMA INVESTMENTS, LP	35,057	0.36%	$175K	NEW
12	NewEdge Advisors, LLC	28,080	0.29%	$140K	NEW
13	Cetera Investment Advisers	24,751	0.25%	$124K	-250 (-1.0%)
14	NORTHERN TRUST CORP	19,870	0.20%	$99K	+1,203 (+6.4%)
15	XTX Topco Ltd	14,947	0.15%	$75K	NEW
16	Engineers Gate Manager LP	14,607	0.15%	$73K	+3,149 (+27.5%)
17	CITIGROUP INC	12,866	0.13%	$64K	NEW
18	TRANSCEND CAPITAL ADVISORS, LLC	10,650	0.11%	$53K	+650 (+6.5%)
19	Virtu Financial LLC	10,327	0.11%	$52K	NEW
20	FOUNDERS FINANCIAL SECURITIES LLC	10,000	0.10%	$50K	—
21	United Advisor Group, LLC	10,000	0.10%	$50K	-25,000 (-71.4%)
22	Vanguard Global Advisers, LLC	4,679	0.05%	$23K	NEW
23	Tower Research Capital LLC (TRC)	2,153	0.02%	$11K	-1,347 (-38.5%)
24	OSAIC HOLDINGS, INC.	1,679	0.02%	$8K	NEW
25	Bogart Wealth, LLC	1,600	0.02%	$8K	NEW
26	Steward Partners Investment Advisory, LLC	1,501	0.02%	$8K	+1,500 (+150000.0%)
27	Parallel Advisors, LLC	340	0.00%	$2K	NEW
28	Quaker Wealth Management, LLC	300	0.00%	$2K	NEW
29	Federation des caisses Desjardins du Quebec	125	0.00%	$625	NEW
30	Caitlin John, LLC	100	0.00%	$500	—
31	FMR LLC	11	0.00%	$55	NEW
32	Smartleaf Asset Management LLC	3	0.00%	$15	—
33	ROYAL BANK OF CANADA	1	0.00%	$0	—
34	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	1	0.00%	$5	NEW
35	COMPASS FINANCIAL MANAGEMENT LLC	1	0.00%	$5	NEW
36	TSFG, LLC	1	0.00%	$0	—
37	TD Waterhouse Canada Inc.	1	0.00%	$5	NEW

Exited since 2026-03-31 (6 filers; largest 6 shown)

Arosa Capital Management LP	−150,000
B. Riley Wealth Advisors, Inc.	−12,000
HRT FINANCIAL LP	−11,464
FIFTH THIRD BANCORP	−1
CWM, LLC	−1
CoreCap Advisors, LLC	−1

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Jane Street Global Trading, LLC	SCHEDULE 13G/A	2026-08-10	2026-06-30	178,853	1.8%
JANE STREET GROUP, LLC	SCHEDULE 13G/A	2026-08-10	2026-06-30	352,696	3.6%
Jane Street Capital, LLC	SCHEDULE 13G/A	2026-08-10	2026-06-30	173,843	1.8%
Taylor Ryan Barwick	SCHEDULE 13G/A	2026-06-12	2026-06-12	0	0%
Armistice Capital, LLC	SCHEDULE 13G/A	2026-05-15	2026-03-31	496,945	4.99%
Steven Boyd	SCHEDULE 13G/A	2026-05-15	2026-03-31	496,945	4.99%
Daniel B. Asher	SCHEDULE 13G/A	2026-05-13	2026-03-31	496,945	4.99%
Intracoastal Capital LLC	SCHEDULE 13G/A	2026-05-13	2026-03-31	496,945	4.99%
Mitchell P. Kopin	SCHEDULE 13G/A	2026-05-13	2026-03-31	496,945	4.99%
Ryan Taylor	SCHEDULE 13G/A	2026-05-12	2026-05-12	946,100	9.9%
Alto Opportunity Master Fund, SPC - Segregated Master Portfolio B	SCHEDULE 13G/A	2026-05-11	2026-03-31	2,822	0.03%
Ayrton Capital LLC	SCHEDULE 13G/A	2026-05-11	2026-03-31	2,822	0.03%
Waqas Khatri	SCHEDULE 13G/A	2026-05-11	2026-03-31	2,822	0.03%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.