HIGHBURY FINANCIAL INC

2.01,3.01,3.03,5.01,9.01

8.01,9.01

Certification of termination of registration of a class of securities (Section 12(g))

5.07,8.01,9.01

Annual report pursuant to Section 13 or 15(d)

Notice of Effectiveness

Post-effective amendment to a registration statement

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

8.01,9.01

Written communication about a business combination transaction (Rule 425)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Certification of termination of registration of a class of securities (Section 12(g))

Other Events

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D)

Entry into a Material Definitive Agreement

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Entry into a Material Definitive Agreement

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

Written communication about a business combination transaction (Rule 425)

Additional proxy soliciting materials filed by a non-management party

5.02

Additional Information for Proxy Statement/ Votes

Annual Report Scanned (Paper)

No description available

2.02,7.01,8.01,9.01

Additional Information for Proxy Statement/ Votes

No description available

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

No description available

No description available

No description available

No description available

No description available

No description available

No description available

Preliminary Proxy Statement

8.01,9.01

Entry into a Material Definitive Agreement

Rule 506

8.01,9.01

1.01,3.03,5.02,8.01,9.01

1.01,3.03,5.02,8.01,9.01

06

General form for quarterly reports under Section 13 or 15(d)

2.02,7.01,9.01

1.01,3.02,3.03,5.03,7.01,8.01,9.01

1.01,3.03,5.02,5.03,8.01,9.01

No description available

Entry into a Material Definitive Agreement

7.01,9.01

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Required Information in Proxy Statement

Definitive Proxy Statement

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d) (amendment)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Notice of Effectiveness

Post-effective amendment to a registration statement

General form for quarterly reports under Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Notice of Effectiveness

Post-effective amendment to a registration statement

Annual report pursuant to Section 13 or 15(d)

Prospectus Supplement for Primary Offering

Notice of Effectiveness

No description available

No description available

No description available

No description available

No description available

No description available

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC

Riordan Aidan J

AMMIDON HOYT JR

WEIL JOHN D

Anderson Kenneth C

Leary Theodore Moreau Jr.

Dillenburg Gerald

BILTON STUART D

Cameron R Bruce

Foote Richard S

Forth R Bradley