Refco Inc.

1.03,9.01

Regulation FD Disclosure

7.01,9.01

7.01,9.01

7.01,9.01

1.01,9.01

Regulation FD Disclosure

Regulation FD Disclosure

5.02

7.01,9.01

Regulation FD Disclosure

7.01,9.01

Regulation FD Disclosure

7.01,9.01

5.02

Regulation FD Disclosure

Departure of Directors or Principal Officers; Election of Directors; Appointment of Principal Officers

5.02,9.01

5.02,9.01

2.01,5.02,9.01

Certification of termination of registration of a class of securities (Section 12(b))

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration of Securities on Exchange

Prospectus filed under Rule 424(b)(1)

Amended Initial Registration Statement

No description available

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

QVT Financial LP

THL EQUITY ADVISORS V LLC

CREDIT SUISSE/

New York State Retirement Co-Investment Fund, L.P.;PCG NYS Investments LLC;Pacific Corporate Group Holdings, LLC

Auda Partners LLC;Auda Refco Ltd;Auda Partners Beteiligungen GmbH & Co. KG

AUDA PARTNERS LP;Auda Partners LLC

Putnam Investment Holdings, LLC

Putnam Investments Employees Securities CO I LLC

Putnam Investments Employees Securities CO II LLC

CREDIT SUISSE/

O KELLEY RONALD L

BREITMAN LEO R

GANTCHER NATHAN

Klejna Dennis A

Sherer Gerald M

Maggio Santo C

LEE THOMAS H EQUITY FUND V LP

BREITMAN LEO R

Phillip R. Bennett Three Year Annuity Trust;Refco Group Holdings, Inc.;Bennett Phillip R

LEE THOMAS H ADVISORS LLC

Correspondence with the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC

Letter from the SEC

No description available

Correspondence with the SEC

Correspondence with the SEC

Correspondence with the SEC