NEW YORK MORTGAGE TRUST INC

Automatic Shelf Registration

Other Events

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Other Events

Certification of approval for listing and registration on a national securities exchange

Registration of Securities on Exchange

Other Events

Prospectus Supplement for Primary Offering

Regulation FD Disclosure

Prospectus Supplement for Primary Offering

Free Writing Prospectus

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Other Events

Prospectus Supplement for Primary Offering

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Other Events

Annual report pursuant to Section 13 or 15(d)

Results of Operations and Financial Condition

Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

Other Events

Registration of Securities on Exchange

Certification of approval for listing and registration on a national securities exchange

Prospectus Supplement for Primary Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

Other Events

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Notice of Effectiveness

Other Events

Letter from the SEC

Correspondence with the SEC

Registration statement under Securities Act of 1933

Amendments to Articles of Incorporation or Bylaws; Change in Fiscal Year

Other Events

Prospectus Supplement for Primary Offering

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Regulation FD Disclosure

Certification of approval for listing and registration on a national securities exchange

Other Events

Registration of Securities on Exchange

Prospectus Supplement for Primary Offering

Prospectus Supplement for Primary Offering

Other Events

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

Periodic Filing of Rule 15Ga-1 Representations and Warranties Disclosure

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Correspondence with the SEC

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

1.02

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

Correspondence with the SEC

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d)

1.02

General form for quarterly reports under Section 13 or 15(d)

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Cheng Gena

Clement Michael B.

Norcutt Steven G

Mumma Steven R

Pendergast Lisa A

Greenberg Audrey

Clement Michael B.

Nario-Eng Kristine Rimando

Mah Nicholas

Serrano Jason T

Serrano Jason T

Nario-Eng Kristine Rimando

Mah Nicholas

Serrano Jason T

Mah Nicholas

Nario-Eng Kristine Rimando

Pendergast Lisa A