Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

BROADWIND, INC.

CIK 0001120370BWEN· quarter ending 2026-06-30

Shares outstanding

23,657,373

as of 2026-08-04 · 10-Q cover page, filed 2026-08-11

Held by 13F filers

8,069,879

34.1% of shares outstanding

Holders

+3 vs 2026-03-31 · 14 new, 11 exited

Value

$39.0M

shares +14.6% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-11, as of 2026-08-04)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	BWEN · NASDAQ	23,657,373	8,069,879	34.1%	57	11161T207

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	11161T207	COM NEW	57	8,069,879	23,657,373	34.1%	$39.0M	2 call / 2 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (57 of 57 · 11161T207)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	GRACE & WHITE INC /NY	1,782,073	7.53%	$8.6M	-215,422 (-10.8%)
2	AIGH Capital Management LLC	1,156,000	4.89%	$5.6M	NEW
3	VANGUARD CAPITAL MANAGEMENT LLC	912,824	3.86%	$4.4M	+35,827 (+4.1%)
4	ARROWSTREET CAPITAL, LIMITED PARTNERSHIP	475,439	2.01%	$2.3M	+40,578 (+9.3%)
5	BlackRock, Inc.	389,947	1.65%	$1.9M	+24,102 (+6.6%)
6	DIMENSIONAL FUND ADVISORS LP	342,455	1.45%	$1.7M	+50,654 (+17.4%)
7	SUSQUEHANNA INTERNATIONAL GROUP, LLP	244,432	1.03%	$1.2M	+182,097 (+292.1%)
8	GEODE CAPITAL MANAGEMENT, LLC	240,136	1.02%	$1.2M	-10,889 (-4.3%)
9	JANE STREET GROUP, LLC	182,919	0.77%	$883K	+100,754 (+122.6%)
10	Informed Momentum Co LLC	176,250	0.75%	$851K	NEW
11	ACADIAN ASSET MANAGEMENT LLC	164,477	0.70%	$794K	+43,888 (+36.4%)
12	US BANCORP \DE\	160,128	0.68%	$773K	—
13	Aristides Capital LLC	156,500	0.66%	$756K	+11,570 (+8.0%)
14	RENAISSANCE TECHNOLOGIES LLC	149,186	0.63%	$721K	-44,672 (-23.0%)
15	RAYMOND JAMES FINANCIAL INC	140,946	0.60%	$681K	NEW
16	VANGUARD FIDUCIARY TRUST CO	126,503	0.53%	$611K	+12,979 (+11.4%)
17	SIMPLEX TRADING, LLC	113,080	0.48%	$546K	+109,150 (+2777.4%)
18	SEI INVESTMENTS CO	104,414	0.44%	$504K	NEW
19	ESSEX INVESTMENT MANAGEMENT CO LLC	94,671	0.40%	$457K	-117 (-0.1%)
20	STATE STREET CORP	79,215	0.33%	$383K	-1,050 (-1.3%)
21	GOLDMAN SACHS GROUP INC	71,733	0.30%	$346K	-8,002 (-10.0%)
22	ALGERT GLOBAL LLC	67,416	0.28%	$326K	+46,776 (+226.6%)
23	BRIDGEWAY CAPITAL MANAGEMENT, LLC	58,988	0.25%	$285K	-127,727 (-68.4%)
24	GROUP ONE TRADING LLC	58,168	0.25%	$281K	+44,700 (+331.9%)
25	CITADEL ADVISORS LLC	52,045	0.22%	$251K	+3,845 (+8.0%)
26	MYDA Advisors LLC	50,000	0.21%	$242K	NEW
27	NORTHERN TRUST CORP	45,857	0.19%	$221K	+5,317 (+13.1%)
28	XTX Topco Ltd	40,559	0.17%	$196K	-4,102 (-9.2%)
29	Squarepoint Ops LLC	35,762	0.15%	$173K	NEW
30	Mariner, LLC	35,653	0.15%	$172K	-200 (-0.6%)
31	HRT FINANCIAL LP	34,171	0.14%	$165K	+19,578 (+134.2%)
32	GSA CAPITAL PARTNERS LLP	32,149	0.14%	$155K	-63,241 (-66.3%)
33	TWO SIGMA INVESTMENTS, LP	30,164	0.13%	$146K	NEW
34	NewEdge Advisors, LLC	27,200	0.11%	$131K	—
35	Apollon Wealth Management, LLC	27,114	0.11%	$131K	-47 (-0.2%)
36	JAMES INVESTMENT RESEARCH, INC.	27,100	0.11%	$131K	—
37	AMERICAN CENTURY COMPANIES INC	26,923	0.11%	$130K	NEW
38	LPL Financial LLC	25,544	0.11%	$123K	+113 (+0.4%)
39	Legato Capital Management LLC	22,289	0.09%	$108K	—
40	T3 Companies, LLC	22,200	0.09%	$107K	NEW
41	Macco Financial Group, Inc.	21,000	0.09%	$101K	—
42	ALERUS FINANCIAL NA	13,239	0.06%	$64K	—
43	PANAGORA ASSET MANAGEMENT INC	11,931	0.05%	$58K	NEW
44	COMMONWEALTH EQUITY SERVICES, LLC	10,994	0.05%	$53K	NEW
45	PFG Investments, LLC	10,000	0.04%	$48K	—
46	Vanguard Global Advisers, LLC	5,691	0.02%	$27K	—
47	CITIGROUP INC	4,270	0.02%	$21K	NEW
48	Tower Research Capital LLC (TRC)	3,205	0.01%	$15K	+825 (+34.7%)
49	OSAIC HOLDINGS, INC.	2,890	0.01%	$14K	-680 (-19.0%)
50	UBS Group AG	1,815	0.01%	$9K	-4,038 (-69.0%)
51	HOLLENCREST CAPITAL MANAGEMENT	579	0.00%	$3K	+50 (+9.5%)
52	FMR LLC	558	0.00%	$3K	+521 (+1408.1%)
53	COMPASS FINANCIAL MANAGEMENT LLC	500	0.00%	$2K	NEW
54	SBI Securities Co., Ltd.	301	0.00%	$1K	-71 (-19.1%)
55	HARBOUR INVESTMENTS, INC.	150	0.00%	$725	—
56	Caitong International Asset Management Co., Ltd	116	0.00%	$560	NEW
57	MORGAN STANLEY	10	0.00%	$48	—

Exited since 2026-03-31 (11 filers; largest 11 shown)

Quinn Opportunity Partners LLC	−471,863
MARSHALL WACE, LLP	−297,451
Empowered Funds, LLC	−127,727
Centiva Capital, LP	−26,638
CAPTRUST FINANCIAL ADVISORS	−24,406
Virtu Financial LLC	−15,968
O'SHAUGHNESSY ASSET MANAGEMENT, LLC	−13,843
RITHOLTZ WEALTH MANAGEMENT	−10,648
Hillsdale Investment Management Inc.	−6,878
JPMORGAN CHASE & CO	−470
Advisory Services Network, LLC	−416

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Advanced Drainage Systems Inc. Employee Stock Ownership Plan Trust	SCHEDULE 13G	2026-02-13	2025-12-31	4,629,213	6%
GRACE & WHITE, INC	SCHEDULE 13G/A	2026-01-27	2025-12-31	2,042,554	8.8%
Delaware Charter Guarantee & Trust Company dba Principal Trust Company as Directed Trustee for the Broadwind, Inc. Employees' 401(k)	SCHEDULE 13G	2025-11-14	2025-11-14	1,669,405	7.3%
GRACE & WHITE, INC.	SCHEDULE 13G/A	2025-02-05	2024-12-31	1,986,599	8.98%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.