THOMPSON DAVIS & CO., INC.

Report of Holders of Securities

Annual Report of Proxy Voting Record of Registered Management Investment Company

Report of Holders of Securities

Annual audited report of a broker-dealer (Rule 17a-5)

Report of Holders of Securities

Report of Holders of Securities

Annual Report of Proxy Voting Record of Registered Management Investment Company

Amended Report of Holders of Securities

Report of Holders of Securities

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Report of Holders of Securities

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

Report of Holders of Securities

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Report of Holders of Securities

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Annual Report of Proxy Voting Record of Registered Management Investment Company

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Report of Holders of Securities

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Report of Holders of Securities

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Annual audited report of a broker-dealer (Rule 17a-5) (amendment)

Annual audited report of a broker-dealer (Rule 17a-5)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

Annual audited report of a broker-dealer (Rule 17a-5)

Annual audited report of a broker-dealer (Rule 17a-5) (amendment)

Annual audited report of a broker-dealer (Rule 17a-5)

Annual audited report of a broker-dealer (Rule 17a-5)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

No description available