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American Bar Association Members/MTC Collective Trust

SIC 6799 · Investors, NEC
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American Bar Association Members/MTC Collective Trust

CIK:0000878375|SEC Filings
v2.4.0.8
Statement of Operations (USD $)
 3 Months Ended 9 Months Ended
Sep. 30, 2013
Sep. 30, 2012
Sep. 30, 2013
Sep. 30, 2012
Investment income        
Dividends $ 9,734,955 $ 10,892,418 $ 30,835,100 $ 33,308,470
Dividends-affiliated issuers            
Interest 2,045,039 2,162,725 5,698,593 8,253,209
Interest - affiliated issuers 57,153 69,273 181,854 196,537
Securities lending income, net 182,936 122,864 401,116 291,803
Total investment income 12,020,083 13,247,280 37,116,663 42,050,019
Expenses        
ING - program fee 5,414,718 4,941,757 15,859,849 14,589,480
Trustee, management and administration fees 977,964 892,771 2,847,608 2,630,632
Retirement Date Fund management fee 175,667 142,304 505,196 400,539
Investment advisory fee 1,816,298 1,734,289 5,282,664 5,191,370
ABA Retirement Funds - program fee 730,958 698,732 2,164,149 2,063,106
Legal and audit fees 365,481 347,750 1,093,657 876,738
Compliance consultant fees 54,635 60,490 314,976 371,299
Reports to unitholders 18,904 53 56,097 37,352
Registration fees 66,653 236,625 365,807 599,649
Other fees 14,895 20,255 93,607 99,237
Total expenses 9,636,173 9,075,026 28,583,610 26,859,402
Less: Expense reimbursement (135,127) (113,916) (407,397) (390,363)
Net expenses 9,501,046 8,961,110 28,176,213 26,469,039
Net investment income (loss) 2,519,037 4,286,170 8,940,450 15,580,980
Net realized and unrealized gain (loss)        
Investments 55,264,957 34,734,091 159,283,690 107,914,546
Foreign currency transactions (579,768) (422,230) (414,466) (955,965)
Futures contracts 656,066 16,255 883,056 2,074,861
Swap contracts (121,061) 7,971 523,134 963,917
Net realized gain (loss) 55,220,194 34,336,087 160,275,414 109,997,359
Change in net unrealized appreciation (depreciation) on:        
Investments 138,045,578 115,483,455 263,423,226 231,681,699
Foreign currency transactions 90,708 (568,801) 302,517 (367,475)
Futures contracts (474,398) (27,839) 47,421 (1,859,858)
Written options            
Swap contracts 75,438 164,328 (1,664,997) 848,798
Change in net unrealized appreciation (depreciation) 137,737,326 115,051,143 262,108,167 230,303,164
Net realized and unrealized gain (loss) 192,957,520 149,387,230 422,383,581 340,300,523
Net increase (decrease) in net assets resulting from operations 195,476,557 153,673,400 431,324,031 355,881,503
Stable Asset Return Fund
        
Investment income        
Dividends 4,097,282 5,488,902 13,617,074 16,211,837
Interest - affiliated issuers 35,467 43,344 104,865 126,783
Total investment income 4,132,749 5,532,246 13,721,939 16,338,620
Expenses        
ING - program fee 1,197,796 1,259,012 3,599,013 3,747,229
Trustee, management and administration fees 206,267 218,833 617,488 653,783
Investment advisory fee 359,773 370,562 1,064,394 1,106,290
ABA Retirement Funds - program fee 161,627 178,241 491,105 529,897
Legal and audit fees 80,859 87,938 247,458 224,719
Compliance consultant fees 9,308 13,752 69,306 94,191
Reports to unitholders 4,183   12,754 9,653
Registration fees 12,152 61,685 81,151 155,638
Other fees 2,914 3,356 21,199 22,662
Total expenses 2,034,879 2,193,379 6,203,868 6,544,062
Less: Expense reimbursement (30,729) (29,349) (97,549) (100,372)
Net expenses 2,004,150 2,164,030 6,106,319 6,443,690
Net investment income (loss) 2,128,599 3,368,216 7,615,620 9,894,930
Change in net unrealized appreciation (depreciation) on:        
Net increase (decrease) in net assets resulting from operations 2,128,599 3,368,216 7,615,620 9,894,930
Bond Core Plus Fund
        
Investment income        
Dividends 28,125 28,125 84,375 84,375
Interest 2,045,039 2,162,725 5,698,468 8,253,201
Interest - affiliated issuers 49 506 1,112 1,372
Securities lending income, net 34,886 3,816 38,814 18,893
Total investment income 2,108,099 2,195,172 5,822,769 8,357,841
Expenses        
ING - program fee 442,567 496,307 1,398,867 1,459,683
Trustee, management and administration fees 76,236 85,944 240,008 254,372
Investment advisory fee 221,015 241,025 687,796 712,120
ABA Retirement Funds - program fee 59,671 69,996 190,888 206,414
Legal and audit fees 30,016 34,599 96,460 87,609
Compliance consultant fees 3,073 5,745 26,956 36,907
Reports to unitholders 1,552   4,964 3,739
Registration fees 3,979 23,864 31,643 60,261
Other fees 923 3,143 7,113 12,422
Total expenses 839,032 960,623 2,684,695 2,833,527
Less: Expense reimbursement (11,708) (11,405) (38,331) (38,839)
Net expenses 827,324 949,218 2,646,364 2,794,688
Net investment income (loss) 1,280,775 1,245,954 3,176,405 5,563,153
Net realized and unrealized gain (loss)        
Investments (7,018,486) 7,077,481 (5,722,801) 11,459,157
Foreign currency transactions (499,545) (423,289) (325,391) (915,220)
Futures contracts 656,066 16,255 883,056 2,074,861
Swap contracts (121,061) 7,971 523,134 963,917
Net realized gain (loss) (6,983,026) 6,678,418 (4,642,002) 13,582,715
Change in net unrealized appreciation (depreciation) on:        
Investments 7,067,887 1,275,255 (8,099,067) 6,368,031
Foreign currency transactions (34,201) (583,032) 294,003 (367,107)
Futures contracts (474,398) (27,839) 47,421 (1,859,858)
Swap contracts 75,438 164,328 (1,664,997) 848,798
Change in net unrealized appreciation (depreciation) 6,634,726 828,712 (9,422,640) 4,989,864
Net realized and unrealized gain (loss) (348,300) 7,507,130 (14,064,642) 18,572,579
Net increase (decrease) in net assets resulting from operations 932,475 8,753,084 (10,888,237) 24,135,732
Large Cap Equity Fund
        
Investment income        
Dividends 3,795,119 3,387,524 10,684,782 9,907,555
Interest - affiliated issuers 6,563 13,297 26,025 37,719
Securities lending income, net 35,649 11,678 95,465 30,308
Total investment income 3,837,331 3,412,499 10,806,272 9,975,582
Expenses        
ING - program fee 1,029,241 959,289 3,005,242 2,889,130
Trustee, management and administration fees 177,214 166,236 515,613 500,812
Investment advisory fee 561,630 541,228 1,621,439 1,618,764
ABA Retirement Funds - program fee 138,951 135,398 410,080 408,594
Legal and audit fees 69,463 67,457 207,162 173,185
Compliance consultant fees 9,820 10,205 59,027 72,207
Reports to unitholders 3,592   10,622 7,440
Registration fees 12,760 46,666 69,246 119,084
Other fees 2,597 1,939 17,593 16,820
Total expenses 2,005,268 1,928,418 5,916,024 5,806,036
Less: Expense reimbursement (25,501) (22,159) (77,906) (77,937)
Net expenses 1,979,767 1,906,259 5,838,118 5,728,099
Net investment income (loss) 1,857,564 1,506,240 4,968,154 4,247,483
Net realized and unrealized gain (loss)        
Investments 25,984,689 14,971,442 59,074,209 45,769,075
Foreign currency transactions 21   21  
Net realized gain (loss) 25,984,710 14,971,442 59,074,230 45,769,075
Change in net unrealized appreciation (depreciation) on:        
Investments 28,584,081 27,669,067 86,810,276 59,121,727
Foreign currency transactions (19) 4 (25) 4
Change in net unrealized appreciation (depreciation) 28,584,062 27,669,071 86,810,251 59,121,731
Net realized and unrealized gain (loss) 54,568,772 42,640,513 145,884,481 104,890,806
Net increase (decrease) in net assets resulting from operations 56,426,336 44,146,753 150,852,635 109,138,289
Small-Mid Cap Equity Fund
        
Investment income        
Dividends 950,755 1,004,984 2,956,287 3,209,102
Interest - affiliated issuers 12,076 4,533 39,808 18,120
Securities lending income, net 104,827 98,657 230,713 208,519
Total investment income 1,067,658 1,108,174 3,226,808 3,435,741
Expenses        
ING - program fee 391,766 339,348 1,113,244 1,042,973
Trustee, management and administration fees 67,443 58,559 190,999 180,530
Investment advisory fee 356,940 315,088 994,890 959,018
ABA Retirement Funds - program fee 52,912 47,664 151,906 147,489
Legal and audit fees 26,418 23,786 76,795 62,311
Compliance consultant fees 4,057 3,170 22,036 25,725
Reports to unitholders 1,367   3,935 2,707
Registration fees 5,385 16,697 26,015 43,041
Other fees 1,037 1,047 6,516 6,459
Total expenses 907,325 805,359 2,586,336 2,470,253
Less: Expense reimbursement (9,524) (7,880) (27,984) (28,358)
Net expenses 897,801 797,479 2,558,352 2,441,895
Net investment income (loss) 169,857 310,695 668,456 993,846
Net realized and unrealized gain (loss)        
Investments 10,922,189 724,548 40,423,440 10,039,354
Net realized gain (loss) 10,922,189 724,548 40,423,440 10,039,354
Change in net unrealized appreciation (depreciation) on:        
Investments 14,971,214 11,167,137 27,713,675 18,211,966
Change in net unrealized appreciation (depreciation) 14,971,214 11,167,137 27,713,675 18,211,966
Net realized and unrealized gain (loss) 25,893,403 11,891,685 68,137,115 28,251,320
Net increase (decrease) in net assets resulting from operations 26,063,260 12,202,380 68,805,571 29,245,166
International All Cap Equity Fund
        
Investment income        
Dividends 857,765 979,440 3,483,742 3,888,855
Interest - affiliated issuers 2,686 6,905 8,424 10,962
Securities lending income, net 7,574 8,713 36,124 34,083
Total investment income 868,025 995,058 3,528,290 3,933,900
Expenses        
ING - program fee 202,363 180,958 599,834 556,172
Trustee, management and administration fees 34,845 31,404 102,914 96,451
Investment advisory fee 196,821 171,508 572,634 518,840
ABA Retirement Funds - program fee 27,313 25,577 81,851 78,653
Legal and audit fees 13,694 12,868 41,668 33,307
Compliance consultant fees 1,925 1,597 11,838 13,588
Reports to unitholders 708   2,124 1,439
Registration fees 2,667 9,116 14,053 23,122
Other fees 507 591 3,950 6,053
Total expenses 480,843 433,619 1,430,866 1,327,625
Less: Expense reimbursement (4,956) (4,151) (15,163) (15,099)
Net expenses 475,887 429,468 1,415,703 1,312,526
Net investment income (loss) 392,138 565,590 2,112,587 2,621,374
Net realized and unrealized gain (loss)        
Investments 2,960,343 254,385 8,760,693 1,796,771
Foreign currency transactions (80,223) 1,059 (89,096) (40,745)
Net realized gain (loss) 2,880,120 255,444 8,671,597 1,756,026
Change in net unrealized appreciation (depreciation) on:        
Investments 10,523,165 10,407,186 4,652,062 11,972,469
Foreign currency transactions 124,928 14,227 8,539 (372)
Change in net unrealized appreciation (depreciation) 10,648,093 10,421,413 4,660,601 11,972,097
Net realized and unrealized gain (loss) 13,528,213 10,676,857 13,332,198 13,728,123
Net increase (decrease) in net assets resulting from operations 13,920,351 11,242,447 15,444,785 16,349,497
Global All Cap Equity Fund
        
Investment income        
Interest - affiliated issuers     34 7 [1]
Expenses        
Other fees     27  
Net investment income (loss)     7 7 [1]
Net realized and unrealized gain (loss)        
Net realized gain (loss) 57,630 473 100,030 (1,127) [1]
Change in net unrealized appreciation (depreciation) on:        
Investments 269,710 96,158 350,921 82,233 [1]
Change in net unrealized appreciation (depreciation) 269,710 96,158 350,921 82,233 [1]
Net realized and unrealized gain (loss) 327,340 96,631 450,951 81,106 [1]
Net increase (decrease) in net assets resulting from operations 327,340 96,631 450,958 81,113 [1]
Global All Cap Equity Fund | International All Cap Equity Fund
        
Net realized and unrealized gain (loss)        
Net realized gain (loss) 36,593 260 66,554 (2,432) [1]
Global All Cap Equity Fund | Large Cap Equity Fund
        
Net realized and unrealized gain (loss)        
Net realized gain (loss) 17,747 200 28,692 1,451 [1]
Global All Cap Equity Fund | Small-Mid Cap Equity Fund
        
Net realized and unrealized gain (loss)        
Net realized gain (loss) 3,290 13 4,784 (146) [1]
Bond Index Fund
        
Expenses        
ING - program fee 118,199 121,225 370,424 346,193
Trustee, management and administration fees 20,359 21,138 63,554 60,137
Investment advisory fee 9,347 9,829 29,195 27,474
ABA Retirement Funds - program fee 15,938 17,216 50,547 48,949
Legal and audit fees 8,006 8,512 25,597 20,876
Compliance consultant fees 1,101 1,999 7,399 9,278
Reports to unitholders 414 45 1,314 918
Registration fees 1,068 5,503 8,309 14,005
Other fees 219 1,228 2,139 2,980
Total expenses 174,651 186,695 558,478 530,810
Less: Expense reimbursement (3,083) (2,771) (9,739) (9,122)
Net expenses 171,568 183,924 548,739 521,688
Net investment income (loss) (171,568) (183,924) (548,739) (521,688)
Net realized and unrealized gain (loss)        
Investments 479,128 523,318 2,071,594 1,455,990
Net realized gain (loss) 479,128 523,318 2,071,594 1,455,990
Change in net unrealized appreciation (depreciation) on:        
Investments 70,987 926,876 (3,959,051) 2,056,911
Change in net unrealized appreciation (depreciation) 70,987 926,876 (3,959,051) 2,056,911
Net realized and unrealized gain (loss) 550,115 1,450,194 (1,887,457) 3,512,901
Net increase (decrease) in net assets resulting from operations 378,547 1,266,270 (2,436,196) 2,991,213
Large Cap Index Equity Fund
        
Investment income        
Interest - affiliated issuers       8
Total investment income       8
Expenses        
ING - program fee 184,424 118,437 495,941 328,243
Trustee, management and administration fees 31,740 20,673 85,088 56,488
Investment advisory fee 7,450 4,732 19,797 13,609
ABA Retirement Funds - program fee 24,929 16,853 67,671 46,409
Legal and audit fees 12,401 8,508 34,177 19,979
Compliance consultant fees 2,721 2,140 10,443 8,891
Reports to unitholders 642   1,745 810
Registration fees 2,978 5,252 11,826 13,137
Other fees 729 953 3,083 2,573
Total expenses 268,014 177,548 729,771 490,139
Less: Expense reimbursement (4,382) (2,666) (11,493) (8,585)
Net expenses 263,632 174,882 718,278 481,554
Net investment income (loss) (263,632) (174,882) (718,278) (481,546)
Net realized and unrealized gain (loss)        
Investments 1,219,705 280,595 3,041,645 1,225,973
Net realized gain (loss) 1,219,705 280,595 3,041,645 1,225,973
Change in net unrealized appreciation (depreciation) on:        
Investments 5,919,977 5,517,348 19,063,443 11,411,983
Change in net unrealized appreciation (depreciation) 5,919,977 5,517,348 19,063,443 11,411,983
Net realized and unrealized gain (loss) 7,139,682 5,797,943 22,105,088 12,637,956
Net increase (decrease) in net assets resulting from operations 6,876,050 5,623,061 21,386,810 12,156,410
All Cap Index Equity Fund
        
Expenses        
ING - program fee 420,520 371,037 1,214,911 1,104,434
Trustee, management and administration fees 72,400 64,312 208,443 191,152
Investment advisory fee 33,587 28,698 96,660 90,544
ABA Retirement Funds - program fee 56,781 52,388 165,780 156,188
Legal and audit fees 28,369 26,114 83,809 66,150
Compliance consultant fees 4,469 4,531 24,235 28,086
Reports to unitholders 1,467   4,291 2,827
Registration fees 5,491 17,641 28,169 45,154
Other fees 1,106 1,148 7,129 6,801
Total expenses 624,190 565,869 1,833,427 1,691,336
Less: Expense reimbursement (10,342) (8,545) (30,754) (29,716)
Net expenses 613,848 557,324 1,802,673 1,661,620
Net investment income (loss) (613,848) (557,324) (1,802,673) (1,661,620)
Net realized and unrealized gain (loss)        
Investments 4,448,626 2,802,112 9,956,966 6,535,476
Net realized gain (loss) 4,448,626 2,802,112 9,956,966 6,535,476
Change in net unrealized appreciation (depreciation) on:        
Investments 15,713,257 14,644,268 50,277,891 35,808,308
Change in net unrealized appreciation (depreciation) 15,713,257 14,644,268 50,277,891 35,808,308
Net realized and unrealized gain (loss) 20,161,883 17,446,380 60,234,857 42,343,784
Net increase (decrease) in net assets resulting from operations 19,548,035 16,889,056 58,432,184 40,682,164
Mid Cap Index Equity Fund
        
Expenses        
ING - program fee 140,721 93,434 375,407 268,232
Trustee, management and administration fees 24,217 16,132 64,408 46,156
Investment advisory fee 11,455 7,478 30,129 22,154
ABA Retirement Funds - program fee 19,023 13,154 51,224 37,941
Legal and audit fees 9,466 6,585 25,832 16,157
Compliance consultant fees 2,035 1,511 7,859 7,146
Reports to unitholders 490   1,322 676
Registration fees 2,244 4,252 8,912 10,834
Other fees 523 605 2,298 1,957
Total expenses 210,174 143,151 567,391 411,253
Less: Expense reimbursement (3,348) (2,120) (8,667) (7,104)
Net expenses 206,826 141,031 558,724 404,149
Net investment income (loss) (206,826) (141,031) (558,724) (404,149)
Net realized and unrealized gain (loss)        
Investments 1,690,855 585,055 2,720,305 1,596,681
Net realized gain (loss) 1,690,855 585,055 2,720,305 1,596,681
Change in net unrealized appreciation (depreciation) on:        
Investments 6,138,908 3,299,877 16,687,683 6,888,290
Change in net unrealized appreciation (depreciation) 6,138,908 3,299,877 16,687,683 6,888,290
Net realized and unrealized gain (loss) 7,829,763 3,884,932 19,407,988 8,484,971
Net increase (decrease) in net assets resulting from operations 7,622,937 3,743,901 18,849,264 8,080,822
Small Cap Index Equity Fund
        
Investment income        
Interest     115  
Total investment income     115  
Expenses        
ING - program fee 78,576 49,354 207,096 142,837
Trustee, management and administration fees 13,521 8,613 35,531 24,628
Investment advisory fee 6,262 4,010 16,491 11,502
ABA Retirement Funds - program fee 10,624 7,009 28,258 20,206
Legal and audit fees 5,286 3,532 14,273 8,651
Compliance consultant fees 1,149 749 4,339 3,753
Reports to unitholders 273   729 361
Registration fees 1,306 2,310 4,960 5,820
Other fees 314 271 1,280 992
Total expenses 117,311 75,848 312,957 218,750
Less: Expense reimbursement (1,853) (1,140) (4,759) (3,827)
Net expenses 115,458 74,708 308,198 214,923
Net investment income (loss) (115,458) (74,708) (308,083) (214,923)
Net realized and unrealized gain (loss)        
Investments 1,584,680 359,596 3,223,544 1,152,308
Net realized gain (loss) 1,584,680 359,596 3,223,544 1,152,308
Change in net unrealized appreciation (depreciation) on:        
Investments 4,262,502 1,686,371 9,675,352 3,612,146
Change in net unrealized appreciation (depreciation) 4,262,502 1,686,371 9,675,352 3,612,146
Net realized and unrealized gain (loss) 5,847,182 2,045,967 12,898,896 4,764,454
Net increase (decrease) in net assets resulting from operations 5,731,724 1,971,259 12,590,813 4,549,531
International Index Equity Fund
        
Expenses        
ING - program fee 101,948 72,267 290,469 208,881
Trustee, management and administration fees 17,551 12,621 49,836 36,102
Investment advisory fee 24,501 18,090 69,531 50,088
ABA Retirement Funds - program fee 13,768 10,291 39,635 29,540
Legal and audit fees 6,869 5,232 20,189 12,659
Compliance consultant fees 1,326 1,047 6,020 5,412
Reports to unitholders 355   1,026 524
Registration fees 1,530 3,446 6,916 8,544
Other fees 395 378 1,825 1,427
Total expenses 168,243 123,372 485,447 353,177
Less: Expense reimbursement (2,438) (1,619) (6,856) (5,544)
Net expenses 165,805 121,753 478,591 347,633
Net investment income (loss) (165,805) (121,753) (478,591) (347,633)
Net realized and unrealized gain (loss)        
Investments 307,822 62,214 763,587 163,223
Net realized gain (loss) 307,822 62,214 763,587 163,223
Change in net unrealized appreciation (depreciation) on:        
Investments 7,429,799 3,809,751 6,291,739 5,310,046
Change in net unrealized appreciation (depreciation) 7,429,799 3,809,751 6,291,739 5,310,046
Net realized and unrealized gain (loss) 7,737,621 3,871,965 7,055,326 5,473,269
Net increase (decrease) in net assets resulting from operations 7,571,816 3,750,212 6,576,735 5,125,636
Real Asset Return Fund
        
Expenses        
ING - program fee 36,552 36,647 117,414 100,425
Trustee, management and administration fees 6,297 6,398 20,145 17,422
Investment advisory fee 5,610 5,923 17,858 15,725
ABA Retirement Funds - program fee 4,928 5,197 16,023 14,202
Legal and audit fees 2,482 2,585 8,166 6,087
Compliance consultant fees 358 652 2,379 2,721
Reports to unitholders 128   417 248
Registration fees 333 1,649 2,655 4,065
Other fees 92 295 708 790
Total expenses 56,780 59,346 185,765 161,685
Less: Expense reimbursement (979) (819) (3,050) (2,603)
Net expenses 55,801 58,527 182,715 159,082
Net investment income (loss) (55,801) (58,527) (182,715) (159,082)
Net realized and unrealized gain (loss)        
Investments (680,331) 194,139 (71,685) 589,754
Net realized gain (loss) (680,331) 194,139 (71,685) 589,754
Change in net unrealized appreciation (depreciation) on:        
Investments 769,355 722,652 (1,406,893) 1,446,669
Change in net unrealized appreciation (depreciation) 769,355 722,652 (1,406,893) 1,446,669
Net realized and unrealized gain (loss) 89,024 916,791 (1,478,578) 2,036,423
Net increase (decrease) in net assets resulting from operations 33,223 858,264 (1,661,293) 1,877,341
Alternative Alpha Fund
        
Investment income        
Dividends 5,909 3,443 8,840 6,746 [1]
Total investment income 5,909 3,443 8,840 6,746 [1]
Expenses        
ING - program fee 2,384 1,208 6,254 2,705 [1]
Trustee, management and administration fees 410 200 1,073 431 [1]
ABA Retirement Funds - program fee 322 183 853 383 [1]
Legal and audit fees 162 93 430 170 [1]
Compliance consultant fees 43 41 138 87 [1]
Reports to unitholders 8 5 22 11 [1]
Registration fees 43 42 151 96 [1]
Other fees 16 18 46 29 [1]
Total expenses 3,388 1,790 8,967 3,912 [1]
Less: Expense reimbursement (192) (127) (543) (216) [1]
Net expenses 3,196 1,663 8,424 3,696 [1]
Net investment income (loss) 2,713 1,780 416 3,050 [1]
Net realized and unrealized gain (loss)        
Investments (62) 1,980 11,471 2,880 [1]
Net realized gain (loss) (62) 1,980 11,471 2,880 [1]
Change in net unrealized appreciation (depreciation) on:        
Investments 30,544 38,416 (69,905) 39,789 [1]
Change in net unrealized appreciation (depreciation) 30,544 38,416 (69,905) 39,789 [1]
Net realized and unrealized gain (loss) 30,482 40,396 (58,434) 42,669 [1]
Net increase (decrease) in net assets resulting from operations 33,195 42,176 (58,018) 45,719 [1]
Lifetime Income Retirement Date Fund
        
Expenses        
ING - program fee 61,844 57,578 187,049 162,250
Trustee, management and administration fees 13,867 12,882 41,442 35,950
Retirement Date Fund management fee 12,272 11,839 37,739 33,316
ABA Retirement Funds - program fee 8,344 8,174 25,524 22,954
Legal and audit fees 4,176 4,066 12,948 9,795
Compliance consultant fees 639 871 3,759 4,250
Reports to unitholders 216   662 406
Registration fees 720 2,644 4,303 6,590
Other fees 161 329 1,111 1,140
Total expenses 102,239 98,383 314,537 276,651
Less: Expense reimbursement (1,572) (1,321) (4,797) (4,284)
Net expenses 100,667 97,062 309,740 272,367
Net investment income (loss) (100,667) (97,062) (309,740) (272,367)
Net realized and unrealized gain (loss)        
Investments 463,946 121,331 1,453,842 381,738
Net realized gain (loss) 463,946 121,331 1,453,842 381,738
Change in net unrealized appreciation (depreciation) on:        
Investments 799,290 1,384,796 (39,807) 3,146,351
Change in net unrealized appreciation (depreciation) 799,290 1,384,796 (39,807) 3,146,351
Net realized and unrealized gain (loss) 1,263,236 1,506,127 1,414,035 3,528,089
Net increase (decrease) in net assets resulting from operations 1,162,569 1,409,065 1,104,295 3,255,722
2010 Retirement Date Fund
        
Expenses        
ING - program fee 89,680 97,188 297,870 279,953
Trustee, management and administration fees 20,144 21,763 65,994 62,195
Retirement Date Fund management fee 16,973 19,086 59,574 55,999
ABA Retirement Funds - program fee 12,081 13,775 40,648 39,571
Legal and audit fees 6,091 6,947 20,738 16,976
Compliance consultant fees 675 1,360 5,886 7,255
Reports to unitholders 316   1,060 707
Registration fees 796 4,541 6,787 11,426
Other fees 166 457 1,754 1,872
Total expenses 146,922 165,117 500,311 475,954
Less: Expense reimbursement (2,338) (2,202) (7,934) (7,405)
Net expenses 144,584 162,915 492,377 468,549
Net investment income (loss) (144,584) (162,915) (492,377) (468,549)
Net realized and unrealized gain (loss)        
Investments 1,151,106 329,443 5,376,826 1,529,476
Net realized gain (loss) 1,151,106 329,443 5,376,826 1,529,476
Change in net unrealized appreciation (depreciation) on:        
Investments 830,791 2,467,644 (2,547,673) 5,428,094
Change in net unrealized appreciation (depreciation) 830,791 2,467,644 (2,547,673) 5,428,094
Net realized and unrealized gain (loss) 1,981,897 2,797,087 2,829,153 6,957,570
Net increase (decrease) in net assets resulting from operations 1,837,313 2,634,172 2,336,776 6,489,021
2020 Retirement Date Fund
        
Expenses        
ING - program fee 320,003 249,802 901,969 711,092
Trustee, management and administration fees 71,668 55,929 199,838 157,777
Retirement Date Fund management fee 64,340 51,157 179,313 141,981
ABA Retirement Funds - program fee 43,224 35,430 123,075 100,529
Legal and audit fees 21,575 17,695 62,131 42,984
Compliance consultant fees 4,062 4,037 18,543 18,912
Reports to unitholders 1,116   3,185 1,785
Registration fees 4,456 11,327 21,069 28,700
Other fees 1,068 1,628 5,492 5,197
Total expenses 531,512 427,005 1,514,615 1,208,957
Less: Expense reimbursement (7,796) (5,713) (22,006) (18,767)
Net expenses 523,716 421,292 1,492,609 1,190,190
Net investment income (loss) (523,716) (421,292) (1,492,609) (1,190,190)
Net realized and unrealized gain (loss)        
Investments 2,029,381 715,001 4,267,187 1,756,655
Net realized gain (loss) 2,029,381 715,001 4,267,187 1,756,655
Change in net unrealized appreciation (depreciation) on:        
Investments 9,343,120 8,545,982 14,209,845 19,518,697
Change in net unrealized appreciation (depreciation) 9,343,120 8,545,982 14,209,845 19,518,697
Net realized and unrealized gain (loss) 11,372,501 9,260,983 18,477,032 21,275,352
Net increase (decrease) in net assets resulting from operations 10,848,785 8,839,691 16,984,423 20,085,162
2030 Retirement Date Fund
        
Expenses        
ING - program fee 247,212 181,521 691,379 515,193
Trustee, management and administration fees 55,360 40,604 153,181 114,344
Retirement Date Fund management fee 49,698 36,579 137,840 102,748
ABA Retirement Funds - program fee 33,396 25,721 94,340 72,838
Legal and audit fees 16,640 12,888 47,683 31,198
Compliance consultant fees 3,253 2,804 14,303 13,558
Reports to unitholders 860   2,439 1,291
Registration fees 3,690 8,288 16,363 20,849
Other fees 876 1,062 4,260 3,643
Total expenses 410,985 309,467 1,161,788 875,662
Less: Expense reimbursement (5,896) (4,110) (16,357) (13,573)
Net expenses 405,089 305,357 1,145,431 862,089
Net investment income (loss) (405,089) (305,357) (1,145,431) (862,089)
Net realized and unrealized gain (loss)        
Investments 804,171 337,384 1,917,530 1,316,706
Net realized gain (loss) 804,171 337,384 1,917,530 1,316,706
Change in net unrealized appreciation (depreciation) on:        
Investments 10,252,961 7,169,664 17,753,837 15,251,022
Change in net unrealized appreciation (depreciation) 10,252,961 7,169,664 17,753,837 15,251,022
Net realized and unrealized gain (loss) 11,057,132 7,507,048 19,671,367 16,567,728
Net increase (decrease) in net assets resulting from operations 10,652,043 7,201,691 18,525,936 15,705,639
2040 Retirement Date Fund
        
Expenses        
ING - program fee 154,749 115,915 438,924 329,406
Trustee, management and administration fees 34,661 25,926 97,247 73,608
Retirement Date Fund management fee 30,991 23,475 87,842 66,236
ABA Retirement Funds - program fee 20,900 16,424 59,892 46,567
Legal and audit fees 10,426 8,271 30,316 19,951
Compliance consultant fees 1,999 1,807 9,072 8,671
Reports to unitholders 540   1,550 824
Registration fees 2,247 5,327 10,360 13,344
Other fees 538 710 2,694 2,358
Total expenses 257,051 197,855 737,897 560,965
Less: Expense reimbursement (3,725) (2,631) (10,482) (8,706)
Net expenses 253,326 195,224 727,415 552,259
Net investment income (loss) (253,326) (195,224) (727,415) (552,259)
Net realized and unrealized gain (loss)        
Investments 924,534 253,054 2,222,677 1,143,419
Net realized gain (loss) 924,534 253,054 2,222,677 1,143,419
Change in net unrealized appreciation (depreciation) on:        
Investments 7,114,327 5,051,705 12,516,869 9,997,998
Change in net unrealized appreciation (depreciation) 7,114,327 5,051,705 12,516,869 9,997,998
Net realized and unrealized gain (loss) 8,038,861 5,304,759 14,739,546 11,141,417
Net increase (decrease) in net assets resulting from operations 7,785,535 5,109,535 14,012,131 10,589,158
2050 Retirement Date Fund
        
Expenses        
ING - program fee 6,636 663 13,872 1,089 [1]
Trustee, management and administration fees 1,479 158 3,073 244 [1]
Retirement Date Fund management fee 1,393 168 2,888 259 [1]
ABA Retirement Funds - program fee 899 98 1,892 154 [1]
Legal and audit fees 441 57 936 80 [1]
Compliance consultant fees 148 23 325 37 [1]
Reports to unitholders 23 3 48 5 [1]
Registration fees 172 24 374 40 [1]
Other fees 44 12 99 14 [1]
Total expenses 11,235 1,206 23,507 1,922 [1]
Less: Expense reimbursement (140) (13) (227) (22) [1]
Net expenses 11,095 1,193 23,280 1,900 [1]
Net investment income (loss) (11,095) (1,193) (23,280) (1,900) [1]
Net realized and unrealized gain (loss)        
Investments 38,472 2,597 67,287 5,938 [1]
Net realized gain (loss) 38,472 2,597 67,287 5,938 [1]
Change in net unrealized appreciation (depreciation) on:        
Investments 302,223 35,531 359,541 37,235 [1]
Change in net unrealized appreciation (depreciation) 302,223 35,531 359,541 37,235 [1]
Net realized and unrealized gain (loss) 340,695 38,128 426,828 43,173 [1]
Net increase (decrease) in net assets resulting from operations 329,600 36,935 403,548 41,273 [1]
Conservative Risk Fund
        
Investment income        
Interest - affiliated issuers 162 422 764 853
Total investment income 162 422 764 853
Expenses        
ING - program fee 48,866 41,049 146,986 112,886
Trustee, management and administration fees 8,415 7,145 25,219 19,552
Investment advisory fee 4,785 3,622 13,967 9,973
ABA Retirement Funds - program fee 6,594 5,843 20,057 15,984
Legal and audit fees 3,310 2,930 10,163 6,882
Compliance consultant fees 594 771 3,039 3,102
Reports to unitholders 171   520 280
Registration fees 596 1,803 3,404 4,525
Other fees 153 368 898 928
Total expenses 73,484 63,531 224,253 174,112
Less: Expense reimbursement (1,264) (918) (3,670) (2,927)
Net expenses 72,220 62,613 220,583 171,185
Net investment income (loss) (72,058) (62,191) (219,819) (170,332)
Net realized and unrealized gain (loss)        
Investments 443,840 182,699 1,301,283 443,649
Net realized gain (loss) 443,840 182,699 1,301,283 443,649
Change in net unrealized appreciation (depreciation) on:        
Investments 286,462 613,008 (782,170) 1,433,260
Change in net unrealized appreciation (depreciation) 286,462 613,008 (782,170) 1,433,260
Net realized and unrealized gain (loss) 730,302 795,707 519,113 1,876,909
Net increase (decrease) in net assets resulting from operations 658,244 733,516 299,294 1,706,577
Moderate Risk Fund
        
Investment income        
Interest            
Interest - affiliated issuers 150 246 822 701
Total investment income 150 246 822 701
Expenses        
ING - program fee 99,397 72,737 278,663 204,515
Trustee, management and administration fees 17,110 12,674 47,810 35,414
Investment advisory fee 11,720 8,668 32,903 24,359
ABA Retirement Funds - program fee 13,427 10,322 38,024 28,911
Legal and audit fees 6,684 5,171 19,200 12,407
Compliance consultant fees 1,322 1,211 5,783 5,471
Reports to unitholders 346   983 511
Registration fees 1,434 3,342 6,550 8,318
Other fees 360 518 1,720 1,541
Total expenses 151,800 114,643 431,636 321,447
Less: Expense reimbursement (2,406) (1,655) (6,602) (5,358)
Net expenses 149,394 112,988 425,034 316,089
Net investment income (loss) (149,244) (112,742) (424,212) (315,388)
Net realized and unrealized gain (loss)        
Investments 426,470 439,263 1,881,649 1,354,780
Net realized gain (loss) 426,470 439,263 1,881,649 1,354,780
Change in net unrealized appreciation (depreciation) on:        
Investments 2,576,936 1,811,830 2,568,815 3,480,021
Change in net unrealized appreciation (depreciation) 2,576,936 1,811,830 2,568,815 3,480,021
Net realized and unrealized gain (loss) 3,003,406 2,251,093 4,450,464 4,834,801
Net increase (decrease) in net assets resulting from operations 2,854,162 2,138,351 4,026,252 4,519,413
Aggressive Risk Fund
        
Investment income        
Interest     10  
Total investment income     10  
Expenses        
ING - program fee 39,274 26,781 109,021 75,959
Trustee, management and administration fees 6,760 4,627 18,704 13,084
Investment advisory fee 5,402 3,828 14,980 10,910
ABA Retirement Funds - program fee 5,306 3,778 14,876 10,733
Legal and audit fees 2,647 1,916 7,526 4,605
Compliance consultant fees 558 467 2,291 2,051
Reports to unitholders 137   385 190
Registration fees 605 1,206 2,590 3,056
Other fees 158 199 674 579
Total expenses 60,847 42,802 171,047 121,167
Less: Expense reimbursement (955) (602) (2,528) (1,999)
Net expenses 59,892 42,200 168,519 119,168
Net investment income (loss) (59,892) (42,200) (168,509) (119,168)
Net realized and unrealized gain (loss)        
Investments 170,898 123,727 736,570 465,514
Net realized gain (loss) 170,898 123,727 736,570 465,514
Change in net unrealized appreciation (depreciation) on:        
Investments 1,577,598 994,473 2,210,209 1,668,273
Change in net unrealized appreciation (depreciation) 1,577,598 994,473 2,210,209 1,668,273
Net realized and unrealized gain (loss) 1,748,496 1,118,200 2,946,779 2,133,787
Net increase (decrease) in net assets resulting from operations 1,688,604 1,076,000 2,778,270 2,014,619
Balanced Fund
        
Investment income        
Interest - affiliated issuers   20   20
Expenses        
Net investment income (loss)   20   20
Net realized and unrealized gain (loss)        
Net realized gain (loss) 6,855,330 4,392,254 15,705,841 17,731,156
Change in net unrealized appreciation (depreciation) on:        
Investments 3,210,484 6,148,460 9,185,634 9,390,180
Change in net unrealized appreciation (depreciation) 3,210,484 6,148,460 9,185,634 9,390,180
Net realized and unrealized gain (loss) 10,065,814 10,540,714 24,891,475 27,121,336
Net increase (decrease) in net assets resulting from operations 10,065,814 10,540,734 24,891,475 27,121,356
Balanced Fund | Large Cap Equity Fund
        
Net realized and unrealized gain (loss)        
Net realized gain (loss) 6,238,349 3,653,217 14,202,165 12,168,706
Balanced Fund | Bond Core Plus Fund
        
Net realized and unrealized gain (loss)        
Net realized gain (loss) $ 616,981 $ 739,037 $ 1,503,676 $ 5,562,450
[1] Commencement of operations.