AUSPEX SYSTEMS INC

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

No description available

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Notification of late filing of Form 10-Q

5,7

5,7,9

5,7

No description available

5,7,9

9

7

7,9

7,9

5,7

5,7

Notification of late filing of Form 10-Q

3,7

General form for quarterly reports under Section 13 or 15(d)

7,9

General form for quarterly reports under Section 13 or 15(d)

7,9

Annual Report Scanned (Paper)

Definitive Proxy Statement

5

Annual report pursuant to Section 13 or 15(d)

7,9

4

4,7

4

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

5,7

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

No description available

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration statement under Securities Act of 1933 (amendment)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d) (amendment)

5

Annual report pursuant to Section 13 or 15(d)

Prospectus Supplement for Primary Offering

No description available

Prospectus Supplement for Primary Offering

No description available

Registration statement under Securities Act of 1933

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 (amendment)

Registration statement under Securities Act of 1933

Registration statement under Securities Act of 1933 (amendment)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

No description available

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Definitive Proxy Statement

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

No description available

Definitive Proxy Statement

Definitive Proxy Statement

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC

KELLOGG CAPITAL GROUP LLC