Exhibit 1.01 to Form SD
CONFLICT MINERALS REPORT
CISCO SYSTEMS, INC.
IN ACCORDANCE WITH RULE 13P-1 UNDER THE SECURITIES EXCHANGE ACT OF 1934
This Conflict Minerals Report (“CMR”) has been prepared by Cisco Systems, Inc. (herein referred to as “Cisco”, the “Company,” “we,” “our” and “us”). The information contained herein includes the activities of Cisco’s majority-owned subsidiaries and variable interest entities that are required to be consolidated for financial reporting purposes. It does not include the activities of variable interest entities that are not required to be consolidated for financial reporting purposes.
This CMR for the reporting period January 1 to December 31, 2017 is presented to comply with the final conflict minerals implementing rules (“Final CM Rules”) promulgated by the Securities and Exchange Commission (“SEC”), as modified by the SEC order issued on May 2, 2014. The Final CM Rules were adopted by the SEC to implement the reporting requirements mandated by the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010. The Final CM Rules impose reporting obligations on SEC registrants whose manufactured products contain Conflict Minerals (as defined below) that are necessary to the functionality or production of such products. “Conflict Minerals” are currently defined by the SEC as Cassiterite, Columbite-Tantalite (Coltan), Gold, Wolframite, or their derivatives, which the SEC has currently limited to tin, tantalum, tungsten, and gold (collectively or individually, as appropriate, “3TG”).
To comply with the Final CM Rules, we conducted due diligence on the source and chain of custody of the Conflict Minerals that were necessary to the functionality or production of the products that we manufactured or contracted to manufacture to ascertain whether these Conflict Minerals originated in the Democratic Republic of the Congo or an adjoining country (collectively, “Covered Countries”) and financed or benefited armed groups in any of these countries.
Overview
Company Overview
Cisco designs, manufactures, and sells Internet Protocol-based networking and other products related to the communications and information technology industry and provides services associated with these products and their use.
Products Overview
Effective as of the first quarter of its fiscal 2018 year, which commenced on July 30, 2017, Cisco began reporting its product and service revenue in the following five categories: Infrastructure Platforms, Applications, Security, Other Products, and Services. The change better aligns Cisco’s product categories with its evolving business model. The Infrastructure Platforms product category represents our core networking offerings related to switching, routing, wireless, and the data
1
center. The Applications product category includes our collaboration offerings as well as Internet of Things and analytics software offerings. Our products and technologies were previously grouped into the following categories: Switching; Next-Generation Network Routing; Collaboration; Data Center; Wireless; Service Provider Video; Security; and Other Products. The information set forth under the subheading “Products and Services” in “Item 1. Business” of our most recent annual report on Form 10-K, filed with the SEC on September 7, 2017, is incorporated herein by reference.
Supply Chain Overview
Cisco’s supply chain operations encompass the development, manufacture, distribution and take-back of our products. This includes sourcing, order management, manufacturing, delivery, and “reverse logistics” (which refers to logistics relating to the return, reuse and/or recycling of products).
We spend billions of dollars each year with a complex community of thousands of suppliers around the world. We have categorized our suppliers into three types: manufacturing partners, component suppliers, and logistics and service providers. Certain component suppliers, e.g. packaging suppliers, as well as logistics and service providers were excluded from the reasonable country of origin inquiry (“RCOI”) and due diligence measures discussed below because we have concluded that they do not provide Cisco with any products within the scope of the Final CM Rules.
Cisco is committed to sourcing components and materials from companies that share our values related to respect for human rights and environmental responsibility. We commenced conflict minerals due diligence on a voluntary basis in 2012. As Cisco does not have a direct relationship with 3TG smelters or refiners, we collaborate with our suppliers and other companies within our sector to implement many of our Conflict Minerals compliance policies and processes.
Cisco requires In-Scope Suppliers (as defined below) to provide information regarding the origin, source and chain of custody of the Conflict Minerals contained in our product components and materials, and Cisco has relied upon such information in the preparation of this CMR.
Overview of Cisco’s Alignment with Existing Conflict Minerals Industry Initiatives
Cisco has been a member of the Responsible Business Alliance (“RBA” and formerly the Electronic Industry Citizenship Coalition) since April 2008 and a participant in the Responsible Materials Initiative (“RMI” and formerly the Conflict-Free Sourcing Initiative), a joint initiative of the RBA and the Global e-Sustainability Initiative. We support this multi-industry initiative that audits smelters’ and refiners’ sourcing activities. We have adopted the RMI’s standard industry tools and templates, including the Responsible Minerals Assurance Process (“RMAP” and formerly the Conflict-Free Smelter Program), which is a standardized protocol for audits of smelters and refiners designed to enable our In-Scope Suppliers to investigate, determine and disclose the identity of the smelters and refiners that are in their supply chains.
2
Design of Cisco’s Conflict Minerals Program
Cisco designed its due diligence with respect to the source and chain of custody of the Conflict Minerals contained in its products based on the five-step due diligence framework set forth in the Third Edition of the Organisation for Economic Co-operation and Development’s Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas, including the supplements thereto.
Description of Due Diligence Measures Performed
Below are the actions performed for this reporting period in order to exercise due diligence on the source and chain of custody of the necessary Conflict Minerals contained within our products that may or may not have originated from the Covered Countries and may or may not have come from recycled or scrap smelters or refiners. Throughout this CMR the term “In-Scope Suppliers” refers to suppliers for Cisco’s hardware products, assessed according to scoping criteria developed by Cisco that are responsive to the requirements of the Final CM Rules.
In-Scope Supplier Identification—We identified suppliers within our supply chain that could potentially be supplying products/components that contain 3TG. A survey of In-Scope Suppliers was conducted using the RMI Conflict Minerals Reporting Template (“CMRT”), which provides a mechanism for In-Scope Suppliers to provide details regarding the smelters and refiners from which they source 3TG.
In-Scope Supplier CMRT Data Collection – We utilized the CMRT to survey In-Scope Suppliers and perform due diligence. With respect to certain In-Scope Suppliers, CMRTs were obtained using external tools and databases.
In-Scope Supplier CMRT Analysis and Research – In-Scope Suppliers that provided inaccurate or incomplete information were contacted in order to correct the information or obtain additional information and/or seek clarification on whether specific smelters or refiners contributed to Cisco products.
In-Scope Supplier Tracking and Monitoring – We tracked and monitored the completion of CMRTs by In-Scope Suppliers by means of internal tools. We escalated missing CMRTs to our Global Supplier Management team in an effort to reach closure. We also conducted follow-up communications with certain In-Scope Suppliers, including meetings to discuss supplier progress with respect to conflict-free sourcing.
In-Scope Supplier Smelter Analysis – We conducted analysis regarding the smelters and refiners identified by our In-Scope Suppliers, including an RCOI determination, using information provided by the RMI and other external sources.
3
Results of Cisco’s Due Diligence
In-Scope Supplier Survey Responses
During the reporting year, Cisco surveyed its In-Scope Suppliers using the CMRT. In total we surveyed 493 In-Scope Suppliers, of which 94% acted upon and returned CMRTs to Cisco. These CMRTs were analyzed as part of our In-Scope Supplier smelter analysis. The 493 In-Scope Supplier number represents a reduction of 150 suppliers compared to the number surveyed during 2016. This reduction was driven by refined In-Scope Supplier selection criteria based on prior year feedback received from Out-of-Scope Suppliers (suppliers not providing 3TG), as well as by Supplier consolidation.
Smelter and Refiner Summary
The results of Cisco’s RCOI and due diligence on the source and chain of custody of Cisco’s necessary Conflict Minerals are the product of an iterative and escalating data collection and dialogue process with our In-Scope Suppliers, as described in the immediately foregoing section.
Cisco’s In-Scope Suppliers identified 313 unique smelters or refiners, up from 302 unique smelters or refiners the previous reporting year. This 3% increase in unique smelters and refiners can in part be attributed to the industry’s continued efforts to encourage smelters and refiners to undergo the RMAP.
Of such 313 unique smelters and refiners, 254 are conformant with the RMAP’s assessment protocols (collectively, “Conformant” smelters and refiners), and 9 are “Active” according to the RMAP, meaning that they either (i) have committed to undergo an audit by the RMAP or (ii) are participating in one or more of the other certification programs recognized by the RMAP (collectively, “Active” smelters and refiners). Table 1 below presents, by Conflict Mineral, the total number of unique smelters and refiners identified and the percentage that are either Conformant or Active. See Addendum A for a list of all identified smelters and refiners that are either Conformant or Active. The number of smelters and refiners in the Cisco supply chain for the 2017 reporting year that are either Conformant or Active has increased by five from the previous reporting year: 263 smelters and refiners for the 2017 reporting year, versus 258 smelters and refiners for the 2016 reporting year.
4
Table 1 – Conformant or Active Smelters and Refiners, by Conflict Mineral.
(as reported to Cisco by In-Scope Suppliers)
| Total Smelters and Refiners, by Conflict Mineral |
Number Conformant or Active |
Current Percentage Conformant or Active |
Previous Percentage Conformant or Active | |||||||||||||||||||||
| (2017)* | (2017) | (2017) | (2016) | (2015) | (2014) | |||||||||||||||||||
| Gold |
146 | 107 | 73 | % | 75 | % | 73 | % | 32 | % | ||||||||||||||
| Tantalum |
42 | 41 | 98 | % | 100 | % | 100 | % | 70 | % | ||||||||||||||
| Tin |
79 | 72 | 91 | % | 91 | % | 86 | % | 22 | % | ||||||||||||||
| Tungsten |
46 | 43 | 93 | % | 91 | % | 88 | % | 52 | % | ||||||||||||||
| * | Includes smelters and refiners that are potential sources of 3TG |
Based on RMI’s March 18, 2018 RCOI data, the countries of origin of Conflict Minerals are listed in Addendum B.
Process Improvement Efforts
We intend to take the following steps to improve our due diligence measures and to further mitigate the risk that the Conflict Minerals contained in our products could benefit armed groups in the Covered Countries:
| • | Further collaboration and partnership with RMI members to verify the status of smelters and refiners that are identified by our In-Scope Suppliers; |
| • | Enhancing In-Scope Supplier communications and training to improve In-Scope Supplier data accuracy and completeness; |
| • | Continuing to exert influence throughout our supply chain through the use of supplier scorecards and review processes; |
| • | Advocating alternative sourcing strategies and educating In-Scope Suppliers regarding the availability of Conflict Minerals from smelters and refiners sourcing from the Covered Countries that are conformant with the assessment protocols of the RMAP. |
Summary
Cisco continues to work towards achieving a conflict-free supply chain for our products, but given that we have received insufficient information with respect to certain smelters and refiners that may have processed the Conflict Minerals in our products, we are unable to conclude whether our products are conflict free, and for this reason, pursuant to SEC guidance issued April 29, 2014 and the SEC order issued May 2, 2014, an independent private sector audit of the report presented herein has not been conducted.
5
FORWARD LOOKING STATEMENTS
Statements relating to due diligence process improvement made in this CMR, as well as similar strategy and compliance process statements made in this CMR, are forward-looking in nature and are based on Cisco’s management’s current expectations or beliefs. These forward-looking statements are not a guarantee of performance and are subject to a number of uncertainties and other factors (such as whether industry organizations and initiatives such as the RBA and RMI remain effective as a source of external support to us in the Conflict Minerals compliance process) that may be outside of Cisco’s control and that could cause actual events to differ materially from those expressed or implied by the statements made herein.
DOCUMENTS INCORPORATED BY REFERENCE
Unless otherwise stated herein, any documents, third-party materials or references to websites (including Cisco’s) are not incorporated by reference in, or considered to be a part of this CMR unless expressly incorporated by reference herein.
6
Addendum A
Conformant or Active Smelters and Refiners
(as reported to Cisco by In-Scope Suppliers)
| Metal (*) |
Smelter Reference List (*) |
Smelter Country (*) | ||
| Gold |
Advanced Chemical Company | UNITED STATES OF AMERICA | ||
| Gold |
Aida Chemical Industries Co., Ltd. | JAPAN | ||
| Gold |
Allgemeine Gold-und Silberscheideanstalt A.G. | GERMANY | ||
| Gold |
Almalyk Mining and Metallurgical Complex (AMMC) | UZBEKISTAN | ||
| Gold |
AngloGold Ashanti Corrego do Sitio Mineracao | BRAZIL | ||
| Gold |
Argor-Heraeus S.A. | SWITZERLAND | ||
| Gold |
Asahi Pretec Corp. | JAPAN | ||
| Gold |
Asaka Riken Co., Ltd. | JAPAN | ||
| Gold |
Aurubis AG | GERMANY | ||
| Gold |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | PHILIPPINES | ||
| Gold |
Boliden AB | SWEDEN | ||
| Gold |
C. Hafner GmbH + Co. KG | GERMANY | ||
| Gold |
CCR Refinery - Glencore Canada Corporation | CANADA | ||
| Gold |
Cendres + Metaux S.A. | SWITZERLAND | ||
| Gold |
Chimet S.p.A. | ITALY | ||
| Gold |
Daejin Indus Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
DSC (Do Sung Corporation) | KOREA, REPUBLIC OF | ||
| Gold |
DODUCO Contacts and Refining GmbH | GERMANY | ||
| Gold |
Dowa | JAPAN | ||
| Gold |
Eco-System Recycling Co., Ltd. | JAPAN | ||
| Gold |
OJSC Novosibirsk Refinery | RUSSIAN FEDERATION | ||
| Gold |
HeeSung Metal Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
Heimerle + Meule GmbH | GERMANY | ||
| Gold |
Heraeus Metals Hong Kong Ltd. | CHINA | ||
| Gold |
Heraeus Precious Metals GmbH & Co. KG | GERMANY | ||
| Gold |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | CHINA | ||
| Gold |
Ishifuku Metal Industry Co., Ltd. | JAPAN | ||
| Gold |
Istanbul Gold Refinery | TURKEY | ||
| Gold |
Japan Mint | JAPAN | ||
| Gold |
Jiangxi Copper Co., Ltd. | CHINA | ||
| Gold |
Asahi Refining USA Inc. | UNITED STATES OF AMERICA | ||
| Gold |
Asahi Refining Canada Ltd. | CANADA | ||
| Gold |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant | RUSSIAN FEDERATION | ||
| Gold |
JSC Uralelectromed | RUSSIAN FEDERATION | ||
| Gold |
JX Nippon Mining & Metals Co., Ltd. | JAPAN | ||
| Gold |
Kazzinc | KAZAKHSTAN | ||
| Gold |
Kennecott Utah Copper LLC | UNITED STATES OF AMERICA | ||
| Gold |
Kojima Chemicals Co., Ltd. | JAPAN | ||
| Gold |
Kyrgyzaltyn JSC | KYRGYZSTAN | ||
| Gold |
LS-NIKKO Copper Inc. | KOREA, REPUBLIC OF | ||
| Gold |
Materion | UNITED STATES OF AMERICA | ||
| Gold |
Matsuda Sangyo Co., Ltd. | JAPAN | ||
| Gold |
Metalor Technologies (Suzhou) Ltd. | CHINA | ||
| Gold |
Metalor Technologies (Hong Kong) Ltd. | CHINA | ||
| Gold |
Metalor Technologies (Singapore) Pte., Ltd. | SINGAPORE | ||
| Gold |
Metalor Technologies S.A. | SWITZERLAND | ||
| Gold |
Metalor USA Refining Corporation | UNITED STATES OF AMERICA | ||
| Gold |
Metalurgica Met-Mex Penoles S.A. De C.V. | MEXICO | ||
| Gold |
Mitsubishi Materials Corporation | JAPAN | ||
| Gold |
Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Gold |
Moscow Special Alloys Processing Plant | RUSSIAN FEDERATION | ||
| Gold |
Nadir Metal Rafineri San. Ve Tic. A.S. | TURKEY | ||
| Gold |
Nihon Material Co., Ltd. | JAPAN | ||
| Gold |
Ohura Precious Metal Industry Co., Ltd. | JAPAN | ||
| Gold |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | RUSSIAN FEDERATION | ||
| Gold |
PAMP S.A. | SWITZERLAND | ||
| Gold |
Prioksky Plant of Non-Ferrous Metals | RUSSIAN FEDERATION | ||
| Gold |
PT Aneka Tambang (Persero) Tbk | INDONESIA | ||
| Gold |
PX Precinox S.A. | SWITZERLAND | ||
| Gold |
Rand Refinery (Pty) Ltd. | SOUTH AFRICA | ||
| Gold |
Royal Canadian Mint | CANADA | ||
| Gold |
Samduck Precious Metals | KOREA, REPUBLIC OF | ||
| Gold |
Schone Edelmetaal B.V. | NETHERLANDS | ||
| Gold |
SEMPSA Joyeria Plateria S.A. | SPAIN | ||
| Gold |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CHINA | ||
| Gold |
Sichuan Tianze Precious Metals Co., Ltd. | CHINA | ||
| Gold |
SOE Shyolkovsky Factory of Secondary Precious Metals | RUSSIAN FEDERATION | ||
| Gold |
Solar Applied Materials Technology Corp. | TAIWAN, PROVINCE OF CHINA | ||
| Gold |
Sumitomo Metal Mining Co., Ltd. | JAPAN | ||
| Gold |
Tanaka Kikinzoku Kogyo K.K. | JAPAN | ||
| Gold |
The Refinery of Shandong Gold Mining Co., Ltd. | CHINA | ||
| Gold |
Tokuriki Honten Co., Ltd. | JAPAN | ||
| Gold |
Torecom | KOREA, REPUBLIC OF | ||
| Gold |
Umicore Brasil Ltda. | BRAZIL | ||
| Gold |
Umicore S.A. Business Unit Precious Metals Refining | BELGIUM | ||
| Gold |
United Precious Metal Refining, Inc. | UNITED STATES OF AMERICA | ||
| Gold |
Valcambi S.A. | SWITZERLAND | ||
| Gold |
Western Australian Mint (T/a The Perth Mint) | AUSTRALIA | ||
| Gold |
Yamakin Co., Ltd. | JAPAN | ||
| Gold |
Yokohama Metal Co., Ltd. | JAPAN | ||
| Gold |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CHINA | ||
| Gold |
Gold Refinery of Zijin Mining Group Co., Ltd. | CHINA | ||
| Gold |
SAFINA A.S. | CZECH REPUBLIC | ||
| Gold |
Umicore Precious Metals Thailand | THAILAND | ||
| Gold |
Geib Refining Corporation | UNITED STATES OF AMERICA | ||
| Gold |
MMTC-PAMP India Pvt., Ltd. | INDIA | ||
| Gold |
Republic Metals Corporation | UNITED STATES OF AMERICA | ||
| Gold |
KGHM Polska Miedz Spolka Akcyjna | POLAND | ||
| Gold |
Singway Technology Co., Ltd. | TAIWAN, PROVINCE OF CHINA | ||
| Gold |
Al Etihad Gold LLC | UNITED ARAB EMIRATES | ||
| Gold |
Emirates Gold DMCC | UNITED ARAB EMIRATES | ||
| Gold |
T.C.A S.p.A | ITALY | ||
| Gold |
Remondis Argentia B.V. | NETHERLANDS | ||
| Gold |
Korea Zinc Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
Marsam Metals | BRAZIL | ||
| Gold |
SAAMP | FRANCE | ||
| Gold |
L’Orfebre S.A. | ANDORRA | ||
| Gold |
Italpreziosi | ITALY | ||
| Gold |
SAXONIA Edelmetalle GmbH | GERMANY | ||
| Gold |
WIELAND Edelmetalle GmbH | GERMANY | ||
| Gold |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | AUSTRIA | ||
| Gold |
AU Traders and Refiners | SOUTH AFRICA | ||
| Gold |
Modeltech Sdn Bhd | MALAYSIA | ||
| Gold |
Bangalore Refinery | INDIA | ||
| Gold |
SungEel HiMetal Co., Ltd. | KOREA, REPUBLIC OF | ||
| Gold |
Planta Recuperadora de Metales SpA | CHILE | ||
| Gold |
Safimet S.p.A | ITALY | ||
| Tantalum |
Asaka Riken Co., Ltd. | JAPAN | ||
| Tantalum |
Changsha South Tantalum Niobium Co., Ltd. | CHINA | ||
| Tantalum |
Guangdong Rising Rare Metals-EO Materials Ltd. | CHINA | ||
| Tantalum |
Exotech Inc. | UNITED STATES OF AMERICA | ||
| Tantalum |
F&X Electro-Materials Ltd. | CHINA | ||
| Tantalum |
Guangdong Zhiyuan New Material Co., Ltd. | CHINA | ||
| Tantalum |
JiuJiang JinXin Nonferrous Metals Co., Ltd. | CHINA | ||
| Tantalum |
Jiujiang Tanbre Co., Ltd. | CHINA | ||
| Tantalum |
LSM Brasil S.A. | BRAZIL | ||
| Tantalum |
Metallurgical Products India Pvt., Ltd. | INDIA | ||
| Tantalum |
Mineracao Taboca S.A. | BRAZIL | ||
| Tantalum |
Mitsui Mining and Smelting Co., Ltd. | JAPAN | ||
| Tantalum |
NPM Silmet AS | ESTONIA | ||
| Tantalum |
Ningxia Orient Tantalum Industry Co., Ltd. | CHINA | ||
| Tantalum |
QuantumClean | UNITED STATES OF AMERICA | ||
| Tantalum |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum |
Solikamsk Magnesium Works OAO | RUSSIAN FEDERATION | ||
| Tantalum |
Taki Chemical Co., Ltd. | JAPAN | ||
| Tantalum |
Telex Metals | UNITED STATES OF AMERICA | ||
| Tantalum |
Ulba Metallurgical Plant JSC | KAZAKHSTAN | ||
| Tantalum |
Yichun Jin Yang Rare Metal Co., Ltd. | CHINA | ||
| Tantalum |
Hengyang King Xing Lifeng New Materials Co., Ltd. | CHINA | ||
| Tantalum |
D Block Metals, LLC | UNITED STATES OF AMERICA | ||
| Tantalum |
FIR Metals & Resource Ltd. | CHINA | ||
| Tantalum |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum |
XinXing HaoRong Electronic Material Co., Ltd. | CHINA | ||
| Tantalum |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CHINA | ||
| Tantalum |
KEMET Blue Metals | MEXICO | ||
| Tantalum |
H.C. Starck Co., Ltd. | THAILAND | ||
| Tantalum |
H.C. Starck Tantalum and Niobium GmbH | GERMANY | ||
| Tantalum |
H.C. Starck Hermsdorf GmbH | GERMANY | ||
| Tantalum |
H.C. Starck Inc. | UNITED STATES OF AMERICA | ||
| Tantalum |
H.C. Starck Ltd. | JAPAN | ||
| Tantalum |
H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||
| Tantalum |
Global Advanced Metals Boyertown | UNITED STATES OF AMERICA | ||
| Tantalum |
Global Advanced Metals Aizu | JAPAN | ||
| Tantalum |
KEMET Blue Powder | UNITED STATES OF AMERICA | ||
| Tantalum |
Resind Industria e Comercio Ltda. | BRAZIL | ||
| Tantalum |
Jiangxi Tuohong New Raw Material | CHINA | ||
| Tantalum |
Power Resources Ltd. | MACEDONIA, THE FORMER YUGOSLAV REPUBLIC OF | ||
| Tantalum |
King-Tan Tantalum Industry Ltd. | CHINA | ||
| Tin |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CHINA | ||
| Tin |
Jiangxi Ketai Advanced Material Co., Ltd. | CHINA | ||
| Tin |
Alpha | UNITED STATES OF AMERICA | ||
| Tin |
CV Gita Pesona | INDONESIA | ||
| Tin |
PT Aries Kencana Sejahtera | INDONESIA | ||
| Tin |
PT Premium Tin Indonesia | INDONESIA | ||
| Tin |
CV United Smelting | INDONESIA | ||
| Tin |
Dowa | JAPAN | ||
| Tin |
EM Vinto | BOLIVIA (PLURINATIONAL STATE OF) | ||
| Tin |
Fenix Metals | POLAND | ||
| Tin |
Gejiu Non-Ferrous Metal Processing Co., Ltd. | CHINA | ||
| Tin |
Huichang Jinshunda Tin Co., Ltd. | CHINA | ||
| Tin |
Gejiu Kai Meng Industry and Trade LLC | CHINA | ||
| Tin |
China Tin Group Co., Ltd. | CHINA | ||
| Tin |
Malaysia Smelting Corporation (MSC) | MALAYSIA | ||
| Tin |
Metallic Resources, Inc. | UNITED STATES OF AMERICA | ||
| Tin |
Mineracao Taboca S.A. | BRAZIL | ||
| Tin |
Minsur | PERU | ||
| Tin |
Mitsubishi Materials Corporation | JAPAN | ||
| Tin |
Jiangxi New Nanshan Technology Ltd. | CHINA | ||
| Tin |
O.M. Manufacturing (Thailand) Co., Ltd. | THAILAND | ||
| Tin |
Operaciones Metalurgical S.A. | BOLIVIA (PLURINATIONAL STATE OF) | ||
| Tin |
PT Artha Cipta Langgeng | INDONESIA | ||
| Tin |
PT Babel Inti Perkasa | INDONESIA | ||
| Tin |
PT Bangka Tin Industry | INDONESIA | ||
| Tin |
PT Belitung Industri Sejahtera | INDONESIA | ||
| Tin |
PT Bukit Timah | INDONESIA | ||
| Tin |
PT DS Jaya Abadi | INDONESIA | ||
| Tin |
PT Eunindo Usaha Mandiri | INDONESIA | ||
| Tin |
PT Karimun Mining | INDONESIA | ||
| Tin |
PT Mitra Stania Prima | INDONESIA | ||
| Tin |
PT Panca Mega Persada | INDONESIA | ||
| Tin |
PT Prima Timah Utama | INDONESIA | ||
| Tin |
PT Refined Bangka Tin | INDONESIA | ||
| Tin |
PT Sariwiguna Binasentosa | INDONESIA | ||
| Tin |
PT Stanindo Inti Perkasa | INDONESIA | ||
| Tin |
PT Sumber Jaya Indah | INDONESIA | ||
| Tin |
PT Timah (Persero) Tbk Kundur | INDONESIA | ||
| Tin |
PT Timah (Persero) Tbk Mentok | INDONESIA | ||
| Tin |
PT Tinindo Inter Nusa | INDONESIA | ||
| Tin |
PT Tommy Utama | INDONESIA | ||
| Tin |
Rui Da Hung | TAIWAN, PROVINCE OF CHINA | ||
| Tin |
Soft Metais Ltda. | BRAZIL | ||
| Tin |
Thaisarco | THAILAND | ||
| Tin |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CHINA | ||
| Tin |
White Solder Metalurgia e Mineracao Ltda. | BRAZIL | ||
| Tin |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CHINA | ||
| Tin |
Yunnan Tin Company Limited | CHINA | ||
| Tin |
CV Venus Inti Perkasa | INDONESIA | ||
| Tin |
Magnu’s Minerais Metais e Ligas Ltda. | BRAZIL | ||
| Tin |
Melt Metais e Ligas S.A. | BRAZIL | ||
| Tin |
PT ATD Makmur Mandiri Jaya | INDONESIA | ||
| Tin |
O.M. Manufacturing Philippines, Inc. | PHILIPPINES | ||
| Tin |
PT Inti Stania Prima | INDONESIA | ||
| Tin |
CV Ayi Jaya | INDONESIA | ||
| Tin |
CV Dua Sekawan | INDONESIA | ||
| Tin |
CV Tiga Sekawan | INDONESIA | ||
| Tin |
Resind Industria e Comercio Ltda. | BRAZIL | ||
| Tin |
Metallo Belgium N.V. | BELGIUM | ||
| Tin |
Metallo Spain S.L.U. | SPAIN | ||
| Tin |
PT Bangka Prima Tin | INDONESIA | ||
| Tin |
PT Sukses Inti Makmur | INDONESIA | ||
| Tin |
PT Kijang Jaya Mandiri | INDONESIA | ||
| Tin |
PT Menara Cipta Mulia | INDONESIA | ||
| Tin |
PT O.M. Indonesia | INDONESIA | ||
| Tin |
HuiChang Hill Tin Industry Co., Ltd. | CHINA | ||
| Tin |
Gejiu Fengming Metallurgy Chemical Plant | CHINA | ||
| Tin |
Guanyang Guida Nonferrous Metal Smelting Plant | CHINA | ||
| Tin |
Modeltech Sdn Bhd | MALAYSIA | ||
| Tin |
Gejiu Jinye Mineral Company | CHINA | ||
| Tin |
PT Lautan Harmonis Sejahtera | INDONESIA | ||
| Tin |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | CHINA | ||
| Tungsten |
A.L.M.T. TUNGSTEN Corp. | JAPAN | ||
| Tungsten |
Kennametal Huntsville | UNITED STATES OF AMERICA | ||
| Tungsten |
Guangdong Xianglu Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Chongyi Zhangyuan Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Fujian Jinxin Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Global Tungsten & Powders Corp. | UNITED STATES OF AMERICA | ||
| Tungsten |
Hunan Chenzhou Mining Co., Ltd. | CHINA | ||
| Tungsten |
Hunan Chunchang Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten |
Japan New Metals Co., Ltd. | JAPAN | ||
| Tungsten |
Ganzhou Huaxing Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Kennametal Fallon | UNITED STATES OF AMERICA | ||
| Tungsten |
Tejing (Vietnam) Tungsten Co., Ltd. | VIET NAM | ||
| Tungsten |
Vietnam Youngsun Tungsten Industry Co., Ltd. | VIET NAM | ||
| Tungsten |
Wolfram Bergbau und Hutten AG | AUSTRIA | ||
| Tungsten |
Xiamen Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Yaosheng Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CHINA | ||
| Tungsten |
Malipo Haiyu Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Xiamen Tungsten (H.C.) Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Gan Bei Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Ganzhou Seadragon W & Mo Co., Ltd. | CHINA | ||
| Tungsten |
Asia Tungsten Products Vietnam Ltd. | VIET NAM | ||
| Tungsten |
Chenzhou Diamond Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CHINA | ||
| Tungsten |
H.C. Starck Tungsten GmbH | GERMANY | ||
| Tungsten |
H.C. Starck Smelting GmbH & Co. KG | GERMANY | ||
| Tungsten |
Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | VIET NAM | ||
| Tungsten |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CHINA | ||
| Tungsten |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CHINA | ||
| Tungsten |
Niagara Refining LLC | UNITED STATES OF AMERICA | ||
| Tungsten |
Ganzhou Haichuang Tungsten Co., Ltd. | CHINA | ||
| Tungsten |
Hydrometallurg, JSC | RUSSIAN FEDERATION | ||
| Tungsten |
Unecha Refractory metals plant | RUSSIAN FEDERATION | ||
| Tungsten |
South-East Nonferrous Metal Company Limited of Hengyang City | CHINA | ||
| Tungsten |
Philippine Chuangxin Industrial Co., Inc. | PHILIPPINES | ||
| Tungsten |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CHINA | ||
| Tungsten |
ACL Metais Eireli | BRAZIL | ||
| Tungsten |
Woltech Korea Co., Ltd. | KOREA, REPUBLIC OF | ||
| Tungsten |
Moliren Ltd. | RUSSIAN FEDERATION | ||
| Tungsten |
Hunan Litian Tungsten Industry Co., Ltd. | CHINA | ||
Addendum B
Countries of Origin of Conflict Minerals
Based on RMI’s RCOI report dated March 18, 2018
Countries of Origin of Conflict Minerals
| Australia |
Honduras | Russian Federation | ||
| Austria |
India | Rwanda | ||
| Benin |
Indonesia | Senegal | ||
| Bolivia |
Ireland | Sierra Leone | ||
| Brazil |
Japan | South Africa | ||
| Burundi |
Kazakhstan | Spain | ||
| Canada |
Laos | Thailand | ||
| Chile |
Madagascar | Togo | ||
| China |
Malaysia | Uganda | ||
| Colombia |
Mali | United Kingdom | ||
| Democratic Republic of the Congo |
Mexico | United States of America | ||
| Ecuador |
Mongolia | Uzbekistan | ||
| Eritrea |
Mozambique | Viet Nam | ||
| Ethiopia |
Myanmar | Zimbabwe | ||
| France |
Namibia | |||
| Germany |
Nicaragua | |||
| Ghana |
Nigeria | |||
| Guatemala |
Panama | |||
| Guinea |
Peru | |||
| Guyana |
Portugal | |||