Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Heritage Global Inc.

CIK 0000849145HGBL· quarter ending 2026-06-30

Shares outstanding

34,639,445

as of 2026-08-01 · 10-Q cover page, filed 2026-08-13

Held by 13F filers

11,826,512

34.1% of shares outstanding

Holders

-2 vs 2026-03-31 · 3 new, 5 exited

Value

$14.3M

shares -13.9% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-13, as of 2026-08-01)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	HGBL · NASDAQ	34,639,445	11,826,512	34.1%	36	42727E103

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	42727E103	COM	36	11,826,512	34,639,445	34.1%	$14.3M	—	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (36 of 36 · 42727E103)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	Mink Brook Asset Management LLC	2,273,077	6.56%	$2.8M	+34,821 (+1.6%)
2	PUNCH & ASSOCIATES INVESTMENT MANAGEMENT, INC.	2,021,458	5.84%	$2.4M	-222,690 (-9.9%)
3	Topline Capital Management, LLC	1,785,488	5.15%	$2.2M	—
4	VANGUARD CAPITAL MANAGEMENT LLC	1,393,638	4.02%	$1.7M	-263,909 (-15.9%)
5	Truffle Hound Capital, LLC	1,100,000	3.18%	$1.3M	—
6	Koshinski Asset Management, Inc.	917,304	2.65%	$1.1M	—
7	Militia Capital Management LLC	563,873	1.63%	$682K	-1,127,746 (-66.7%)
8	GEODE CAPITAL MANAGEMENT, LLC	359,349	1.04%	$435K	+17,215 (+5.0%)
9	RENAISSANCE TECHNOLOGIES LLC	249,617	0.72%	$302K	+5,300 (+2.2%)
10	Ridgewood Investments LLC	222,165	0.64%	$269K	-15,000 (-6.3%)
11	DIMENSIONAL FUND ADVISORS LP	179,234	0.52%	$217K	-25,310 (-12.4%)
12	BlackRock, Inc.	168,422	0.49%	$204K	+21,383 (+14.5%)
13	VANGUARD FIDUCIARY TRUST CO	167,270	0.48%	$202K	+1,222 (+0.7%)
14	STATE STREET CORP	116,566	0.34%	$141K	—
15	NORTHERN TRUST CORP	51,204	0.15%	$62K	+14,339 (+38.9%)
16	JANE STREET GROUP, LLC	42,957	0.12%	$52K	+23,948 (+126.0%)
17	CITADEL ADVISORS LLC	38,312	0.11%	$46K	NEW
18	GOLDMAN SACHS GROUP INC	34,800	0.10%	$42K	-421 (-1.2%)
19	NorthRock Partners, LLC	34,139	0.10%	$41K	—
20	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	25,758	0.07%	$32K	—
21	MORGAN STANLEY	18,668	0.05%	$23K	—
22	EVERGREEN CAPITAL MANAGEMENT LLC	11,878	0.03%	$14K	—
23	ACADIAN ASSET MANAGEMENT LLC	11,491	0.03%	$13K	-5,203 (-31.2%)
24	Vanguard Global Advisers, LLC	10,769	0.03%	$13K	—
25	XTX Topco Ltd	10,000	0.03%	$12K	-3,934 (-28.2%)
26	ROYAL BANK OF CANADA	5,782	0.02%	$7K	—
27	Tower Research Capital LLC (TRC)	5,429	0.02%	$7K	+1,769 (+48.3%)
28	Parallel Advisors, LLC	4,000	0.01%	$5K	—
29	OSAIC HOLDINGS, INC.	2,740	0.01%	$3K	+500 (+22.3%)
30	TD Waterhouse Canada Inc.	698	0.00%	$839	—
31	BARCLAYS PLC	165	0.00%	$200	NEW
32	Smartleaf Asset Management LLC	100	0.00%	$122	—
33	UBS Group AG	96	0.00%	$116	-2,779 (-96.7%)
34	Archer Investment Corp	50	0.00%	$60	+25 (+100.0%)
35	HARBOUR INVESTMENTS, INC.	9	0.00%	$11	—
36	Caitong International Asset Management Co., Ltd	6	0.00%	$7	NEW

Exited since 2026-03-31 (5 filers; largest 5 shown)

Evernest Financial Advisors, LLC	−194,000
Rothschild Wealth LLC	−81,366
Man Group plc	−79,690
SUSQUEHANNA INTERNATIONAL GROUP, LLP	−46,533
CITIGROUP INC	−4,155

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Ross Dove	SCHEDULE 13D/A	2026-09-29	2026-09-25	2,021,917	5.8%
Vanguard Capital Management	SCHEDULE 13G/A	2026-07-31	2026-06-30	1,571,677	4.52%
Punch & Associates Investment Management, Inc.	SCHEDULE 13G/A	2026-05-15	2026-03-31	2,244,148	6.5%
Mink Brook Asset Management LLC	SCHEDULE 13G/A	2026-04-06	2026-03-31	2,238,256	6.4%
Mink Brook Capital GP LLC	SCHEDULE 13G/A	2026-04-06	2026-03-31	2,238,256	6.4%
Mink Brook Opportunity Fund LP	SCHEDULE 13G/A	2026-04-06	2026-03-31	1,001,396	2.9%
Mink Brook Partners LP	SCHEDULE 13G/A	2026-04-06	2026-03-31	1,236,860	3.6%
William Mueller	SCHEDULE 13G/A	2026-04-06	2026-03-31	2,238,256	6.4%
The Vanguard Group	SCHEDULE 13G/A	2026-03-27	2026-03-13	0	0%
Collin McBirney	SCHEDULE 13G/A	2025-02-10	2024-12-31	1,927,096	5.1%
Topline Capital Management, LLC	SCHEDULE 13G/A	2025-02-10	2024-12-31	1,927,096	5.1%
Topline Capital Partners, LP	SCHEDULE 13G/A	2025-02-10	2024-12-31	1,927,096	5.1%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.