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REGAL ONE CORP

SIC 3564 · Industrial & Commercial Fans & Blowers & Air Purifying Equip

$PIAC

REGAL ONE CORP

CIK:0000845385|SEC Filings

Statements of Operations (Unaudited) - USD ($)

3 Months Ended

6 Months Ended

Jun. 30, 2026

Jun. 30, 2025

Jun. 30, 2026

Jun. 30, 2025

INVESTMENT INCOME

Interest income from control investments

$ 342,190

$ 23,913

$ 412,103

$ 92,470

2

15

6

32

Total investment income

345,681

27,417

419,086

99,479

OPERATING EXPENSES

Management fees

34,205

46,815

72,365

95,575

Administration fees

89,875

107,025

179,750

214,049

29,400

20,800

92,400

119,600

Professional fees

6,405

24,595

14,280

24,595

16,140

28,332

44,816

70,220

22,500

22,500

45,000

45,000

Directors’ fees

43,125

38,625

81,750

81,750

Insurance expense

39,444

32,836

71,920

65,312

Other general and administrative expenses

24,901

41,013

54,437

66,792

Total operating expenses

305,995

362,541

656,718

782,893

Net investment income (loss) before taxes

39,686

(335,124)

(237,632)

(683,414)

Income tax expense

114

570

228

684

Net investment income (loss) after taxes

39,572

(335,694)

(237,860)

(684,098)

Net change in unrealized gain (loss) on:

Net change in unrealized loss on investments

(103,374)

(178,885)

(458,421)

(1,880,650)

Net unrealized loss on investments

(103,374)

(178,885)

(458,421)

(1,880,650)

Net decrease in net assets resulting from operations

^[1]

$ (63,802)

$ (514,579)

$ (696,281)

$ (2,564,748)

Net investment income (loss) per share

Basic (in Dollars per share)

$ 0

$ (0.003)

$ (0.002)

$ (0.006)

Diluted (in Dollars per share)

0

(0.003)

(0.002)

(0.006)

Net decrease in net assets resulting from operations per share

Basic (in Dollars per share)

^[1]

(0.001)

(0.004)

(0.006)

(0.021)

Diluted (in Dollars per share)

^[1]

$ (0.001)

$ (0.004)

$ (0.006)

$ (0.021)

Weighted average shares of common stock outstanding

Basic (in Shares)

^[1],[2]

120,486,061

120,486,061

120,486,061

120,486,061

Diluted (in Shares)

^[1]

120,486,061

120,486,061

120,486,061

120,486,061

Non-control/non-affiliate investments

INVESTMENT INCOME

$ 3,489

$ 3,489

$ 6,977

$ 6,977

Net change in unrealized gain (loss) on:

Net change in unrealized loss on investments

(365,835)

280,977

(609,724)

(140,898)

Control investments

Net change in unrealized gain (loss) on:

Net change in unrealized loss on investments

$ 262,461

$ (459,862)

$ 151,303

$ (1,739,752)

[1]	Per share data based on weighted average shares outstanding.
[2]	Financial highlights are based on weighted average shares outstanding.

Statements of Cash Flows (Unaudited) - USD ($)

6 Months Ended

Jun. 30, 2026

Jun. 30, 2025

Cash flows from operating activities:

Net decrease in net assets resulting from operations

^[1]

$ (696,281)

$ (2,564,748)

Adjustments to reconcile net increase (decrease) in net assets resulting from operations to net cash provided by (used in) operating activities:

Net change in unrealized loss on investments

458,421

1,880,650

Purchase of investments

(20,000)

Changes in operating assets and liabilities:

Due from portfolio companies

(10,227)

(525)

Interest receivable

15,349

18,961

Prepaid expenses

61,744

(66,361)

Accrued management fees

72,365

(8,471)

Accounts payable

131,380

186,473

Due to affiliates

129,750

228

228

Accrued expenses and other liabilities

26,649

(5,851)

Net cash provided by (used in) operating activities

189,378

(579,644)

Net increase (decrease) in cash, cash equivalents and restricted cash

189,378

(579,644)

Cash, cash equivalents and restricted cash at beginning of period

246,832

1,295,864

Cash, cash equivalents and restricted cash at end of period

436,210

716,220

Supplemental disclosure of cash flow financing activities:

Income tax paid

$ 456

[1]	Per share data based on weighted average shares outstanding.

Statements of Assets and Liabilities - USD ($)

Jun. 30, 2026

Dec. 31, 2025

Total investments at fair value

$ 13,803,034

^[1]

$ 14,261,455

Cash and cash equivalents

431,210

241,832

Restricted cash

5,000

5,000

Due from portfolio companies

44,624

34,397

Interest receivable, net of allowance for bad debt of $0 and $0, respectively

133,372

148,721

Prepaid expenses

5,450

67,194

14,422,690

14,758,599

LIABILITIES

Accrued management fees

207,738

135,373

Accounts payable

261,770

130,390

Due to affiliates

^[2]

324,375

194,625

684

456

Accrued expenses and other liabilities

61,403

34,754

Total liabilities

855,970

495,598

13,566,720

14,263,001

Common Stock, par value $0.001 per share (250,000,000 shares authorized; 120,486,061 shares issued and outstanding at June 30, 2026 and December 31, 2025)

120,486

120,486

Paid-in capital

64,868,884

64,868,884

Accumulated deficit

(51,422,650)

(50,726,369)

Total net assets

$ 13,566,720

$ 14,263,001

Net asset value per share (in Dollars per share)

$ 0.112

$ 0.118

Control Investments

Total investments at fair value

$ 12,339,698

$ 12,188,395

Non-control/non-affiliate investments

Total investments at fair value

$ 1,463,336

$ 2,073,060

[1]	See Note 5 of the Notes to Financial Statements for a discussion of the methodologies used to value securities in the portfolio.
[2]	Amounts under Due to affiliates are for accrued amounts payable to the Company’s investment advisor, House Hanover, LLC, for the reimbursement of administration fees that it incurs on the Company’s behalf (Note 6).