AMERIPRISE FINANCIAL INC

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Annual Report of Proxy Voting Record of Registered Management Investment Company

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Other Events

Prospectus Supplement for Delayed or Continuous Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Submission of Matters to a Vote of Security Holders

Results of Operations and Financial Condition

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual report pursuant to Section 13 or 15(d) (amendment)

Annual report pursuant to Section 13 or 15(d)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Results of Operations and Financial Condition

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual Report of Proxy Voting Record of Registered Management Investment Company

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

General form for quarterly reports under Section 13 or 15(d)

Submission of Matters to a Vote of Security Holders

Results of Operations and Financial Condition

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Other Events

Prospectus Supplement for Delayed or Continuous Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

Annual report pursuant to Section 13 or 15(d)

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Results of Operations and Financial Condition

Entry into a Material Definitive Agreement

General form for quarterly reports under Section 13 or 15(d)

Results of Operations and Financial Condition

Annual Report of Proxy Voting Record of Registered Management Investment Company

General form for quarterly reports under Section 13 or 15(d)

2.02,9.01

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

General form for quarterly reports under Section 13 or 15(d)

5.03,5.07,9.01

2.02,9.01

Annual Report Scanned (Paper)

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Preliminary Proxy Statement

Automatic Shelf Registration

Annual report pursuant to Section 13 or 15(d)

Prospectus Supplement for Delayed or Continuous Offering

Free Writing Prospectus

Prospectus Supplement for Primary Offering

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

General form for quarterly reports under Section 13 or 15(d)

Post Effective Amendment to S-8

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Additional Information for Proxy Statement/ Votes

Annual Report Scanned (Paper)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Prospectus Supplement for Delayed or Continuous Offering

Prospectus Supplement for Primary Offering

Free Writing Prospectus

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Prospectus Supplement for Delayed or Continuous Offering

Prospectus Supplement for Primary Offering

Free Writing Prospectus

General form for quarterly reports under Section 13 or 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Annual report pursuant to Section 13 or 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Definitive Proxy Statement

Additional Information for Proxy Statement/ Votes

Automatic Shelf Registration

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

Additional Information for Proxy Statement/ Votes

Additional Information for Proxy Statement/ Votes

Definitive Proxy Statement

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Annual reports of employee stock purchase savings and similar plans pursuant to Section 15(d)

Letter from the SEC