CAPSTONE COMPANIES, INC.

General form for quarterly reports under Section 13 or 15(d)

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

General form for quarterly reports under Section 13 or 15(d)

Notification of late filing of Form 10-K

Annual report pursuant to Section 13 or 15(d)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

Regulation FD Disclosure

General form for quarterly reports under Section 13 or 15(d)

Regulation FD Disclosure

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Changes in Registrant's Certifying Accountant

Annual report pursuant to Section 13 or 15(d) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Entry into a Material Definitive Agreement

Annual report pursuant to Section 13 or 15(d)

Entry into a Material Definitive Agreement

Other Events

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Entry into a Material Definitive Agreement

Entry into a Material Definitive Agreement

5.02,7.01,9.01

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

Beneficial ownership report for a holder of more than 5% (Schedule 13D) (amendment)

<ITEMS>06b

Entry into a Material Definitive Agreement

Regulation FD Disclosure

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

Departure of Directors or Certain Officers; Election of Directors; Appointment of Certain Officers: Compensatory Arrangements of Certain Officers

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

Definitive information statement

General form for quarterly reports under Section 13 or 15(d)

No description available

Annual report pursuant to Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

General form for quarterly reports under Section 13 or 15(d)

06b

Definitive information statement

06b

06b

06b

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

06b

06b

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Correspondence with the SEC

Correspondence with the SEC

Letter from the SEC

Definitive information statement

06b

06b

Definitive information statement

No description available

Definitive information statement

Definitive information statement

Letter from the SEC

Correspondence with the SEC

Letter from the SEC

Definitive information statement

Notice of Effectiveness

Post-effective amendment to a registration statement

Registration statement under Securities Act of 1933 to be offered to employees pursuant to certain plans

No description available

No description available

Notice of Effectiveness

Amended Initial Registration Statement

Registration (IPO) statement under Securities Act of 1933

06

No description available

No description available

06

Withdrawal of a registration statement

Post-effective amendment to a registration statement

Registration (IPO) statement under Securities Act of 1933

No description available

No description available

Additional Information for Proxy Statement/ Votes

Preliminary Proxy Statement

Additional Information for Proxy Statement/ Votes

Perez Dana Eschenburg

Guzy Jeffrey J

Wallach Stewart

Perez Dana Eschenburg

Rosen Brian M

Wallach Stewart

Wallach Stewart

Rosen Brian M

Session Warner H

POSTAL JEFFREY

Wolf George W

Wolf George W

Jacobs Alexander

Wallach Stewart

Guzy Jeffrey J

Guzy Jeffrey J