Exhibit 1.01
Verizon Communications Inc. Conflict Minerals Report for Calendar Year 2017
This is the Conflict Minerals Report (“CMR”) of Verizon Communications Inc. (“Verizon”, “Company” or “we”) for the reporting period covering January 1, 2017 through December 31, 2017 in accordance with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Conflict Minerals Rule”) and Form SD.
Introduction
The Conflict Minerals Rule requires issuers to annually file a Form SD with the United States Securities and Exchange Commission (“SEC”) to disclose information regarding the use and origin of “Conflict Minerals” necessary for the functionality or production of products manufactured or contracted to be manufactured by such issuer. Under the Conflict Minerals Rule, “Conflict Minerals” currently include columbite-tantalite (coltan), cassiterite, gold, wolframite, and also their derivatives tantalum, tin and tungsten. We refer to gold, tantalum, tin and tungsten collectively as “3TG”. The purpose of the Conflict Minerals Rule is to discover if covered issuers’ use of 3TG may have directly or indirectly financed or benefitted armed groups in the Democratic Republic of Congo and its adjoining countries (the “DRC Region”).
This CMR describes how Verizon’s Conflict Minerals compliance program is designed, as well as what steps have been taken to implement the compliance program, conduct in good faith an investigation as to the country of origin of the minerals used in the Verizon products that are within the scope of the Conflict Minerals Rule, and perform due diligence on the source and chain of custody of such minerals (see “Product Description and Determination”).
This CMR is based on information available at the time of filing. This CMR may contain forward-looking statements regarding steps to be taken in the future as we improve our measures with respect to 3TG, and those statements are subject to risks and uncertainties. References to any website in this Form SD or CMR do not incorporate information from that website within this filing.
Forward-looking statements are subject to risks and uncertainties that could cause actual actions or performance to differ materially from those expressed in the forward-looking statements. These risks and uncertainties include, but are not limited to, (1) the implementation of satisfactory traceability and other compliance measures by our direct and indirect suppliers on a timely basis or at all, (2) whether smelters and refiners and other market participants responsibly source Conflict Minerals, (3) internal and external resource constraints, and (4) political and regulatory developments, whether in the DRC Region, the United States or elsewhere. You are cautioned not to place undue reliance on these forward-looking statements, which speak only as of the date of filing of this CMR. We do not intend, and undertake no obligation, to publish revised forward-looking statements to reflect events or circumstances after the date of filing of this CMR or to reflect the occurrence of unanticipated events.
Reasonable Country of Origin Inquiry
In accordance with the Conflict Minerals Rule, Verizon’s compliance process includes a “reasonable country of origin inquiry” (“RCOI”) seeking the location of the smelter/refiner facilities used to refine or process the 3TG used in products that are within the scope of the Conflict Minerals Rule. With respect to the products described in the “Product Description and
Determination” section of this CMR (the “Covered Product”), Verizon requested that its relevant supplier complete a Conflict Minerals Reporting Template (the “CMRT Template”) to support the RCOI. The CMRT Template was developed by the Responsible Minerals Initiative (the “RMI,” see http://www.responsiblemineralsinitiative.org/) to assist companies in determining the smelter/refiner facilities contributing 3TG to their products. The CMRT Template requests information regarding a supplier’s own Conflict Minerals diligence policies, in addition to the identification of smelter/refiner facilities within the supply chain, and the country of origin of the 3TG used by such facilities. Verizon is a member of the RMI, and uses data available to RMI members to further assess the supplier’s CMRT Template response – see the section below titled “Identifying and Assessing Risks”.
Verizon’s Compliance Framework
In addition to Verizon’s compliance with the due diligence required by the Conflict Minerals Rule, Verizon has adopted a five-step framework recommended by the Organization for Economic Cooperation and Development in its Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas and accompanying Supplements (the “OECD Guidance”) as applicable for “downstream companies” (as defined in the OECD Guidance), such as Verizon. The OECD Guidance includes the following steps that downstream companies should include in their Conflict Minerals compliance program:
| ➣ | Establish Strong Company Management Systems |
| ➣ | Identify and Assess Risk in the Supply Chain |
| ➣ | Design and Implement a Strategy to Respond to Risks |
| ➣ | Audit Third-Party Supply Chain Due Diligence |
| ➣ | Publicly Report Supply Chain Due Diligence |
ESTABLISHMENT OF STRONG COMPANY MANAGEMENT SYSTEMS
Verizon has taken the following steps to strengthen its company management systems with respect to Conflict Minerals matters:
• Instituted a Conflict Minerals Policy. Our Conflict Minerals policy communicates Verizon’s perspective regarding the use of Conflict Minerals, our support of certain cross-industry efforts to address them, and our intent to avoid sourcing 3TG that directly or indirectly benefit non-state armed groups. It also references (and excerpts) a section within our Supplier Code of Conduct devoted to Conflict Minerals. That Supplier Code of Conduct subsection sets forth expectations for our suppliers, including the need for suppliers to assist us with any required RCOI investigations, and the requirement that suppliers of applicable products complete a CMRT Template to support our Conflict Minerals due diligence programs. Our Conflict Minerals policy can be found on the web at: http://www.verizon.com/about/our-company/company-policies
• Created a Team of Appropriate Personnel to Support Conflict Minerals Due Diligence. We assembled an internal team to support our compliance plan. The team includes representatives from our Legal, Sustainability, Global Corporate Citizenship, Supply Chain, External Communications and Internal Audit functions, as well as the appropriate Sourcing teams responsible for managing relevant supplier relationships. Team members periodically review the goals for our Conflict Minerals compliance program, with Legal, Sourcing and Supply Chain teams taking primary responsibility for supplier-facing diligence and compliance measures.
• Established a System of Controls and Transparency over the Mineral Supply Chain. Because Verizon does not typically contract to manufacture the products associated with our business, much of our visibility into the mineral supply chain must necessarily come via our suppliers. Verizon has inserted a detailed set of contractual provisions in its supply contracts for products within the scope of Verizon’s reporting obligations under the Conflict Minerals Rule. The provisions require the supplier to establish processes consistent with the Conflict Minerals Rule and the OECD Framework in order to determine the facilities from which the 3TG originates. The contract provisions also require the supplier’s periodic engagement with Verizon with respect to Conflict Minerals due diligence and the supplier’s completion of a CMRT Template for review by Verizon.
The contractual provisions described above are detailed and collaborative, requiring periodic meetings and resource dedication to assure that due diligence proceeds throughout each reporting period. The collaborative nature of the provisions is designed to strengthen engagement with our suppliers in accordance with the OECD Framework. The contractual provisions are separate and in addition to the Conflict Minerals-related obligations contained within our Supplier Code of Conduct and our Conflict Minerals policy.
• Provided a Company-level Grievance Mechanism. — In accordance with our public Supplier Code of Conduct, issues with respect to Conflict Minerals can be reported at any time to our Office of Ethics and Business Conduct through the VZ Compliance Guideline at 844-VZGUIDE (844.894.8433) (within the U.S.), (+)800.0.624.0007 (outside the U.S.), or online at www.verizonguideline.com.
IDENTIFYING AND ASSESSING RISKS
We use the CMRT Template for data collection in connection with our RCOI. The contractual provisions referred to above provide a schedule for the supplier’s delivery of the CMRT Template first in draft and then final form, allowing additional time to address any ‘red flags’ as required by the Conflict Minerals Rule. Typically, the CMRT Template reflects the list of smelter/refiner facilities known by the supplier, or reported to our direct supplier by its own sub-tier suppliers, that contribute 3TG contained in the product to which the CMRT Template relates.
To assist in determining whether due diligence is necessary, Verizon compares the list of smelter/refiner facilities disclosed by our supplier with available information about the regions from which those facilities source 3TG. As a RMI member, Verizon has access to minerals sourcing information for smelter/refiner facilities known to the RMI’s assessment program, called the “Responsible Minerals Assurance Process.” Where some of the smelter/refiner facilities disclosed by our supplier are indicated by the RMI’s country of origin data to source 3TG from the DRC Region, or Verizon otherwise has a reason to believe based on the RCOI that 3TG in our supplier’s products may have come from the DRC Region, Verizon will exercise due diligence on the source and chain of custody of the 3TG within the affected Verizon products.
Due Diligence
Verizon designed its due diligence framework to conform, in all material respects, with the OECD Guidance as applicable for “downstream companies” (as defined in the OECD Framework), taking into account Verizon’s position in the 3TG supply chain and the fact that Verizon does not typically contract to manufacture the products associated with its business, and typically has limited engagement with suppliers beyond its direct suppliers.
Verizon’s due diligence framework and actions are described below in the sections titled “Responding to Identified Risks” and “Auditing Supply Chain Due Diligence.”
RESPONDING TO IDENTIFIED RISKS
In addition to instituting a Conflict Minerals Policy, we have implemented a risk management process to respond to identified risks, actively involving the direct supplier where necessary to increase commercial leverage on upstream suppliers.
The risk management process largely relies on suppliers’ CMRT Template submissions. We compare CMRT Template responses to data provided by the RMI to determine whether the smelter/refiner facilities disclosed by our supplier have engaged in the RMI’s Responsible Minerals Assurance Process. Where smelter/refiner facilities are not indicated to be “conformant” (indicating that the smelter/refiner conforms to the RMI’s Responsible Minerals Assurance Process assessment protocols) or “complete pending audit” (indicating that those smelters/refiners that are currently enrolled in the RMI’s assessment program but have not undergone an on-site audit for the applicable compliance period, and while these smelters/refiners have sent in certain required information to show their full sourcing information, the information provided has not been validated by a third party auditor) within the RMI’s assessment program, we engage our supplier for further information and to cooperate on measures to mitigate identified risks. This will typically involve written communication sent by our direct supplier, or by Verizon, to selected upstream suppliers, asking them to consider redirecting their minerals sourcing toward smelter/refiner facilities that are either RMI-conformant, are “complete pending audit” within the RMI program, or have indicated to be undertaking corrective action within the RMI program.
We consider whether additional risk mitigation steps are necessary, such as disengaging or suspending trade with our supplier. We did not view any suspension or disengagement necessary in 2017, largely due to the high level of cooperation from our supplier.
We brief senior management on the results of our risk assessment and mitigation activities.
AUDITING SUPPLY CHAIN DUE DILIGENCE
Because we do not have a direct relationship with any smelter/refiner facilities for minerals contained in our products, we are unable to conduct audits of these entities. Instead, as recommended by the OECD Framework, we participate in industry initiatives for the development and implementation of a smelter/refiner audit program through our membership in the RMI, which administers the Responsible Minerals Assurance Process, which includes an audit.
PUBLICALLY REPORTING ON SUPPLY CHAIN DUE DILIGENCE
Our Form SD and CMR for 2017 are publicly available on Verizon’s website at http://www.verizon.com/about/investors/financial-reporting.
Due Diligence Performed and Results
Verizon determined as a result of its RCOI conducted in 2017 that some of the included smelter/refiner facilities that were disclosed may have sourced 3TG from within the DRC Region. Verizon accessed data about those smelter/refiner facilities disclosed to us that have engaged with the RMI to undergo an independent audit of the measures those smelter/refiner facilities have in place to assure that they are sourcing only conflict-free 3TG. We further analyzed the CMRT responses to determine which of the smelter/refiner facilities disclosed by our supplier were indicated to be “conformant” under the RMI’s assessment program. Where smelter/refiner facilities were not listed as conformant with the RMI’s assessment protocols or were not listed as “complete pending audit” within the RMI’s assessment program, we engaged our supplier for further information and a strategy to manage and mitigate identified risks. Our direct supplier reviewed CMRT Template disclosures from second-tier suppliers to identify which second-tier suppliers were sourcing 3TG from smelter/refiner facilities that were not RMI-conformant smelter/refiner facilities, nor “complete pending audit”.
Due to our downstream position in the supply chain, we believe that seeking information about 3TG smelter/refiner facilities in our supply chain and otherwise participating in the RMI’s assessment program as described represents a reasonable effort to determine the mines or locations of origin of 3TG in our supply chain.
As a result of the due diligence described above, we identified, based on data we received from our supplier, 244 unique smelter/refiner facilities contributing 3TG contained in our Covered Product for 2017.
Based on data we received from our supplier, we believe that the smelter/refiner facilities listed (with their geographic location) on Annex I may have contributed 3TG to our Covered Product.
Of the 244 smelter/refiner facilities identified, 243 were included on the RMI’s list of conformant smelters/refiners as of March 2018. The remaining smelter/refiner facility was later indicated to have become conformant based on publically-accessible data provided by RMI. Based on data we have access to as members of the RMI regarding conformant smelter/refiner facilities, we believe that the 3TG used in our Covered Product from those smelter/refiner facilities may have come from the countries listed on Annex II or from recycled or scrap materials. Certain of the RMI-conformant smelter/refiner facilities have not disclosed their sourcing locations to the RMI, so additional countries may have contributed 3TG to those facilities.
Of the 244 smelter/refiner facilities listed as conformant, 46 were reflected as “complete pending audit” within the RMI’s assessment program as of March 2018.
Consistent with our Conflict Minerals Policy, which encourages the responsible sourcing of minerals from within the DRC Region, 17 RMI-conformant facilities sourced from within the DRC Region and an additional 15 RMI-conformant facilities sourced from the Democratic Republic of Congo itself. Seventeen conformant smelters/refiners that did not directly source from the Democratic Republic of Congo disclosed to the RMI that they indirectly sourced from other conformant smelters within the Democratic Republic of Congo.
Steps Taken Or To Be Taken In 2018 To Mitigate Risk And Improve Due Diligence:
Throughout 2018, Verizon and its supplier will follow up on the communication steps described in “RESPONDING TO IDENTIFIED RISKS” and will assess alternative sources of 3TG where improvement is not shown.
In 2018, we will continue to do the following:
| • | Engage with suppliers to gain better visibility into our 3TG supply chains, and encourage the further adoption of the CMRT Template; |
| • | Be an active member of the RMI; and |
| • | Work with direct suppliers and engage with our supply chain to increase the quality of the data provided to us. |
In addition, as smelter/refiner auditing regimes mature, we will refine and improve contractual provisions that direct suppliers to prefer sources from smelter/refiner facilities that are listed as certified by the RMI.
PRODUCT DESCRIPTION AND DETERMINATION
The due diligence measures set forth above were undertaken with respect to suppliers of the product that Verizon contracts to manufacture listed below. After taking those due diligence measures, we are not able to determine whether, for all of the 3TG smelter/refiner facilities used in our supply chain, those smelter/refiner facilities sourced 3TG from the DRC Region and, if so, whether that 3TG was sourced from recycled, scrap, or other conflict-free sources.
| • | Fios Gateway Router |
Annex I
| Metal |
Smelter |
Country | ||
| Gold | Advanced Chemical Company | United States of America | ||
| Gold | Aida Chemical Industries Co., Ltd. | Japan | ||
| Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | Germany | ||
| Gold | Almalyk Mining and Metallurgical Complex (AMMC) | Uzbekistan | ||
| Gold | AngloGold Ashanti Corrego do Sitio Mineracao | Brazil | ||
| Gold | Argor-Heraeus S.A. | Switzerland | ||
| Gold | Asahi Pretec Corp. | Japan | ||
| Gold | Asaka Riken Co., Ltd. | Japan | ||
| Gold | Aurubis AG | Germany | ||
| Gold | Bangko Sentral ng Pilipinas (Central Bank of the Philippines) | Philippines | ||
| Gold | Boliden AB | Sweden | ||
| Gold | C. Hafner GmbH + Co. KG | Germany | ||
| Gold | CCR Refinery—Glencore Canada Corporation | Canada | ||
| Gold | Chimet S.p.A. | Italy | ||
| Gold | Daejin Indus Co., Ltd. | Korea, Republic of | ||
| Gold | DSC (Do Sung Corporation) | Korea, Republic of | ||
| Gold | DODUCO Contacts and Refining GmbH | Germany | ||
| Gold | Dowa | Japan | ||
| Gold | Eco-System Recycling Co., Ltd. | Japan | ||
| Gold | OJSC Novosibirsk Refinery | Russian Federation | ||
| Gold | Heimerle + Meule GmbH | Germany | ||
| Gold | Heraeus Metals Hong Kong Ltd. | China | ||
| Gold | Heraeus Precious Metals GmbH & Co. KG | Germany | ||
| Gold | Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. | China | ||
| Gold | Ishifuku Metal Industry Co., Ltd. | Japan | ||
| Gold | Istanbul Gold Refinery | Turkey | ||
| Gold | Japan Mint | Japan | ||
| Metal |
Smelter |
Country | ||
| Gold | Jiangxi Copper Co., Ltd. | China | ||
| Gold | Asahi Refining USA Inc. | United States of America | ||
| Gold | Asahi Refining Canada Ltd. | Canada | ||
| Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | Russian Federation | ||
| Gold | JSC Uralelectromed | Russian Federation | ||
| Gold | JX Nippon Mining & Metals Co., Ltd. | Japan | ||
| Gold | Kazzinc | Kazakhstan | ||
| Gold | Kennecott Utah Copper LLC | United States of America | ||
| Gold | Kojima Chemicals Co., Ltd. | Japan | ||
| Gold | Kyrgyzaltyn JSC | Kyrgyzstan | ||
| Gold | LS-NIKKO Copper Inc. | Korea, Republic of | ||
| Gold | Materion | United States of America | ||
| Gold | Matsuda Sangyo Co., Ltd. | Japan | ||
| Gold | Metalor Technologies (Suzhou) Ltd. | China | ||
| Gold | Metalor Technologies (Hong Kong) Ltd. | China | ||
| Gold | Metalor Technologies (Singapore) Pte., Ltd. | Singapore | ||
| Gold | Metalor Technologies S.A. | Switzerland | ||
| Gold | Metalor USA Refining Corporation | United States of America | ||
| Gold | Metalurgica Met-Mex Penoles S.A. De C.V. | Mexico | ||
| Gold | Mitsubishi Materials Corporation | Japan | ||
| Gold | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
| Gold | Moscow Special Alloys Processing Plant | Russian Federation | ||
| Gold | Nadir Metal Rafineri San. Ve Tic. A.S. | Turkey | ||
| Gold | Nihon Material Co., Ltd. | Japan | ||
| Gold | Ohura Precious Metal Industry Co., Ltd. | Japan | ||
| Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) |
Russian Federation | ||
| Gold | PAMP S.A. | Switzerland | ||
| Metal |
Smelter |
Country | ||
| Gold | Prioksky Plant of Non-Ferrous Metals | Russian Federation | ||
| Gold | PT Aneka Tambang (Persero) Tbk | Indonesia | ||
| Gold | PX Precinox S.A. | Switzerland | ||
| Gold | Rand Refinery (Pty) Ltd. | South Africa | ||
| Gold | Royal Canadian Mint | Canada | ||
| Gold | Samduck Precious Metals | Korea, Republic of | ||
| Gold | Schone Edelmetaal B.V. | Netherlands | ||
| Gold | SEMPSA Joyeria Plateria S.A. | Spain | ||
| Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | China | ||
| Gold | Sichuan Tianze Precious Metals Co., Ltd. | China | ||
| Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | Russian Federation | ||
| Gold | Solar Applied Materials Technology Corp. | Taiwan, Province of China | ||
| Gold | Sumitomo Metal Mining Co., Ltd. | Japan | ||
| Gold | Tanaka Kikinzoku Kogyo K.K. | Japan | ||
| Gold | The Refinery of Shandong Gold Mining Co., Ltd. | China | ||
| Gold | Tokuriki Honten Co., Ltd. | Japan | ||
| Gold | Torecom | Korea, Republic of | ||
| Gold | Umicore Brasil Ltda. | Brazil | ||
| Gold | Umicore S.A. Business Unit Precious Metals Refining | Belgium | ||
| Gold | United Precious Metal Refining, Inc. | United States of America | ||
| Gold | Valcambi S.A. | Switzerland | ||
| Gold | Western Australian Mint (T/a The Perth Mint) | Australia | ||
| Gold | Yamakin Co., Ltd. | Japan | ||
| Gold | Yokohama Metal Co., Ltd. | Japan | ||
| Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | China | ||
| Gold | Gold Refinery of Zijin Mining Group Co., Ltd. | China | ||
| Gold | Umicore Precious Metals Thailand | Thailand | ||
| Gold | Geib Refining Corporation | United States of America | ||
| Metal |
Smelter |
Country | ||
| Gold | MMTC-PAMP India Pvt., Ltd. | India | ||
| Gold | Republic Metals Corporation | United States of America | ||
| Gold | Singway Technology Co., Ltd. | Taiwan, Province of China | ||
| Gold | Al Etihad Gold LLC | United Arab Emirates | ||
| Gold | Emirates Gold DMCC | United Arab Emirates | ||
| Gold | T.C.A S.p.A | Italy | ||
| Gold | Korea Zinc Co., Ltd. | Korea, Republic of | ||
| Gold | SAAMP | France | ||
| Gold | SAXONIA Edelmetalle GmbH | Germany | ||
| Gold | WIELAND Edelmetalle GmbH | Germany | ||
| Gold | Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH | Austria | ||
| Gold | AU Traders and Refiners | South Africa | ||
| Tantalum | Changsha South Tantalum Niobium Co., Ltd. | China | ||
| Tantalum | Guangdong Rising Rare Metals-EO Materials Ltd. | China | ||
| Tantalum | Exotech Inc. | United States of America | ||
| Tantalum | F&X Electro-Materials Ltd. | China | ||
| Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | China | ||
| Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | China | ||
| Tantalum | Jiujiang Nonferrous Metals Smelting Company Limited | China | ||
| Tantalum | King-Tan Tantalum Industry Ltd. | China | ||
| Tantalum | LSM Brasil S.A. | Brazil | ||
| Tantalum | Metallurgical Products India Pvt., Ltd. | India | ||
| Tantalum | Mineracao Taboca S.A. | Brazil | ||
| Tantalum | Mitsui Mining and Smelting Co., Ltd. | Japan | ||
| Tantalum | NPM Silmet AS | Estonia | ||
| Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | China | ||
| Tantalum | QuantumClean | United States of America | ||
| Metal |
Smelter |
Country | ||
| Tantalum | RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
China | ||
| Tantalum | Solikamsk Magnesium Works OAO | Russian Federation | ||
| Tantalum | Taki Chemical Co., Ltd. | Japan | ||
| Tantalum | Telex Metals | United States of America | ||
| Tantalum | Ulba Metallurgical Plant JSC | Kazakhstan | ||
| Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | China | ||
| Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | China | ||
| Tantalum | D Block Metals, LLC | United States of America | ||
| Tantalum | FIR Metals & Resource Ltd. | China | ||
| Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | China | ||
| Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | China | ||
| Tantalum | KEMET Blue Metals | Mexico | ||
| Tantalum | H.C. Starck Co., Ltd. | Thailand | ||
| Tantalum | H.C. Starck Tantalum and Niobium GmbH | Germany | ||
| Tantalum | H.C. Starck Hermsdorf GmbH | Germany | ||
| Tantalum | H.C. Starck Inc. | United States of America | ||
| Tantalum | H.C. Starck Ltd. | Japan | ||
| Tantalum | H.C. Starck Smelting GmbH & Co. KG | Germany | ||
| Tantalum | Global Advanced Metals Boyertown | United States of America | ||
| Tantalum | Global Advanced Metals Aizu | Japan | ||
| Tantalum | KEMET Blue Powder | United States of America | ||
| Tantalum | Jiangxi Tuohong New Raw Material | China | ||
| Tantalum | Power Resources Ltd. | Macedonia, The Former Yugoslav | ||
| Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | Republic of China | ||
| Metal |
Smelter |
Country | ||
| Tin | Jiangxi Ketai Advanced Material Co., Ltd. | China | ||
| Tin | Alpha | United States of America | ||
| Tin | CV Gita Pesona | Indonesia | ||
| Tin | PT Aries Kencana Sejahtera | Indonesia | ||
| Tin | CV Serumpun Sebalai | Indonesia | ||
| Tin | CV United Smelting | Indonesia | ||
| Tin | Dowa | Japan | ||
| Tin | EM Vinto | Bolivia (Plurinational State of) | ||
| Tin | Fenix Metals | Poland | ||
| Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | China | ||
| Tin | Huichang Jinshunda Tin Co., Ltd. | China | ||
| Tin | Gejiu Kai Meng Industry and Trade LLC | China | ||
| Tin | China Tin Group Co., Ltd. | China | ||
| Tin | Malaysia Smelting Corporation (MSC) | Malaysia | ||
| Tin | Metallic Resources, Inc. | United States of America | ||
| Tin | Mineracao Taboca S.A. | Brazil | ||
| Tin | Minsur | Peru | ||
| Tin | Mitsubishi Materials Corporation | Japan | ||
| Tin | Nankang Nanshan Tin Manufactory Co., Ltd. | China | ||
| Tin | O.M. Manufacturing (Thailand) Co., Ltd. | Thailand | ||
| Tin | Operaciones Metalurgical S.A. | Bolivia (Plurinational State of) | ||
| Tin | PT Artha Cipta Langgeng | Indonesia | ||
| Tin | PT Babel Inti Perkasa | Indonesia | ||
| Tin | PT Bangka Tin Industry | Indonesia | ||
| Tin | PT Belitung Industri Sejahtera | Indonesia | ||
| Tin | PT Bukit Timah | Indonesia | ||
| Tin | PT DS Jaya Abadi | Indonesia | ||
| Tin | PT Eunindo Usaha Mandiri | Indonesia | ||
| Metal |
Smelter |
Country | ||
| Tin | PT Karimun Mining | Indonesia | ||
| Tin | PT Mitra Stania Prima | Indonesia | ||
| Tin | PT Panca Mega Persada | Indonesia | ||
| Tin | PT Prima Timah Utama | Indonesia | ||
| Tin | PT Refined Bangka Tin | Indonesia | ||
| Tin | PT Sariwiguna Binasentosa | Indonesia | ||
| Tin | PT Stanindo Inti Perkasa | Indonesia | ||
| Tin | PT Sumber Jaya Indah | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Kundur | Indonesia | ||
| Tin | PT Timah (Persero) Tbk Mentok | Indonesia | ||
| Tin | PT Tinindo Inter Nusa | Indonesia | ||
| Tin | PT Tommy Utama | Indonesia | ||
| Tin | Rui Da Hung | Taiwan, Province of China | ||
| Tin | Soft Metais Ltda. | Brazil | ||
| Tin | Thaisarco | Thailand | ||
| Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | China | ||
| Tin | White Solder Metalurgia e Mineracao Ltda. | Brazil | ||
| Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | China | ||
| Tin | Yunnan Tin Company Limited | China | ||
| Tin | CV Venus Inti Perkasa | Indonesia | ||
| Tin | Magnu’s Minerais Metais e Ligas Ltda. | Brazil | ||
| Tin | Melt Metais e Ligas S.A. | Brazil | ||
| Tin | PT ATD Makmur Mandiri Jaya | Indonesia | ||
| Tin | O.M. Manufacturing Philippines, Inc. | Philippines | ||
| Tin | PT Inti Stania Prima | Indonesia | ||
| Tin | CV Ayi Jaya | Indonesia | ||
| Tin | CV Dua Sekawan | Indonesia | ||
| Tin | CV Tiga Sekawan | Indonesia | ||
| Tin | Resind Industria e Comercio Ltda. | Brazil | ||
| Tin | Metallo Belgium N.V. | Belgium | ||
| Metal |
Smelter |
Country | ||
| Tin | Metallo Spain S.L.U. | Spain | ||
| Tin | PT Bangka Prima Tin | Indonesia | ||
| Tin | PT Sukses Inti Makmur | Indonesia | ||
| Tin | PT Kijang Jaya Mandiri | Indonesia | ||
| Tin | PT Menara Cipta Mulia | Indonesia | ||
| Tin | HuiChang Hill Tin Industry Co., Ltd. | China | ||
| Tin | Gejiu Fengming Metallurgy Chemical Plant | China | ||
| Tin | Guanyang Guida Nonferrous Metal Smelting Plant | China | ||
| Tin | Gejiu Jinye Mineral Company | China | ||
| Tin | PT Lautan Harmonis Sejahtera | Indonesia | ||
| Tin | Guangdong Hanhe Non-Ferrous Metal Co., Ltd. | China | ||
| Tungsten | A.L.M.T. TUNGSTEN Corp. | Japan | ||
| Tungsten | Kennametal Huntsville | United States of America | ||
| Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | China | ||
| Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | China | ||
| Tungsten | Fujian Jinxin Tungsten Co., Ltd. | China | ||
| Tungsten | Global Tungsten & Powders Corp. | United States of America | ||
| Tungsten | Hunan Chenzhou Mining Co., Ltd. | China | ||
| Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | Japan New Metals Co., Ltd. | Japan | ||
| Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | China | ||
| Tungsten | Kennametal Fallon | United States of America | ||
| Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | Viet Nam | ||
| Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | Viet Nam | ||
| Tungsten | Wolfram Bergbau und Hutten AG | Austria | ||
| Tungsten | Xiamen Tungsten Co., Ltd. | China | ||
| Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | China | ||
| Metal |
Smelter |
Country | ||
| Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | China | ||
| Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | China | ||
| Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | China | ||
| Tungsten | Malipo Haiyu Tungsten Co., Ltd. | China | ||
| Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | China | ||
| Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | China | ||
| Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | China | ||
| Tungsten | Asia Tungsten Products Vietnam Ltd. | Viet Nam | ||
| Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | China | ||
| Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | China | ||
| Tungsten | H.C. Starck Tungsten GmbH | Germany | ||
| Tungsten | H.C. Starck Smelting GmbH & Co. KG | Germany | ||
| Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | Viet Nam | ||
| Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | China | ||
| Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | China | ||
| Tungsten | Niagara Refining LLC | United States of America | ||
| Tungsten | Hydrometallurg, JSC | Russian Federation | ||
| Tungsten | Unecha Refractory metals plant | Russian Federation | ||
| Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | China | ||
| Tungsten | Philippine Chuangxin Industrial Co., Inc. | Philippines | ||
| Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | China | ||
| Tungsten | ACL Metais Eireli | Brazil | ||
| Tungsten | Woltech Korea Co., Ltd. | Korea, Republic of | ||
| Tungsten | Moliren Ltd. | Russian Federation | ||
Annex II
Argentina
Australia
Austria
Benin
Bolivia (Plurinational State of)
Brazil
Burkina Faso
Burundi
Cambodia
Canada
Chile
China
Colombia
Congo, Democratic Republic of the
Ecuador
Eritrea
Ethiopia
France
Germany
Ghana
Guatemala
Guinea
Guyana
Honduras
India
Indonesia
Japan
Kazakhstan
Laos
Madagascar
Malaysia
Mali
Mexico
Mongolia
Mozambique
Myanmar
Namibia
Nicaragua
Nigeria
Panama
Peru
Portugal
Russian Federation
Rwanda
Senegal
Sierra Leone
South Africa
Spain
Thailand
Togo
Uganda
United Kingdom
United States of America
Uzbekistan
Viet Nam
Zimbabwe