Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Anixa Biosciences Inc

CIK 0000715446ANIX· quarter ending 2026-06-30

Shares outstanding

34,763,802

as of 2026-09-09 · 10-Q cover page, filed 2026-09-09

Held by 13F filers

5,341,709

15.4% of shares outstanding

Holders

+3 vs 2026-03-31 · 10 new, 7 exited

Value

$15.0M

shares +5.0% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-09-09, as of 2026-09-09)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	ANIX · NASDAQ	34,763,802	5,341,709	15.4%	63	03528H109

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	03528H109	COM	63	5,341,709	34,763,802	15.4%	$15.0M	2 call / 0 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (63 of 63 · 03528H109)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	VANGUARD CAPITAL MANAGEMENT LLC	1,329,852	3.83%	$3.7M	+14,870 (+1.1%)
2	UBS Group AG	585,430	1.68%	$1.6M	+33,793 (+6.1%)
3	Laird Norton Wetherby Trust Company, LLC	578,727	1.66%	$1.6M	+12,400 (+2.2%)
4	D.A. DAVIDSON & CO.	539,272	1.55%	$1.5M	—
5	GEODE CAPITAL MANAGEMENT, LLC	359,194	1.03%	$1.0M	-5,537 (-1.5%)
6	MARSHALL WACE, LLP	328,332	0.94%	$919K	+155,153 (+89.6%)
7	BlackRock, Inc.	199,755	0.57%	$559K	+29,652 (+17.4%)
8	VANGUARD FIDUCIARY TRUST CO	192,356	0.55%	$539K	+1,282 (+0.7%)
9	STATE STREET CORP	159,040	0.46%	$445K	—
10	GSA CAPITAL PARTNERS LLP	117,465	0.34%	$329K	+18,623 (+18.8%)
11	LPL Financial LLC	111,535	0.32%	$312K	+30,559 (+37.7%)
12	NORTHERN TRUST CORP	69,235	0.20%	$194K	+2,410 (+3.6%)
13	RENAISSANCE TECHNOLOGIES LLC	59,373	0.17%	$166K	-1,800 (-2.9%)
14	CoreCap Advisors, LLC	52,020	0.15%	$146K	—
15	Bank of New York Mellon Corp	47,442	0.14%	$133K	—
16	Westside Investment Management, Inc.	43,000	0.12%	$120K	-4,000 (-8.5%)
17	HighTower Advisors, LLC	41,150	0.12%	$115K	-400 (-1.0%)
18	Kestra Advisory Services, LLC	38,000	0.11%	$106K	-13,000 (-25.5%)
19	Corient Private Wealth LP	37,400	0.11%	$105K	+17,400 (+87.0%)
20	Gemmer Asset Management LLC	35,000	0.10%	$98K	—
21	Modern Wealth Management, LLC	32,000	0.09%	$90K	NEW
22	CITADEL ADVISORS LLC	31,887	0.09%	$89K	NEW
23	Vontobel Holding Ltd.	30,000	0.09%	$84K	—
24	CIBC Bancorp USA Inc.	26,600	0.08%	$74K	—
25	NATIONS FINANCIAL GROUP INC, /IA/ /ADV	22,500	0.06%	$63K	—
26	KEYBANK NATIONAL ASSOCIATION/OH	15,810	0.05%	$44K	—
27	Robertson Stephens Wealth Management, LLC	15,649	0.05%	$44K	—
28	Dakota Wealth Management	15,000	0.04%	$42K	—
29	AXQ CAPITAL, LP	14,633	0.04%	$41K	NEW
30	World Investment Advisors	14,619	0.04%	$38K	—
31	Cetera Investment Advisers	13,750	0.04%	$39K	+2,623 (+23.6%)
32	GROUP ONE TRADING LLC	13,531	0.04%	$38K	NEW
33	CANADA PENSION PLAN INVESTMENT BOARD	13,500	0.04%	$38K	—
34	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	12,798	0.04%	$36K	+13 (+0.1%)
35	NewEdge Wealth, LLC	12,500	0.04%	$35K	—
36	WELLS FARGO & COMPANY/MN	12,000	0.03%	$34K	—
37	Simplicity Wealth,LLC	12,000	0.03%	$34K	—
38	BENJAMIN EDWARDS INC	11,200	0.03%	$31K	—
39	Aptus Capital Advisors, LLC	10,885	0.03%	$30K	NEW
40	Integrated Wealth Concepts LLC	10,885	0.03%	$30K	NEW
41	Vanguard Global Advisers, LLC	10,729	0.03%	$30K	—
42	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	10,500	0.03%	$29K	—
43	Sanctuary Advisors, LLC	10,450	0.03%	$29K	NEW
44	Private Advisor Group, LLC	10,221	0.03%	$29K	—
45	STALEY CAPITAL ADVISERS INC	10,000	0.03%	$28K	—
46	MORGAN STANLEY	6,143	0.02%	$17K	-9,365 (-60.4%)
47	JONES FINANCIAL COMPANIES LLLP	4,527	0.01%	$13K	+197 (+4.5%)
48	PNC Financial Services Group, Inc.	3,039	0.01%	$9K	—
49	JPMORGAN CHASE & CO	2,090	0.01%	$6K	NEW
50	NBT BANK, N.A.	2,000	0.01%	$6K	—
51	ROYAL BANK OF CANADA	1,497	0.00%	$4K	+409 (+37.6%)
52	Ancora Advisors LLC	1,275	0.00%	$4K	—
53	IFP Advisors, Inc	1,160	0.00%	$3K	+500 (+75.8%)
54	Parkside Financial Bank & Trust	602	0.00%	$2K	—
55	Federation des caisses Desjardins du Quebec	600	0.00%	$2K	—
56	Larson Financial Group LLC	500	0.00%	$1K	—
57	US BANCORP \DE\	400	0.00%	$1K	—
58	BARCLAYS PLC	217	0.00%	$608	NEW
59	Avion Wealth	200	0.00%	$0	—
60	Arax Advisory Partners	100	0.00%	$280	NEW
61	SBI Securities Co., Ltd.	70	0.00%	$196	-153 (-68.6%)
62	OSAIC HOLDINGS, INC.	50	0.00%	$140	—
63	Caitong International Asset Management Co., Ltd	14	0.00%	$39	+13 (+1300.0%)

Exited since 2026-03-31 (7 filers; largest 7 shown)

SUSQUEHANNA INTERNATIONAL GROUP, LLP	−99,468
Point72 Asset Management, L.P.	−17,276
TWO SIGMA INVESTMENTS, LP	−14,492
ACADIAN ASSET MANAGEMENT LLC	−12,898
Catalyst Funds Management Pty Ltd	−12,300
MAI Capital Management	−3,000
Advisory Services Network, LLC	−400

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Michael Catelani	SCHEDULE 13D/A	2026-01-06	2026-01-05	2,468,103	7%
Amit Kumar	SCHEDULE 13D/A	2025-06-06	2025-06-04	6,173,097	16.3%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.