CALDWELL SUTTER CAPITAL, INC.

Annual Report of Proxy Voting Record of Registered Management Investment Company

Report of Holders of Securities

Report of Holders of Securities

Application for Municipal Advisor Registration; Annual Update of Municipal Advisor Registration; and Amendment of a Prior Application for Registration

Information Regarding Natural Persons who Engage in Municipal Advisory Activities

Report of Holders of Securities

Annual audited report of a broker-dealer (Rule 17a-5)

Report of Holders of Securities

Annual Report of Proxy Voting Record of Registered Management Investment Company

Annual Report of Proxy Voting Record of Registered Management Investment Company

Report of Holders of Securities

Notice of Withdrawal from Registration as a Municipal Advisor

Information Regarding Natural Persons who Engage in Municipal Advisory Activities (amendment)

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Report of Holders of Securities

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Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Report of Holders of Securities

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

Report of Holders of Securities

Information Regarding Natural Persons who Engage in Municipal Advisory Activities

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G)

Report of Holders of Securities

Report of Holders of Securities

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Beneficial ownership report for a passive holder of more than 5% (Schedule 13G) (amendment)

Report of Holders of Securities

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

Information Regarding Natural Persons who Engage in Municipal Advisory Activities (amendment)

Information Regarding Natural Persons who Engage in Municipal Advisory Activities

No description available

No description available

Information Regarding Natural Persons who Engage in Municipal Advisory Activities (amendment)

No description available

Information Regarding Natural Persons who Engage in Municipal Advisory Activities (amendment)

Annual audited report of a broker-dealer (Rule 17a-5)

No description available

Annual audited report of a broker-dealer (Rule 17a-5)

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