CONFLICT MINERALS REPORT
May 28, 2020
Introduction
This Conflict Minerals Report is presented to comply with Securities and Exchange Commission Rule 13p-1 under the Securities Exchange Act of 1934 (“SEC Rule”). Deere & Company (“Company”) and its subsidiaries (collectively, “John Deere”) manufacture and distribute agriculture and turf and construction and forestry equipment and parts. For the period from January 1 to December 31, 2019 (“Reporting Period”), certain components and parts of John Deere’s equipment products contained columbite-tantalite (coltan) (or its derivative tantalum), gold, wolframite (or its derivative tungsten) and/or cassiterite (or its derivative tin) (collectively, “conflict minerals”) necessary to the production or functionality of such equipment. As part of its efforts, the Company has adopted a policy (“Conflict Minerals Policy”) providing a common set of principles for the sourcing of conflict minerals. In accordance with the SEC Rule, the Company implemented a Reasonable Country of Origin Inquiry (“RCOI”) to determine whether any conflict minerals necessary to the production or functionality of its products have originated in the Democratic Republic of the Congo or an adjoining country (“Covered Countries”) or have not come from recycled or scrap sources. Based on the RCOI, the Company believes that certain of the conflict minerals necessary to the production or functionality of its equipment manufactured in the Reporting Period may have originated in the Covered Countries and may not be from recycled or scrap sources (the “Covered Minerals”).
As described in Part I below, the Company conducted an RCOI, which includes the Company’s Conflict Minerals Policy, initial component assessment and identification of suppliers providing In-Scope Components. The supplier survey used the conflict minerals reporting template (CMRT) which is the current industry standard for collecting conflict minerals RCOI data from upstream companies. Smelter data along with supplier responses indicated the need to execute due diligence as outlined in the Organisation for Economic Co-operation and Development Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas (“OECD Guidelines”).
The Company’s due diligence procedures conform, in all material respects, with the framework set forth in the OECD Guidelines and the related supplements for gold and for tin, tantalum and tungsten. In accordance with the SEC Rule and the OECD Guidelines, this Conflict Minerals Report is available on the Company’s website at www.JohnDeere.com/secfilings. The Company’s Conflict Minerals Policy is available on its website at www.JohnDeere.com/corpgov.
Part I of this report also describes the due diligence procedures performed by the Company on the source and chain of custody of In-Scope Components (as defined below) for the Reporting Period. Part II of this report describes the Company’s products that contain In-Scope Components, the facilities used to process the Covered Minerals in those In-Scope Components if known to the Company, the country of origin of the Covered Minerals in those In-Scope Components if known to the Company and the efforts to determine the mine or location of origin with the greatest possible specificity.
Part I Reasonable Country of Origin Inquiry and Due Diligence Procedures
Certain components and parts of John Deere’s equipment manufactured during the Reporting Period contain conflict minerals necessary to the production or functionality of such equipment (“In-Scope Components”). The Company’s due diligence procedures are implemented and maintained throughout its supply chain. In accordance with the Company’s Conflict Minerals Policy, the SEC Rule and the OECD Guidelines, the Company has established a due diligence process with the following key components: (1) internal supply management systems and controls; (2) identification and assessment of conflict minerals risk in the supply chain; (3) strategies to address identified risks within the supply chain; and (4) independent audit procedures as required by the SEC Rule. The Company performs due diligence procedures described below on its In-Scope Components.
a. Internal Supply Management Systems and Controls
The Company’s Conflict Minerals Policy establishes the principles regarding the responsible sourcing of conflict minerals against which the Company can assess itself and its suppliers. To enforce the Conflict Minerals Policy, the Company has put in place internal supply management systems and controls. The Company’s management structure consists of three levels of oversight. In accordance with the OECD Guidelines, at the top of the management structure is an executive sponsor. The executive sponsor is a member of the Company’s senior management team. The second level of management is a steering committee comprised of executive-level officers and managers from supply management, environmental, energy and product sustainability, electronic solutions, and legal. This committee provided guidance and oversight to the third level of the management system for conflict minerals. The third level of the management system is a team of subject matter experts (“CM Team”) from relevant functions within the Company, including supply management, environmental, quality, information technology, internal audit and legal. The CM Team was responsible for implementing the Company’s due diligence procedures. In accordance with the Company’s Conflict Minerals Policy and the OECD Guidelines, the Company will maintain, and will require In-Scope Suppliers (as defined below) to maintain, conflict minerals records for five years.
b. Identification and Assessment of Conflict Mineral Risk in the Supply Chain
Due to the size and complexity of John Deere’s global supply chain as well as its considerable number of suppliers, products, parts and components, a process was developed to assess and remove parts not containing conflict minerals from the inquiry. The RCOI pertains only to suppliers with In-Scope Components (“In-Scope Suppliers”) introduced into John Deere’s supply chain during the Reporting Period. Parts, components or products not containing conflict minerals were excluded from further inquiry.
The Company’s RCOI is comprised of three processes. The first process collects information on the Company’s equipment components (“Equipment Survey”); the second process collects information on the Company’s electronics components (“Electronics Survey”), and the third process collects information on the Company’s after-market parts division (“All-Makes Survey” and, collectively with the Equipment Survey and the Electronics Survey, the “Surveys”). In each case, the survey covers In-Scope Suppliers of In-Scope Components during the Reporting Period.
The Equipment Survey randomly selected In-Scope Suppliers based on volume of In-Scope Components provided to the Company during the Reporting Period. These suppliers were ranked based on the total
volume of In-Scope Components supplied or forecasted to be supplied to the Company for the Reporting Period. The In-Scope Suppliers were then separated into groups according to volume of parts supplied to the Company: high volume (supplying 80 percent of In-Scope Components), mid-volume (supplying 15 percent of In-Scope Components) and low volume (supplying 5 percent of In-Scope Components). The In-Scope Suppliers were then randomly selected from these groups such that the survey covered a minimum of 80 percent of volume from the high volume group, 18 percent of volume from the mid-volume group and 2 percent of volume from the low volume group. The All-Makes Survey followed a similar selection process to the Equipment Survey.
The Electronic Survey randomly selected In-Scope Suppliers based on volume of In-Scope Components provided to the Company during the Reporting Period. These suppliers were ranked based on the total volume of In-Scope Components supplied to the Company for the Reporting Period. The In-Scope Suppliers were then separated into groups according to volume of parts supplied to the Company: high volume (supplying 98 percent of In-Scope Components) and low volume (supplying 2 percent of In-Scope Components). The In-Scope Suppliers were then randomly selected from these groups such that the survey covered 100 percent of volume from the high volume group and 15 percent of suppliers from the low volume group.
c. Survey of In-Scope Suppliers
The Company collected conflict minerals data from the identified In-Scope Suppliers for each unique part supplied to the Company during the Reporting Period. Each In-Scope Supplier surveyed was required to make part-specific declarations to the Company. The Surveys used the standard industry reporting template, the Conflict Minerals Reporting Template (“CMRT”), published by the Responsible Minerals Initiative (“RMI”) (formerly Conflict-Free Sourcing Initiative), to review conflict minerals risk within the supply chain and identify smelters of origin. The Company used its proprietary software system to conduct the Equipment Survey. The system enabled the Company to communicate with In-Scope Suppliers, to make an initial risk assessment and to assist In-Scope Suppliers in completing the CMRT accurately.
In all cases, In-Scope Suppliers were asked to complete the survey within five weeks after receipt of the request. Additionally, In-Scope Suppliers were required automatically to update their responses with a new CMRT should an In-Scope Component that is the subject of a CMRT change during the Reporting Period. In accordance with the OECD Guidelines, the Company relies on third party audits by the Responsible Minerals Assurance Process (“RMAP”) (formerly the Conflict-Free Smelter Program) to validate the conflict free status of mineral smelters. The Company relies on the list of third party compliant RMAP smelters to determine the conflict status of the smelters identified in the supplier CMRT responses.
The Equipment Survey yielded complete CMRTs from approximately 81 percent of the In-Scope Suppliers surveyed, representing approximately 97 percent of the In-Scope Component volume from those suppliers. The Electronics Survey received complete CMRTs from approximately 73 percent of the In-Scope Suppliers surveyed, representing approximately 98 percent of the In-Scope Component volume from the In-Scope Components of those suppliers. The All-Makes Survey received complete CMRTs from approximately 42 percent of the In-Scope Suppliers surveyed, representing approximately 68 percent of the In-Scope Component volume from these suppliers. On a combined basis, the Company
received complete CMRTs from approximately 76 percent of its In-Scope Suppliers surveyed, representing approximately 97 percent of the Company’s In-Scope Component volume from these suppliers.
The CM Team evaluated the CMRTs and assessed a risk level for each In-Scope Supplier response. The risk evaluation was based on the risks outlined in the OECD Guidelines. Based on the risk evaluation, the CM Team determined whether further due diligence was required on any In-Scope Supplier. The CM Team contacted certain In-Scope Suppliers to verify the information provided on the CMRT.
d. Strategies to Address Identified Risks within the Supply Chain
The Company is a member of RMI and supports its effort to ensure smelters are compliant as conflict-free, including the RMAP that identifies smelters and refiners having systems in place to assure sourcing of conflict free materials. The Company intends to continue its due diligence efforts on its conflict minerals supply chain. The Company’s due diligence procedures will continue to develop by engaging In-Scope Suppliers to improve transparency throughout the supply chain. In accordance with the Company’s Conflict Minerals Policy, it will continue incorporating conflict minerals obligations into its supplier contracts. The Company continued to incorporate the Conflict Minerals Supplier Response in to the supplier evaluation process. The Company’s due diligence procedures will also continue to enforce its Conflict Minerals Policy and its Supplier Code of Conduct.
Part II Product Description
a. Products Containing In-Scope Components
The Company’s equipment operations are categorized into two major business segments. The agriculture and turf segment primarily manufactures and distributes a full line of agriculture and turf equipment and related service parts, including: large, medium, and utility tractors; tractor loaders; combines, cotton pickers, cotton strippers, and sugarcane harvesters; harvesting front-end equipment; sugarcane loaders and pull-behind scrapers; tillage, seeding and application equipment, including sprayers, nutrient management and soil preparation machinery; hay and forage equipment, including self-propelled forage harvesters and attachments, balers and mowers; turf and utility equipment, including riding lawn equipment and walk-behind mowers, golf course equipment, utility vehicles, and commercial mowing equipment, along with a broad line of associated implements; integrated agricultural management systems technology and solutions; and other outdoor power products. The construction and forestry segment primarily manufactures and distributes a broad range of machines and service parts used in construction, earthmoving, road building, material handling and timber harvesting, including: backhoe loaders; crawler dozers and loaders; four-wheel-drive loaders; excavators; motor graders; articulated dump trucks; landscape loaders; skid-steer loaders; milling machines; recyclers; slipform pavers; surface miners; asphalt pavers; compactors; tandem and static rollers; mobile crushers and screens; mobile and stationary asphalt plants; log skidders; feller bunchers; log loaders; log forwarders; log harvesters and related logging attachments.
As a result of the due diligence procedures described in Part I above, the Company believes the equipment products described above contain In-Scope Components.
b. Facilities Known to Process the Covered Minerals
Attached hereto as Schedule A is a list of the facilities that, based on the due diligence process described above, are known to the Company and that the Company believes processed the Covered Minerals in the Company’s products during the Reporting Period. During the due diligence process described above, the In-Scope Suppliers identified many entities that the Company could not validate as smelters or refiners and therefore are not listed in Schedule A. A significant number of smelters that may or may not have processed the Covered Minerals in the Company’s products have not participated in the RMAP and, therefore, have not yet established their conflict status.
c. Country of Origin of the Covered Minerals
As a result of the due diligence procedures described in Part I above, the Company does not have sufficient information to determine conclusively the countries of origin of all Covered Minerals.
d. Efforts to Determine the Mine or Location of Origin
As discussed above in Part I, the Company relies on third parties to validate the conflict status of smelter sources. The Company’s due diligence procedures are designed to identify risks within the supply chain. During the due diligence process described above, the In-Scope Suppliers identified the Covered Minerals processed by RMAP smelters may be from the countries of origin listed on Schedule B attached hereto.
Schedule A
Facilities Known to process Covered Minerals during the Reporting Period
|
Mineral |
Smelter Name |
Reported to |
|
Gold (Au) |
Advanced Chemical Company |
USA |
|
Gold (Au) |
Aida Chemical Industries Co., Ltd. |
JPN |
|
Gold (Au) |
Aktyubinsk Copper Company TOO |
KAZ |
|
Gold (Au) |
Allgemeine Gold-und Silberscheideanstalt A.G. |
DEU |
|
Gold (Au) |
Almalyk Mining and Metallurgical Complex (AMMC) |
UZB |
|
Gold (Au) |
AngloGold Ashanti Corrego do Sitio Mineracao |
BRA |
|
Gold (Au) |
Argor-Heraeus S.A. |
CHE |
|
Gold (Au) |
Asahi Pretec Corp. |
JPN |
|
Gold (Au) |
Asaka Riken Co., Ltd. |
JPN |
|
Gold (Au) |
Atasay Kuyumculuk Sanayi Ve Ticaret A.S. |
TUR |
|
Gold (Au) |
Aurubis AG |
DEU |
|
Gold (Au) |
Bangko Sentral ng Pilipinas (Central Bank of the Philippines) |
PHL |
|
Gold (Au) |
Boliden AB |
SWE |
|
Gold (Au) |
C. Hafner GmbH + Co. KG |
DEU |
|
Gold (Au) |
Caridad |
MEX |
|
Gold (Au) |
CCR Refinery - Glencore Canada Corporation |
CAN |
|
Gold (Au) |
Cendres + Metaux S.A. |
CHE |
|
Gold (Au) |
Yunnan Copper Industry Co., Ltd. |
CHN |
|
Gold (Au) |
Chimet S.p.A. |
ITA |
|
Gold (Au) |
Chugai Mining |
JPN |
|
Gold (Au) |
Daejin Indus Co., Ltd. |
KOR |
|
Gold (Au) |
Daye Non-Ferrous Metals Mining Ltd. |
CHN |
|
Gold (Au) |
DSC (Do Sung Corporation) |
KOR |
|
Gold (Au) |
DODUCO Contacts and Refining GmbH |
DEU |
|
Gold (Au) |
Dowa |
JPN |
|
Gold (Au) |
Eco-System Recycling Co., Ltd. |
JPN |
|
Gold (Au) |
OJSC Novosibirsk Refinery |
RUS |
|
Gold (Au) |
Refinery of Seemine Gold Co., Ltd. |
CHN |
|
Gold (Au) |
Guoda Safina High-Tech Environmental Refinery Co., Ltd. |
CHN |
|
Gold (Au) |
Hangzhou Fuchunjiang Smelting Co., Ltd. |
CHN |
|
Gold (Au) |
HeeSung Metal Ltd. |
KOR |
|
Gold (Au) |
Heimerle + Meule GmbH |
DEU |
|
Gold (Au) |
Heraeus Metals Hong Kong Ltd. |
CHN |
|
Gold (Au) |
Heraeus Precious Metals GmbH & Co. KG |
DEU |
|
Gold (Au) |
Hunan Chenzhou Mining Co., Ltd. |
CHN |
|
Gold (Au) |
Hunan Guiyang yinxing Nonferrous Smelting Co., Ltd. |
CHN |
|
Gold (Au) |
HwaSeong CJ CO., LTD. |
KOR |
|
Gold (Au) |
Inner Mongolia Qiankun Gold and Silver Refinery Share Co., Ltd. |
CHN |
|
Gold (Au) |
Ishifuku Metal Industry Co., Ltd. |
JPN |
|
Gold (Au) |
Istanbul Gold Refinery |
TUR |
|
Gold (Au) |
Japan Mint |
JPN |
|
Gold (Au) |
Jiangxi Copper Co., Ltd. |
CHN |
|
Gold (Au) |
Asahi Refining USA Inc. |
USA |
|
Gold (Au) |
Asahi Refining Canada Ltd. |
CAN |
|
Gold (Au) |
JSC Ekaterinburg Non-Ferrous Metal Processing Plant |
RUS |
|
Gold (Au) |
JSC Uralelectromed |
RUS |
|
Gold (Au) |
JX Nippon Mining & Metals Co., Ltd. |
JPN |
|
Gold (Au) |
Kazakhmys Smelting LLC |
KAZ |
|
Gold (Au) |
Kazzinc |
KAZ |
|
Gold (Au) |
Kennecott Utah Copper LLC |
USA |
|
Gold (Au) |
Kojima Chemicals Co., Ltd. |
JPN |
|
Gold (Au) |
Kyrgyzaltyn JSC |
KGZ |
|
Gold (Au) |
L’azurde Company For Jewelry |
SAU |
|
Gold (Au) |
Lingbao Gold Co., Ltd. |
CHN |
|
Gold (Au) |
Lingbao Jinyuan Tonghui Refinery Co., Ltd. |
CHN |
|
Gold (Au) |
LS-NIKKO Copper Inc. |
KOR |
|
Gold (Au) |
Luoyang Zijin Yinhui Gold Refinery Co., Ltd. |
CHN |
|
Gold (Au) |
Materion |
USA |
|
Gold (Au) |
Matsuda Sangyo Co., Ltd. |
JPN |
|
Gold (Au) |
Metalor Technologies (Suzhou) Ltd. |
CHN |
|
Gold (Au) |
Metalor Technologies (Hong Kong) Ltd. |
CHN |
|
Gold (Au) |
Metalor Technologies (Singapore) Pte., Ltd. |
SGP |
|
Gold (Au) |
Metalor Technologies S.A. |
CHE |
|
Gold (Au) |
Metalor USA Refining Corporation |
USA |
|
Gold (Au) |
Metalurgica Met-Mex Penoles S.A. De C.V. |
MEX |
|
Gold (Au) |
Mitsubishi Materials Corporation |
JPN |
|
Gold (Au) |
Mitsui Mining and Smelting Co., Ltd. |
JPN |
|
Gold (Au) |
Moscow Special Alloys Processing Plant |
RUS |
|
Gold (Au) |
Nadir Metal Rafineri San. Ve Tic. A.S. |
TUR |
|
Gold (Au) |
Navoi Mining and Metallurgical Combinat |
UZB |
|
Gold (Au) |
Nihon Material Co., Ltd. |
JPN |
|
Gold (Au) |
Elemetal Refining, LLC |
USA |
|
Gold (Au) |
Ohura Precious Metal Industry Co., Ltd. |
JPN |
|
Gold (Au) |
OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) |
RUS |
|
Gold (Au) |
PAMP S.A. |
CHE |
|
Gold (Au) |
Penglai Penggang Gold Industry Co., Ltd. |
CHN |
|
Gold (Au) |
Prioksky Plant of Non-Ferrous Metals |
RUS |
|
Gold (Au) |
PT Aneka Tambang (Persero) Tbk |
IDN |
|
Gold (Au) |
PX Precinox S.A. |
CHE |
|
Gold (Au) |
Rand Refinery (Pty) Ltd. |
ZAF |
|
Gold (Au) |
Royal Canadian Mint |
CAN |
|
Gold (Au) |
Sabin Metal Corp. |
USA |
|
Gold (Au) |
Samduck Precious Metals |
KOR |
|
Gold (Au) |
Samwon Metals Corp. |
KOR |
|
Gold (Au) |
Schone Edelmetaal B.V. |
NLD |
|
Gold (Au) |
SEMPSA Joyeria Plateria S.A. |
ESP |
|
Gold (Au) |
Shandong Tiancheng Biological Gold Industrial Co., Ltd. |
CHN |
|
Gold (Au) |
Shandong Zhaojin Gold & Silver Refinery Co., Ltd. |
CHN |
|
Gold (Au) |
Sichuan Tianze Precious Metals Co., Ltd. |
CHN |
|
Gold (Au) |
So Accurate Group, Inc. |
USA |
|
Gold (Au) |
SOE Shyolkovsky Factory of Secondary Precious Metals |
RUS |
|
Gold (Au) |
Solar Applied Materials Technology Corp. |
TWN |
|
Gold (Au) |
Sumitomo Metal Mining Co., Ltd. |
JPN |
|
Gold (Au) |
Tanaka Kikinzoku Kogyo K.K. |
JPN |
|
Gold (Au) |
Great Wall Precious Metals Co., Ltd. of CBPM |
CHN |
|
Gold (Au) |
The Refinery of Shandong Gold Mining Co., Ltd. |
CHN |
|
Gold (Au) |
Tokuriki Honten Co., Ltd. |
JPN |
|
Gold (Au) |
Tongling Nonferrous Metals Group Co., Ltd. |
CHN |
|
Gold (Au) |
Torecom |
KOR |
|
Gold (Au) |
Umicore Brasil Ltda. |
BRA |
|
Gold (Au) |
Umicore S.A. Business Unit Precious Metals Refining |
BEL |
|
Gold (Au) |
United Precious Metal Refining, Inc. |
USA |
|
Gold (Au) |
Valcambi S.A. |
CHE |
|
Gold (Au) |
Western Australian Mint (T/a The Perth Mint) |
AUS |
|
Gold (Au) |
Yamamoto Precious Metal Co., Ltd. |
JPN |
|
Gold (Au) |
Yokohama Metal Co., Ltd. |
JPN |
|
Gold (Au) |
Zhongyuan Gold Smelter of Zhongjin Gold Corporation |
CHN |
|
Gold (Au) |
Gold Refinery of Zijin Mining Group Co., Ltd. |
CHN |
|
Gold (Au) |
Morris and Watson |
NZL |
|
Gold (Au) |
SAFINA A.S. |
CZH |
|
Gold (Au) |
Guangdong Jinding Gold Limited |
CHN |
|
Gold (Au) |
Umicore Precious Metals Thailand |
THA |
|
Gold (Au) |
Faggi Enrico S.p.A. |
ITA |
|
Gold (Au) |
Geib Refining Corporation |
USA |
|
Gold (Au) |
MMTC-PAMP India Pvt., Ltd. |
IND |
|
Gold (Au) |
Republic Metals Corporation |
USA |
|
Gold (Au) |
KGHM Polska Miedz Spolka Akcyjna |
POL |
|
Gold (Au) |
Fidelity Printers and Refiners Ltd. |
ZWE |
|
Gold (Au) |
Singway Technology Co., Ltd. |
TWN |
|
Gold (Au) |
Shandong Humon Smelting Co., Ltd. |
CHN |
|
Gold (Au) |
Al Etihad Gold Refinery DMCC |
ARE |
|
Gold (Au) |
Emirates Gold DMCC |
ARE |
|
Gold (Au) |
International Precious Metal Refiners |
ARE |
|
Gold (Au) |
Kaloti Precious Metals |
ARE |
|
Gold (Au) |
Sudan Gold Refinery |
SDN |
|
Gold (Au) |
T.C.A S.p.A |
ITA |
|
Gold (Au) |
REMONDIS PMR B.V. |
NLD |
|
Gold (Au) |
Fujairah Gold FZC |
ARE |
|
Gold (Au) |
Tony Goetz NV |
BEL |
|
Gold (Au) |
Shirpur Gold Refinery Ltd. |
IND |
|
Gold (Au) |
Korea Zinc Co., Ltd. |
KOR |
|
Gold (Au) |
Marsam Metals |
BRA |
|
Gold (Au) |
TOO Tau-Ken-Altyn |
KAZ |
|
Gold (Au) |
Abington Reldan Metals, LLC |
USA |
|
Gold (Au) |
SAAMP |
FRA |
|
Gold (Au) |
L’Orfebre S.A. |
AND |
|
Gold (Au) |
8853 S.p.A. |
ITA |
|
Gold (Au) |
Italpreziosi |
ITA |
|
Gold (Au) |
SAXONIA Edelmetalle GmbH |
DEU |
|
Gold (Au) |
WIELAND Edelmetalle GmbH |
DEU |
|
Gold (Au) |
Ogussa Osterreichische Gold- und Silber-Scheideanstalt GmbH |
AUT |
|
Gold (Au) |
AU Traders and Refiners |
ZAF |
|
Gold (Au) |
GCC Gujrat Gold Centre Pvt. Ltd. |
IND |
|
Gold (Au) |
Sai Refinery |
IND |
|
Gold (Au) |
Universal Precious Metals Refining Zambia |
ZMB |
|
Gold (Au) |
Modeltech Sdn Bhd |
MYS |
|
Gold (Au) |
Bangalore Refinery |
IND |
|
Gold (Au) |
Kyshtym Copper-Electrolytic Plant ZAO |
RUS |
|
Gold (Au) |
Morris and Watson Gold Coast |
AUS |
|
Gold (Au) |
Degussa Sonne / Mond Goldhandel GmbH |
DEU |
|
Gold (Au) |
Pease & Curren |
USA |
|
Gold (Au) |
SungEel HiMetal Co., Ltd. |
KOR |
|
Gold (Au) |
Planta Recuperadora de Metales SpA |
CHL |
|
Gold (Au) |
Safimet S.p.A |
ITA |
|
Gold (Au) |
State Research Institute Center for Physical Sciences and Technology |
LTU |
|
Gold (Au) |
African Gold Refinery |
UGA |
|
Gold (Au) |
NH Recytech Company |
KOR |
|
Gold (Au) |
DS PRETECH Co., Ltd. |
KOR |
|
Gold (Au) |
QG Refining, LLC |
USA |
|
Gold (Au) |
Dijllah Gold Refinery FZC |
ARE |
|
Gold (Au) |
CGR Metalloys Pvt Ltd. |
IND |
|
Gold (Au) |
Sovereign Metals |
IND |
|
Gold (Au) |
C.I Metales Procesados Industriales SAS |
COL |
|
Gold (Au) |
Eco-System Recycling Co., Ltd. North Plant |
JPN |
|
Gold (Au) |
Eco-System Recycling Co., Ltd. West Plant |
JPN |
|
Tin (Sn) |
Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. |
CHN |
|
Tin (Sn) |
Jiangxi Ketai Advanced Material Co., Ltd. |
CHN |
|
Tin (Sn) |
CNMC (Guangxi) PGMA Co., Ltd. |
CHN |
|
Tin (Sn) |
Alpha |
USA |
|
Tin (Sn) |
Cooperativa Metalurgica de Rondonia Ltda. |
BRA |
|
Tin (Sn) |
CV Gita Pesona |
IDN |
|
Tin (Sn) |
PT Justindo |
IDN |
|
Tin (Sn) |
PT Aries Kencana Sejahtera |
IDN |
|
Tin (Sn) |
PT Premium Tin Indonesia |
IDN |
|
Tin (Sn) |
CV United Smelting |
IDN |
|
Tin (Sn) |
Dowa Metaltech Co., Ltd. |
JPN |
|
Tin (Sn) |
EM Vinto |
BOL |
|
Tin (Sn) |
Estanho de Rondonia S.A. |
BRA |
|
Tin (Sn) |
Fenix Metals |
POL |
|
Tin (Sn) |
Gejiu Non-Ferrous Metal Processing Co., Ltd. |
CHN |
|
Tin (Sn) |
Gejiu Zili Mining And Metallurgy Co., Ltd. |
CHN |
|
Tin (Sn) |
Huichang Jinshunda Tin Co., Ltd. |
CHN |
|
Tin (Sn) |
Gejiu Kai Meng Industry and Trade LLC |
CHN |
|
Tin (Sn) |
China Tin Group Co., Ltd. |
CHN |
|
Tin (Sn) |
Malaysia Smelting Corporation (MSC) |
MYS |
|
Tin (Sn) |
Metallic Resources, Inc. |
USA |
|
Tin (Sn) |
Mineracao Taboca S.A. |
BRA |
|
Tin (Sn) |
Minsur |
PER |
|
Tin (Sn) |
Jiangxi New Nanshan Technology Ltd. |
CHN |
|
Tin (Sn) |
O.M. Manufacturing (Thailand) Co., Ltd. |
THA |
|
Tin (Sn) |
Operaciones Metalurgicas S.A. |
BOL |
|
Tin (Sn) |
PT Artha Cipta Langgeng |
IDN |
|
Tin (Sn) |
PT Babel Inti Perkasa |
IDN |
|
Tin (Sn) |
PT Babel Surya Alam Lestari |
IDN |
|
Tin (Sn) |
PT Bangka Kudai Tin |
IDN |
|
Tin (Sn) |
PT Bangka Tin Industry |
IDN |
|
Tin (Sn) |
PT Belitung Industri Sejahtera |
IDN |
|
Tin (Sn) |
PT BilliTin Makmur Lestari |
IDN |
|
Tin (Sn) |
PT Bukit Timah |
IDN |
|
Tin (Sn) |
PT DS Jaya Abadi |
IDN |
|
Tin (Sn) |
PT Eunindo Usaha Mandiri |
IDN |
|
Tin (Sn) |
PT Karimun Mining |
IDN |
|
Tin (Sn) |
PT Mitra Stania Prima |
IDN |
|
Tin (Sn) |
PT Panca Mega Persada |
IDN |
|
Tin (Sn) |
PT Prima Timah Utama |
IDN |
|
Tin (Sn) |
PT Refined Bangka Tin |
IDN |
|
Tin (Sn) |
PT Sariwiguna Binasentosa |
IDN |
|
Tin (Sn) |
PT Stanindo Inti Perkasa |
IDN |
|
Tin (Sn) |
PT Sumber Jaya Indah |
IDN |
|
Tin (Sn) |
PT Timah Tbk Kundur |
IDN |
|
Tin (Sn) |
PT Timah Tbk Mentok |
IDN |
|
Tin (Sn) |
PT Tinindo Inter Nusa |
IDN |
|
Tin (Sn) |
PT Tommy Utama |
IDN |
|
Tin (Sn) |
Rui Da Hung |
TWN |
|
Tin (Sn) |
Soft Metais Ltda. |
BRA |
|
Tin (Sn) |
Thaisarco |
THA |
|
Tin (Sn) |
Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. |
CHN |
|
Tin (Sn) |
VQB Mineral and Trading Group JSC |
VNM |
|
Tin (Sn) |
White Solder Metalurgia e Mineracao Ltda. |
BRA |
|
Tin (Sn) |
Yunnan Chengfeng Non-ferrous Metals Co., Ltd. |
CHN |
|
Tin (Sn) |
Yunnan Tin Company Limited |
CHN |
|
Tin (Sn) |
CV Venus Inti Perkasa |
IDN |
|
Tin (Sn) |
Magnu’s Minerais Metais e Ligas Ltda. |
BRA |
|
Tin (Sn) |
PT Tirus Putra Mandiri |
IDN |
|
Tin (Sn) |
PT Wahana Perkit Jaya |
IDN |
|
Tin (Sn) |
Melt Metais e Ligas S.A. |
BRA |
|
Tin (Sn) |
PT ATD Makmur Mandiri Jaya |
IDN |
|
Tin (Sn) |
Phoenix Metal Ltd. |
RWA |
|
Tin (Sn) |
O.M. Manufacturing Philippines, Inc. |
PHL |
|
Tin (Sn) |
PT Inti Stania Prima |
IDN |
|
Tin (Sn) |
CV Ayi Jaya |
IDN |
|
Tin (Sn) |
Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy Joint Stock Company |
VNM |
|
Tin (Sn) |
Nghe Tinh Non-Ferrous Metals Joint Stock Company |
VNM |
|
Tin (Sn) |
Tuyen Quang Non-Ferrous Metals Joint Stock Company |
VNM |
|
Tin (Sn) |
CV Dua Sekawan |
IDN |
|
Tin (Sn) |
PT Rajehan Ariq |
IDN |
|
Tin (Sn) |
PT Cipta Persada Mulia |
IDN |
|
Tin (Sn) |
An Vinh Joint Stock Mineral Processing Company |
VNM |
|
Tin (Sn) |
Resind Industria e Comercio Ltda. |
BRA |
|
Tin (Sn) |
Super Ligas |
BRA |
|
Tin (Sn) |
PT O.M. Indonesia |
IDN |
|
Tin (Sn) |
Metallo Belgium N.V. |
BEL |
|
Tin (Sn) |
Metallo Spain S.L.U. |
ESP |
|
Tin (Sn) |
PT Bangka Prima Tin |
IDN |
|
Tin (Sn) |
PT Sukses Inti Makmur |
IDN |
|
Tin (Sn) |
An Thai Minerals Co., Ltd. |
VNM |
|
Tin (Sn) |
PT Kijang Jaya Mandiri |
IDN |
|
Tin (Sn) |
Thai Nguyen Mining and Metallurgy Co., Ltd. |
VNM |
|
Tin (Sn) |
PT Menara Cipta Mulia |
IDN |
|
Tin (Sn) |
HuiChang Hill Tin Industry Co., Ltd. |
CHN |
|
Tin (Sn) |
Gejiu Fengming Metallurgy Chemical Plant |
CHN |
|
Tin (Sn) |
Guanyang Guida Nonferrous Metal Smelting Plant |
CHN |
|
Tin (Sn) |
Gejiu Jinye Mineral Company |
CHN |
|
Tin (Sn) |
PT Lautan Harmonis Sejahtera |
IDN |
|
Tin (Sn) |
Guangdong Hanhe Non-Ferrous Metal Co., Ltd. |
CHN |
|
Tin (Sn) |
Chifeng Dajingzi Tin Industry Co., Ltd. |
CHN |
|
Tin (Sn) |
PT Bangka Serumpun |
IDN |
|
Tin (Sn) |
Pongpipat Company Limited |
MMR |
|
Tin (Sn) |
Tin Technology & Refining |
USA |
|
Tin (Sn) |
Dongguan CiEXPO Environmental Engineering Co., Ltd. |
CHN |
|
Tin (Sn) |
Ma’anshan Weitai Tin Co., Ltd. |
CHN |
|
Tin (Sn) |
PT Rajawali Rimba Perkasa |
IDN |
|
Tin (Sn) |
Luna Smelter, Ltd. |
RWA |
|
Tin (Sn) |
Yunnan Yunfan Non-ferrous Metals Co., Ltd. |
CHN |
|
Tin (Sn) |
Precious Minerals and Smelting Limited |
IND |
|
Tin (Sn) |
Gejiu City Fuxiang Industry and Trade Co., Ltd.” |
CHN |
|
Tantulum (Ta) |
Changsha South Tantalum Niobium Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Guangdong Rising Rare Metals-EO Materials Ltd. |
CHN |
|
Tantulum (Ta) |
Duoluoshan |
CHN |
|
Tantulum (Ta) |
Exotech Inc. |
USA |
|
Tantulum (Ta) |
F&X Electro-Materials Ltd. |
CHN |
|
Tantulum (Ta) |
Guangdong Zhiyuan New Material Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Hi-Temp Specialty Metals, Inc. |
USA |
|
Tantulum (Ta) |
JiuJiang JinXin Nonferrous Metals Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Jiujiang Tanbre Co., Ltd. |
CHN |
|
Tantulum (Ta) |
King-Tan Tantalum Industry Ltd. |
CHN |
|
Tantulum (Ta) |
LSM Brasil S.A. |
BRA |
|
Tantulum (Ta) |
Metallurgical Products India Pvt., Ltd. |
IND |
|
Tantulum (Ta) |
Mineracao Taboca SA |
BRA |
|
Tantulum (Ta) |
Mitsui Mining & Smelting |
JPN |
|
Tantulum (Ta) |
NPM Silmet AS |
EST |
|
Tantulum (Ta) |
Ningxia Orient Tantalum Industry Co., Ltd. |
CHN |
|
Tantulum (Ta) |
QuantumClean |
USA |
|
Tantulum (Ta) |
RFH Tantalum Smeltery Co., Ltd./Yanling Jincheng Tantalum & Niobium Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Solikamsk Magnesium Works OAO |
RUS |
|
Tantulum (Ta) |
Taki Chemical Co., Ltd. |
JPN |
|
Tantulum (Ta) |
Telex Metals |
USA |
|
Tantulum (Ta) |
Ulba Metallurgical Plant JSC |
KAZ |
|
Tantulum (Ta) |
Zhuzhou Cemented Carbide Group Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Yichun Jin Yang Rare Metal Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Hengyang King Xing Lifeng New Materials Co., Ltd. |
CHN |
|
Tantulum (Ta) |
D Block Metals, LLC |
USA |
|
Tantulum (Ta) |
FIR Metals & Resource Ltd. |
CHN |
|
Tantulum (Ta) |
Jiujiang Zhongao Tantalum & Niobium Co., Ltd. |
CHN |
|
Tantulum (Ta) |
XinXing HaoRong Electronic Material Co., Ltd. |
CHN |
|
Tantulum (Ta) |
Jiangxi Dinghai Tantalum & Niobium Co., Ltd. |
CHN |
|
Tantulum (Ta) |
KEMET Blue Metals |
MEX |
|
Tantulum (Ta) |
Plansee SE Liezen |
AUT |
|
Tantulum (Ta) |
H.C. Starck Co., Ltd. |
THA |
|
Tantulum (Ta) |
H.C. Starck Tantalum and Niobium GmbH |
DEU |
|
Tantulum (Ta) |
H.C. Starck GmbH Laufenburg |
DEU |
|
Tantulum (Ta) |
H.C. Starck Hermsdorf GmbH |
DEU |
|
Tantulum (Ta) |
H.C. Starck Inc. |
USA |
|
Tantulum (Ta) |
H.C. Starck Ltd. |
JPN |
|
Tantulum (Ta) |
H.C. Starck Smelting GmbH & Co. KG |
DEU |
|
Tantulum (Ta) |
Plansee SE Reutte |
AUT |
|
Tantulum (Ta) |
Global Advanced Metals Boyertown |
USA |
|
Tantulum (Ta) |
Global Advanced Metals Aizu |
JPN |
|
Tantulum (Ta) |
KEMET Blue Powder |
USA |
|
Tantulum (Ta) |
Tranzact, Inc. |
USA |
|
Tantulum (Ta) |
Jiangxi Tuohong New Raw Material |
CHN |
|
Tantulum (Ta) |
Power Resources Ltd. |
MKD |
|
Tantulum (Ta) |
Jiujiang Janny New Material Co., Ltd. |
CHN |
|
Tantulum (Ta) |
CP Metals Inc. |
USA |
|
Tungsten (W ) |
A.L.M.T. Corp. |
JPN |
|
Tungsten (W ) |
Kennametal Huntsville |
USA |
|
Tungsten (W ) |
Guangdong Xianglu Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Chongyi Zhangyuan Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Dayu Weiliang Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Fujian Jinxin Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Global Tungsten & Powders Corp. |
USA |
|
Tungsten (W ) |
Hunan Chenzhou Mining Group Co., Ltd. |
CHN |
|
Tungsten (W ) |
Hunan Chunchang Nonferrous Metals Co., Ltd. |
CHN |
|
Tungsten (W ) |
Japan New Metals Co., Ltd. |
JPN |
|
Tungsten (W ) |
Ganzhou Non-ferrous Metals Smelting Co., Ltd. |
CHN |
|
Tungsten (W ) |
Ganzhou Huaxing Tungsten Products Co., Ltd. |
CHN |
|
Tungsten (W ) |
Kennametal Fallon |
USA |
|
Tungsten (W ) |
Tejing (Vietnam) Tungsten Co., Ltd. |
VNM |
|
Tungsten (W ) |
Vietnam Youngsun Tungsten Industry Co., Ltd. |
VNM |
|
Tungsten (W ) |
Wolfram Bergbau und Hutten AG |
AUT |
|
Tungsten (W ) |
Xiamen Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Xinhai Rendan Shaoguan Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Minmetals Gao’an Non-ferrous Metals Co., Ltd. |
CHN |
|
Tungsten (W ) |
Ganzhou Jiangwu Ferrotungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Yaosheng Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Xinsheng Tungsten Industry Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. |
CHN |
|
Tungsten (W ) |
Malipo Haiyu Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Xiamen Tungsten (H.C.) Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Gan Bei Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Ganzhou Seadragon W & Mo Co., Ltd. |
CHN |
|
Tungsten (W ) |
Asia Tungsten Products Vietnam Ltd. |
VNM |
|
Tungsten (W ) |
Chenzhou Diamond Tungsten Products Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. |
CHN |
|
Tungsten (W ) |
Ganzhou Yatai Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
H.C. Starck Tungsten GmbH |
DEU |
|
Tungsten (W ) |
Masan Tungsten Chemical LLC (MTC) |
VNM |
|
Tungsten (W ) |
Jiangwu H.C. Starck Tungsten Products Co., Ltd. |
CHN |
|
Tungsten (W ) |
Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji |
CHN |
|
Tungsten (W ) |
Niagara Refining LLC |
USA |
|
Tungsten (W ) |
China Molybdenum Co., Ltd. |
CHN |
|
Tungsten (W ) |
Ganzhou Haichuang Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Jiangxi Dayu Longxintai Tungsten Co., Ltd. |
CHN |
|
Tungsten (W ) |
Hydrometallurg, JSC |
RUS |
|
Tungsten (W ) |
Unecha Refractory metals plant |
RUS |
|
Tungsten (W ) |
South-East Nonferrous Metal Company Limited of Hengyang City |
CHN |
|
Tungsten (W ) |
Philippine Chuangxin Industrial Co., Inc. |
PHL |
|
Tungsten (W ) |
Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. |
CHN |
|
Tungsten (W ) |
ACL Metais Eireli |
BRA |
|
Tungsten (W ) |
Woltech Korea Co., Ltd. |
KOR |
|
Tungsten (W ) |
Moliren Ltd. |
RUS |
|
Tungsten (W ) |
Hunan Litian Tungsten Industry Co., Ltd. |
CHN |
|
Tungsten (W ) |
KGETS Co., Ltd. |
KOR |
|
Tungsten (W ) |
Fujian Ganmin RareMetal Co., Ltd. |
CHN |
|
Tungsten (W ) |
Lianyou Metals Co., Ltd. |
TWN |
|
Tungsten (W ) |
JSC “Kirovgrad Hard Alloys Plant” |
RUS |
|
Tungsten (W ) |
Albasteel Industria e Comercio de Ligas Para Fundicao Ltd. |
BRA |
Schedule B
Countries of Origin
|
Argentina |
|
Australia |
|
Austria |
|
Benin |
|
Bolivia |
|
Bolivia (Plurinational State of) |
|
Brazil |
|
Burundi |
|
Canada |
|
Chile |
|
China |
|
Colombia |
|
Democratic Republic of Congo |
|
Ecuador |
|
Eritrea |
|
Ethiopia |
|
France |
|
Germany |
|
Ghana |
|
Guinea |
|
India |
|
Indonesia |
|
Japan |
|
Laos |
|
Madagascar |
|
Malaysia |
|
Mali |
|
Mauritania |
|
Mexico |
|
Mongolia |
|
Mozambique |
|
Myanmar |
|
Namibia |
|
Nicaragua |
|
Niger |
|
Nigeria |
|
Peru |
|
Portugal |
|
Russian Federation |
|
Rwanda |
|
Sierra Leone |
|
Somaliland |
|
South Africa |
|
Spain |
|
Swaziland |
|
Taiwan |
|
Tanzania |
|
Thailand |
|
Togo |
|
Uganda |
|
United Kingdom of Great Britain and Northern Ireland |
|
United States of America |
|
Uzbekistan |
|
Venezuela |
|
Vietnam |
|
Zimbabwe |