| TAAG | Awareness Group, Inc. | Sep 30 |
| BETR | Better Home & Finance Holding Co | Dec 31 |
| FGRS | Figure Technology Solutions, Inc. | Dec 31 |
| FINV | FinVolution Group | Dec 31 |
| TREE | LendingTree, Inc. | Dec 31 |
| NFJ | Virtus Dividend, Interest & Premium Strategy Fund | Jan 31 |
| APPROVED FINANCIAL CORP | Dec 31 |
| ASPIN INC | Dec 31 |
| Cash Store Financial Services Inc. | Sep 30 |
| CNote Group, Inc. | Dec 31 |
| CONX CAPITAL CORP | |
| DELTA FINANCIAL CORP | Dec 31 |
| DELTA FUNDING RESIDUAL EXCHANGE CO LLC | Dec 31 |
| DELTA FUNDING RESIDUAL MANAGEMENT INC | Dec 31 |
| FINOVA MEZZANINE CAPITAL INC | Dec 31 |
| Fintech Ecosystem Development Corp. | Dec 31 |
| GILLESPIE KEVIN | Apr 30 |
| HOEFFEL JAN C | Dec 31 |
| HOMECAPITAL INVESTMENT CORP | Sep 30 |
| iLOAN INC | Dec 31 |
| KORELL MARK L | Apr 30 |
| MEYER S LEWIS | Dec 31 |
| MRU HOLDINGS INC | Jun 30 |
| NEURO BIOSCIENCE INC | Dec 31 |
| NEWCOURT CREDIT GROUP INC | Dec 31 |
| NIS GROUP CO., LTD. | |
| PLYMOUTH COMMERCIAL MORTGAGE FUND | Dec 31 |
| Rate Pilot, Inc. | Dec 31 |
| RAWITCH DANIEL L | Dec 31 |
| RHBT FINANCIAL CORP | Dec 31 |
| SKEADAS CHRIS | Apr 30 |
| TCS ENTERPRISES INC | Oct 31 |
| USA CAPITAL FIRST TRUST DEED FUND LLC | Dec 31 |
| VESCOR CAPITAL CORP | Dec 31 |
| VESTIN FUND I LLC | Sep 30 |