Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

Rocky Mountain Chocolate Factory, Inc.

CIK 0001616262RMCF· quarter ending 2026-06-30

Shares outstanding

9,439,587

as of 2026-07-07 · 10-Q cover page, filed 2026-07-14

Held by 13F filers

779,308

8.3% of shares outstanding

Holders

+1 vs 2026-03-31 · 7 new, 6 exited

Value

$700K

shares -31.6% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-07-14, as of 2026-07-07)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	RMCF · NASDAQ	9,439,587	779,308	8.3%	25	77467X101

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	77467X101	Equity	25	779,308	9,439,587	8.3%	$700K	—	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (25 of 25 · 77467X101)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	RENAISSANCE TECHNOLOGIES LLC	263,823	2.79%	$235K	-17,095 (-6.1%)
2	DIMENSIONAL FUND ADVISORS LP	82,104	0.87%	$73K	-12,652 (-13.4%)
3	VANGUARD CAPITAL MANAGEMENT LLC	66,950	0.71%	$60K	—
4	GEODE CAPITAL MANAGEMENT, LLC	60,880	0.64%	$54K	-8,369 (-12.1%)
5	GSA CAPITAL PARTNERS LLP	40,633	0.43%	$36K	+26,914 (+196.2%)
6	Leverty Financial Group, LLC	40,371	0.43%	$36K	—
7	SUSQUEHANNA INTERNATIONAL GROUP, LLP	33,607	0.36%	$30K	NEW
8	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	33,576	0.36%	$38K	NEW
9	VANGUARD FIDUCIARY TRUST CO	30,507	0.32%	$27K	—
10	Salvus Wealth Management, LLC	23,567	0.25%	$21K	—
11	Allworth Financial LP	23,500	0.25%	$21K	—
12	CacheTech Inc.	17,740	0.19%	$16K	—
13	4WEALTH ADVISORS, INC.	15,225	0.16%	$13K	-1,000 (-6.2%)
14	HRT FINANCIAL LP	14,197	0.15%	$12K	NEW
15	Private Advisor Group, LLC	13,697	0.15%	$12K	NEW
16	NORTHERN TRUST CORP	12,384	0.13%	$11K	NEW
17	Tower Research Capital LLC (TRC)	3,878	0.04%	$3K	+1,796 (+86.3%)
18	FIFTH THIRD BANCORP	1,000	0.01%	$890	—
19	MORGAN STANLEY	623	0.01%	$555	+1 (+0.2%)
20	Arax Advisory Partners	600	0.01%	$534	NEW
21	WELLS FARGO & COMPANY/MN	323	0.00%	$287	—
22	Leo H. Evart, Inc.	105	0.00%	$93	—
23	Triumph Capital Management	8	0.00%	$7	—
24	SBI Securities Co., Ltd.	6	0.00%	$5	+4 (+200.0%)
25	Caitong International Asset Management Co., Ltd	4	0.00%	$4	NEW

Exited since 2026-03-31 (6 filers; largest 6 shown)

Focus Partners Wealth	−200,020
American Capital Advisory, LLC	−134,867
THOMPSON DAVIS & CO., INC.	−95,555
CITADEL ADVISORS LLC	−14,531
XTX Topco Ltd	−11,247
UBS Group AG	−1,338

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
American Heritage Railways, Inc.	SCHEDULE 13D/A	2026-06-10	2026-05-07	810,459	8.7%
Harper Allen C	SCHEDULE 13D/A	2026-06-10	2026-05-07	812,370	8.7%
Wax Asset Management, LLC	SCHEDULE 13G/A	2026-02-13	2025-12-31	234,531	2.51%
Gloria Eugenia Perez-Jacome Friscione	SCHEDULE 13D	2026-01-02	2025-12-18	1,500,000	16.1%
ARM-D Rocky Mountain Chocolate Holdings LLC	SCHEDULE 13D	2026-01-02	2025-12-18	1,500,000	16.1%
Global Value Investment Corporation	SCHEDULE 13D/A	2025-12-22	2025-12-18	1,966,219	21.14%
GVP 2021-A, L.L.C.	SCHEDULE 13D/A	2025-12-22	2025-12-18	135,820	1.46%
GVP 2021-A, L.P.	SCHEDULE 13D/A	2025-12-22	2025-12-18	135,820	1.46%
James P. Geygan	SCHEDULE 13D/A	2025-12-22	2025-12-18	1,966,219	21.14%
Jeffrey R. Geygan	SCHEDULE 13D/A	2025-12-22	2025-12-18	1,966,219	21.14%
Kathleen M. Geygan	SCHEDULE 13D/A	2025-12-22	2025-12-18	108,036	1.16%
Shawn G. Rice	SCHEDULE 13D/A	2025-12-22	2025-12-18	5,325	0.05%
Stacy A. Wilke	SCHEDULE 13D/A	2025-12-22	2025-12-18	8,650	0.09%
Radoff Bradley Louis	SCHEDULE 13D/A	2025-09-17	2025-09-16	356,100	4.6%
Radoff Family Foundation	SCHEDULE 13D/A	2025-09-17	2025-09-16	356,000	4.6%
Abigail P. Johnson	SCHEDULE 13G/A	2025-04-07	2025-03-31	669	0%
FMR LLC	SCHEDULE 13G/A	2025-04-07	2025-03-31	669	0%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.