Vivaldi Asset Management, LLC

Annual Report of Proxy Voting Record of Registered Management Investment Company

Annual Report of Proxy Voting Record of Registered Management Investment Company

Annual Report of Proxy Voting Record of Registered Management Investment Company

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

First Trust Capital Management L.P.

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)

Application for an order under the Investment Company Act (exemptive relief)

Withdrawal of an application

Application for an order under the Investment Company Act (exemptive relief) (amendment)

Application for an order under the Investment Company Act (exemptive relief)