Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

SPROTT PHYSICAL PLATINUM & PALLADIUM TRUST

CIK 0001539190SPPP· quarter ending 2026-06-30

Shares outstanding

43,566,837

as of 2025-12-31 · 40-F cover page, filed 2026-03-16

Held by 13F filers

11,404,794

26.2% of shares outstanding

Holders

+0 vs 2026-03-31 · 12 new, 12 exited

Value

$142.0M

shares -6.4% vs prior quarter

Share classes (cover page of the 40-F filed 2026-03-16, as of 2025-12-31)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	—	43,566,837	11,404,794	26.2%	79	85207Q104

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	85207Q104	PHYSICAL PLATINU	79	11,404,794	43,566,837	26.2%	$142.0M	—	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings.

Top holders (79 of 79 · 85207Q104)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	IMC-Chicago, LLC	3,002,396	6.89%	$37.4M	—
2	GOLDMAN SACHS GROUP INC	1,480,065	3.40%	$18.4M	+220,296 (+17.5%)
3	Fielder Capital Group LLC	885,724	2.03%	$11.0M	+12,925 (+1.5%)
4	MORGAN STANLEY	738,449	1.69%	$9.2M	-121,312 (-14.1%)
5	Weiss Asset Management LP	729,549	1.67%	$9.1M	+34,106 (+4.9%)
6	Cedrus Wealth Group LLC	587,573	1.35%	$7.3M	+117,359 (+25.0%)
7	RAYMOND JAMES FINANCIAL INC	579,734	1.33%	$7.2M	-12,572 (-2.1%)
8	Nokomis Capital, L.L.C.	546,814	1.26%	$6.8M	—
9	SUSQUEHANNA INTERNATIONAL GROUP, LLP	411,777	0.95%	$5.1M	NEW
10	ROYAL BANK OF CANADA	311,342	0.71%	$3.9M	-430,759 (-58.0%)
11	OSAIC HOLDINGS, INC.	179,420	0.41%	$2.2M	+13,323 (+8.0%)
12	INSIGNEO ADVISORY SERVICES, LLC	161,484	0.37%	$2.0M	NEW
13	OneDigital Investment Advisors LLC	128,966	0.30%	$1.6M	-4,340 (-3.3%)
14	STIFEL FINANCIAL CORP	124,247	0.29%	$1.5M	-14,445 (-10.4%)
15	Kestra Advisory Services, LLC	112,375	0.26%	$1.4M	-19,750 (-14.9%)
16	SPROTT INC.	111,792	0.26%	$1.4M	-48,135 (-30.1%)
17	Beacon Pointe Advisors, LLC	105,222	0.24%	$1.3M	+9,746 (+10.2%)
18	ENVESTNET ASSET MANAGEMENT INC	103,731	0.24%	$1.3M	-17,401 (-14.4%)
19	WOLVERINE ASSET MANAGEMENT LLC	102,927	0.24%	$1.3M	+17,609 (+20.6%)
20	LPL Financial LLC	100,610	0.23%	$1.3M	-28,647 (-22.2%)
21	HC Advisors, LLC	63,240	0.15%	$787K	+9,719 (+18.2%)
22	Federation des caisses Desjardins du Quebec	57,195	0.13%	$709K	-5,395 (-8.6%)
23	Wakefield Asset Management LLLP	52,741	0.12%	$657K	-12,659 (-19.4%)
24	Cetera Investment Advisers	50,145	0.12%	$624K	-18,863 (-27.3%)
25	Cerity Partners LLC	40,175	0.09%	$500K	—
26	Cannell & Spears LLC	35,000	0.08%	$436K	—
27	BANK OF MONTREAL /CAN/	34,727	0.08%	$432K	-10,064 (-22.5%)
28	JOHNSON INVESTMENT COUNSEL INC	30,000	0.07%	$374K	—
29	PRELUDE CAPITAL MANAGEMENT, LLC	30,000	0.07%	$374K	NEW
30	Cambridge Investment Research Advisors, Inc.	27,796	0.06%	$346K	+1,335 (+5.0%)
31	Bayshore Capital Advisors, LLC	26,800	0.06%	$334K	—
32	&PARTNERS	25,200	0.06%	$314K	+200 (+0.8%)
33	HUB Investment Partners, LLC	25,000	0.06%	$311K	—
34	Pekin Hardy Strauss, Inc.	24,370	0.06%	$303K	NEW
35	NATIONAL BANK OF CANADA /FI/	23,603	0.05%	$270K	-562 (-2.3%)
36	Main Street Financial Solutions, LLC	23,250	0.05%	$289K	+5,425 (+30.4%)
37	TOCQUEVILLE ASSET MANAGEMENT L.P.	23,000	0.05%	$286K	—
38	Stratos Wealth Partners, LTD.	22,529	0.05%	$280K	+300 (+1.3%)
39	XTX Topco Ltd	22,448	0.05%	$279K	-46,317 (-67.4%)
40	FIDELIS CAPITAL PARTNERS, LLC	20,000	0.05%	$249K	—
41	COMMONWEALTH EQUITY SERVICES, LLC	18,466	0.04%	$230K	+862 (+4.9%)
42	Pettinga Financial Advisors LLC	18,400	0.04%	$229K	+2,150 (+13.2%)
43	Janney Montgomery Scott LLC	18,050	0.04%	$225K	-1,000 (-5.2%)
44	JANE STREET GROUP, LLC	17,450	0.04%	$217K	-175,183 (-90.9%)
45	UBS Group AG	15,296	0.04%	$190K	-17,902 (-53.9%)
46	J.W. COLE ADVISORS, INC.	13,950	0.03%	$174K	NEW
47	INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC	12,866	0.03%	$162K	-126,652 (-90.8%)
48	DAVENPORT & Co LLC	11,689	0.03%	$146K	NEW
49	CIBC WORLD MARKET INC.	11,304	0.03%	$141K	NEW
50	HighTower Advisors, LLC	10,820	0.02%	$135K	-60,092 (-84.7%)
51	Brookstone Capital Management	10,379	0.02%	$129K	-107 (-1.0%)
52	Prospera Financial Services Inc	10,000	0.02%	$125K	—
53	Central Pacific Bank - Trust Division	8,849	0.02%	$110K	—
54	Strategic Investment Solutions, Inc. /IL	8,333	0.02%	$104K	-5,369 (-39.2%)
55	Dogwood Wealth Management LLC	6,300	0.01%	$78K	—
56	Rockefeller Capital Management L.P.	5,500	0.01%	$68K	NEW
57	AdvisorNet Financial, Inc	4,835	0.01%	$60K	—
58	Smithfield Trust Co	4,500	0.01%	$56K	NEW
59	HOLLENCREST CAPITAL MANAGEMENT	4,318	0.01%	$54K	+568 (+15.1%)
60	Ameritas Advisory Services, LLC	3,998	0.01%	$50K	NEW
61	COMPASS FINANCIAL MANAGEMENT LLC	3,915	0.01%	$54K	NEW
62	Main Street Group, LTD	3,000	0.01%	$37K	-2,000 (-40.0%)
63	IFP Advisors, Inc	3,000	0.01%	$37K	—
64	Purpose Unlimited Inc.	2,837	0.01%	$34K	NEW
65	WELLS FARGO & COMPANY/MN	2,655	0.01%	$33K	+1,655 (+165.5%)
66	NewEdge Advisors, LLC	2,545	0.01%	$32K	+625 (+32.6%)
67	HHM Wealth Advisors, LLC	1,700	0.00%	$21K	—
68	Caldwell Trust Co	1,640	0.00%	$20K	—
69	Steward Partners Investment Advisory, LLC	1,594	0.00%	$20K	-20,776 (-92.9%)
70	TD Waterhouse Canada Inc.	1,283	0.00%	$16K	-950 (-42.5%)
71	Twin Lakes Capital Management, LLC	1,000	0.00%	$12K	—
72	Ascentis Wealth Management, LLC	788	0.00%	$10K	—
73	PNC Financial Services Group, Inc.	550	0.00%	$7K	+50 (+10.0%)
74	CONTRAVISORY INVESTMENT MANAGEMENT, INC.	543	0.00%	$7K	—
75	BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC	300	0.00%	$4K	—
76	Geneos Wealth Management Inc.	300	0.00%	$4K	—
77	Parkside Financial Bank & Trust	200	0.00%	$2K	—
78	IFG Advisory, LLC	200	0.00%	$2K	—
79	HARBOUR INVESTMENTS, INC.	25	0.00%	$311	—

Exited since 2026-03-31 (12 filers; largest 12 shown)

Logan Stone Capital, LLC	−537,219
VectorGlobal IAG, Inc.	−79,492
Private Advisor Group, LLC	−33,699
LAFFER TENGLER INVESTMENTS, INC.	−20,000
Wealthcare Advisory Partners LLC	−15,917
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	−15,225
Advisory Services Network, LLC	−5,550
Ancora Advisors LLC	−2,000
Tower Research Capital LLC (TRC)	−1,479
Lodestone Wealth Management LLC	−1,000
Rossby Financial, LCC	−590
CREATIVE FINANCIAL DESIGNS INC /ADV	−19

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
RAYMOND JAMES & ASSOCIATES	SCHEDULE 13G	2025-10-23	2025-09-30	505,516	5.1%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.