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LiveOne, Inc.

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Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

LiveOne, Inc.

CIK 0001491419LVO· quarter ending 2026-06-30
Shares outstanding
13,711,789
as of 2026-08-12 · 10-Q cover page, filed 2026-08-14
Held by 13F filers
1,774,885
12.9% of shares outstanding
Holders
31
-1 vs 2026-03-31 · 3 new, 4 exited
Value
$11.4M
shares +4.9% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-14, as of 2026-08-12)

ClassListedShares outstandingHeld by 13F filers% of classHoldersCUSIP
Common stockLVO · NASDAQ13,711,7891,774,88512.9%3153814X300

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine
CountCUSIPClass (as filers write it)HoldersShares heldClass shares% of classValueOptionsMapped via
53814X300COM NEW311,774,88513,711,78912.9%$11.4M2 call / 2 put13DGholders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 1 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (31 of 31 · 53814X300)

change vs 2026-03-31
#FilerShares% of classValueChange
1VANGUARD CAPITAL MANAGEMENT LLC401,0042.92%$2.6M+27,932 (+7.5%)
2FMR LLC366,6642.67%$2.3M-23,000 (-5.9%)
3KENNEDY CAPITAL MANAGEMENT LLC363,5642.65%$2.3M+209,611 (+136.2%)
4BlackRock, Inc.136,8561.00%$876K+36,266 (+36.1%)
5GEODE CAPITAL MANAGEMENT, LLC129,3670.94%$828K-2,381 (-1.8%)
6VANGUARD FIDUCIARY TRUST CO73,9150.54%$473K+14,833 (+25.1%)
7RENAISSANCE TECHNOLOGIES LLC64,0980.47%$410K+390 (+0.6%)
8MILLENNIUM MANAGEMENT LLC44,1930.32%$283K-24,564 (-35.7%)
9STATE STREET CORP33,6250.25%$215K—
10NORTHERN TRUST CORP26,8680.20%$172K+8,560 (+46.8%)
11SEI INVESTMENTS CO24,5380.18%$157K+2,960 (+13.7%)
12ESSEX INVESTMENT MANAGEMENT CO LLC24,4940.18%$157K-41 (-0.2%)
13CITADEL ADVISORS LLC21,3230.16%$136K-38,355 (-64.3%)
14Pingora Partners LLC15,6420.11%$100K-2,000 (-11.3%)
15Crewe Advisors LLC15,0000.11%$96KNEW
16JANE STREET GROUP, LLC14,8690.11%$95K-43,464 (-74.5%)
17MORGAN STANLEY5,2800.04%$34K—
18WELLS FARGO & COMPANY/MN2,7320.02%$17K—
19ROYAL BANK OF CANADA2,4370.02%$16K-825 (-25.3%)
20Vanguard Global Advisers, LLC2,3750.02%$15K—
21SIMPLEX TRADING, LLC1,9270.01%$12KNEW
22OSAIC HOLDINGS, INC.1,5720.01%$10K-600 (-27.6%)
23Rockefeller Capital Management L.P.1,0000.01%$6K—
24GROUP ONE TRADING LLC7570.01%$5K-7 (-0.9%)
25UBS Group AG4690.00%$3K-5,377 (-92.0%)
26Triumph Capital Management2000.00%$1K—
27SBI Securities Co., Ltd.470.00%$301—
28Tower Research Capital LLC (TRC)340.00%$218-2,954 (-98.9%)
29Silver Grove Financial Group, Inc.200.00%$128—
30BNP PARIBAS FINANCIAL MARKETS130.00%$83—
31Caitong International Asset Management Co., Ltd20.00%$13NEW
Exited since 2026-03-31 (4 filers; largest 4 shown)
Permanens Capital L.P.−78,823
BANK OF AMERICA CORP /DE/−12,311
CITIGROUP INC−1
Optiver Holding B.V.−1

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting personFormFiledEventShares% of class
FMR LLCSCHEDULE 13G/A2026-05-062026-03-31389,6643.3%
Abigail P. JohnsonSCHEDULE 13G/A2026-05-062026-03-31389,6643.3%
NMI Co-Invest GP, L.L.C.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
NM Otis Co-Invest, L.P.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Broadcast Music, Inc.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Broadcast Music, LLCSCHEDULE 13G2026-04-242026-04-241,000,0007.6%
BMI Funding, LLCSCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Steven B. KlinskySCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Otis Topco, L.P.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
BMI Guarantor SPE, LLCSCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Otis Intermediate, Inc.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Otis Parent, Inc.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Otis Topco GP, L.L.C.SCHEDULE 13G2026-04-242026-04-241,000,0007.6%
Robert S. EllinSCHEDULE 13D/A2025-07-242025-07-1523,969,61822.8%
JJAT Corp.SCHEDULE 13D/A2025-07-242025-07-156,817,8106.7%
Trinad Capital Management, LLCSCHEDULE 13D/A2025-07-242025-07-1514,395,47513.8%
Trinad Capital Master Fund, Ltd.SCHEDULE 13D/A2025-07-242025-07-1513,679,25913.1%
BlackRock, Inc.SCHEDULE 13G/A2025-07-172025-06-301,304,2851.3%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.