Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

ANAVEX LIFE SCIENCES CORP.

CIK 0001314052AVXL· quarter ending 2026-06-30

Shares outstanding

92,696,842

as of 2026-08-28 · 10-Q cover page, filed 2026-08-28

Held by 13F filers

36,975,848

39.9% of shares outstanding

Holders

180

-10 vs 2026-03-31 · 25 new, 35 exited

Value

$95.9M

shares -7.5% vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-28, as of 2026-08-28)

Class	Listed	Shares outstanding	Held by 13F filers	% of class	Holders	CUSIP
Common stock	AVXL · NASDAQ	92,696,842	36,975,848	39.9%	180	032797300

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine

Count	CUSIP	Class (as filers write it)	Holders	Shares held	Class shares	% of class	Value	Options	Mapped via
	032797300	COM NEW	180	36,975,848	92,696,842	39.9%	$95.9M	7 call / 3 put	13DG	holders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 1 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (180 of 180 · 032797300)

change vs 2026-03-31

#	Filer	Shares	% of class	Value	Change
1	BlackRock, Inc.	8,055,628	8.69%	$20.9M	+446,010 (+5.9%)
2	VANGUARD CAPITAL MANAGEMENT LLC	4,054,589	4.37%	$10.5M	+190,639 (+4.9%)
3	TWO SIGMA INVESTMENTS, LP	3,046,538	3.29%	$7.9M	-201,350 (-6.2%)
4	GEODE CAPITAL MANAGEMENT, LLC	2,407,473	2.60%	$6.2M	+219,198 (+10.0%)
5	STATE STREET CORP	1,922,770	2.07%	$5.0M	-2,589,258 (-57.4%)
6	FEDERATED HERMES, INC.	1,071,809	1.16%	$2.8M	+539,557 (+101.4%)
7	AQR CAPITAL MANAGEMENT LLC	963,014	1.04%	$2.5M	+206,222 (+27.2%)
8	VANGUARD PORTFOLIO MANAGEMENT LLC	948,633	1.02%	$2.5M	+165,485 (+21.1%)
9	Summit Financial, LLC	909,430	0.98%	$2.4M	-31,025 (-3.3%)
10	GOLDMAN SACHS GROUP INC	890,634	0.96%	$2.3M	+86,199 (+10.7%)
11	MARSHALL WACE, LLP	889,523	0.96%	$2.3M	+470,026 (+112.0%)
12	NORTHERN TRUST CORP	784,494	0.85%	$2.0M	+59,307 (+8.2%)
13	BARCLAYS PLC	754,226	0.81%	$2.0M	+215,949 (+40.1%)
14	CHARLES SCHWAB INVESTMENT MANAGEMENT INC	734,795	0.79%	$1.9M	-21,763 (-2.9%)
15	BANK OF AMERICA CORP /DE/	654,295	0.71%	$1.7M	-208,855 (-24.2%)
16	VANGUARD FIDUCIARY TRUST CO	621,451	0.67%	$1.6M	-25,718 (-4.0%)
17	UBS Group AG	620,374	0.67%	$1.6M	+50,418 (+8.8%)
18	Private Advisor Group, LLC	504,000	0.54%	$1.3M	+4,300 (+0.9%)
19	LPL Financial LLC	406,109	0.44%	$1.1M	-12,531 (-3.0%)
20	STIFEL FINANCIAL CORP	332,597	0.36%	$861K	+95,793 (+40.5%)
21	CITADEL ADVISORS LLC	329,115	0.36%	$852K	-230,320 (-41.2%)
22	PVG ASSET MANAGEMENT CORP	327,344	0.35%	$848K	-200 (-0.1%)
23	SUSQUEHANNA INTERNATIONAL GROUP, LLP	319,529	0.34%	$828K	-676,134 (-67.9%)
24	Bank of New York Mellon Corp	288,199	0.31%	$746K	+40,350 (+16.3%)
25	Apella Capital, LLC	227,995	0.25%	$618K	+74,989 (+49.0%)
26	CANADA PENSION PLAN INVESTMENT BOARD	201,800	0.22%	$523K	+63,500 (+45.9%)
27	MORGAN STANLEY	194,963	0.21%	$505K	-162,784 (-45.5%)
28	Nuveen, LLC	182,722	0.20%	$473K	+13,566 (+8.0%)
29	Point72 Asset Management, L.P.	157,486	0.17%	$408K	NEW
30	ENVESTNET ASSET MANAGEMENT INC	146,330	0.16%	$379K	+17,155 (+13.3%)
31	ALLIANCEBERNSTEIN L.P.	146,300	0.16%	$449K	+31,100 (+27.0%)
32	BRIDGEWAY CAPITAL MANAGEMENT, LLC	123,000	0.13%	$319K	NEW
33	WELLS FARGO & COMPANY/MN	116,674	0.13%	$302K	+37,229 (+46.9%)
34	D. E. Shaw & Co., Inc.	115,462	0.12%	$299K	+70,606 (+157.4%)
35	IEQ CAPITAL, LLC	114,248	0.12%	$296K	+45,147 (+65.3%)
36	RHUMBLINE ADVISERS	112,049	0.12%	$290K	+5,911 (+5.6%)
37	Invesco Ltd.	109,948	0.12%	$285K	+37,518 (+51.8%)
38	HSBC HOLDINGS PLC	102,925	0.11%	$270K	-4,931 (-4.6%)
39	LOS ANGELES CAPITAL MANAGEMENT LLC	96,925	0.10%	$251K	+96,298 (+15358.5%)
40	ALPS ADVISORS INC	94,051	0.10%	$244K	+18,608 (+24.7%)
41	Cerity Partners LLC	88,356	0.10%	$229K	+74,186 (+523.5%)
42	Hikari Power Ltd	85,585	0.09%	$222K	—
43	DEUTSCHE BANK AG\	79,332	0.09%	$205K	+4,437 (+5.9%)
44	Cetera Investment Advisers	75,121	0.08%	$195K	+20,984 (+38.8%)
45	SHEETS SMITH WEALTH MANAGEMENT	71,259	0.08%	$185K	-46,546 (-39.5%)
46	180 WEALTH ADVISORS, LLC	71,030	0.08%	$184K	-48,445 (-40.5%)
47	Mariner, LLC	67,135	0.07%	$174K	+14,214 (+26.9%)
48	PRICE T ROWE ASSOCIATES INC /MD/	66,718	0.07%	$173K	+3,492 (+5.5%)
49	PNC Financial Services Group, Inc.	66,622	0.07%	$173K	+4,530 (+7.3%)
50	LexAurum Advisors, LLC	65,050	0.07%	$168K	-2,400 (-3.6%)
51	Voleon Capital Management LP	63,505	0.07%	$164K	NEW
52	MILLENNIUM MANAGEMENT LLC	60,483	0.07%	$157K	NEW
53	FMR LLC	60,024	0.06%	$155K	+51,529 (+606.6%)
54	Creative Planning	59,780	0.06%	$155K	-48,569 (-44.8%)
55	AMERIPRISE FINANCIAL INC	59,095	0.06%	$153K	-15,278 (-20.5%)
56	Abel Hall, LLC	56,832	0.06%	$147K	NEW
57	CITIGROUP INC	53,742	0.06%	$139K	+24,761 (+85.4%)
58	MetLife Investment Management, LLC	51,627	0.06%	$134K	+16,197 (+45.7%)
59	Geneos Wealth Management Inc.	48,100	0.05%	$125K	-500 (-1.0%)
60	Hayek Kallen Investment Management	47,109	0.05%	$122K	—
61	JPMORGAN CHASE & CO	46,767	0.05%	$122K	-3,402 (-6.8%)
62	MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd.	42,453	0.05%	$110K	-7,349 (-14.8%)
63	AXQ CAPITAL, LP	40,748	0.04%	$106K	+29,327 (+256.8%)
64	Snowden Capital Advisors LLC	40,484	0.04%	$105K	-630 (-1.5%)
65	Foster Victor Wealth Advisors, LLC	39,925	0.04%	$97K	—
66	BANK OF MONTREAL /CAN/	39,510	0.04%	$102K	-1,183 (-2.9%)
67	Squarepoint Ops LLC	38,423	0.04%	$100K	NEW
68	Carnegie Investment Counsel	38,228	0.04%	$99K	-29,350 (-43.4%)
69	Opus Capital Group, LLC	37,700	0.04%	$98K	—
70	NewEdge Advisors, LLC	36,890	0.04%	$96K	+157 (+0.4%)
71	OSAIC HOLDINGS, INC.	34,466	0.04%	$89K	-4,174 (-10.8%)
72	Vanguard Global Advisers, LLC	34,108	0.04%	$88K	—
73	SIMPLEX TRADING, LLC	32,889	0.04%	$85K	-14,978 (-31.3%)
74	XTX Topco Ltd	32,716	0.04%	$85K	-225,355 (-87.3%)
75	WEALTH ENHANCEMENT ADVISORY SERVICES, LLC	31,132	0.03%	$78K	+1,597 (+5.4%)
76	Independent Advisor Alliance	30,568	0.03%	$79K	-8 (-0.0%)
77	Forum Financial Management, LP	30,100	0.03%	$78K	—
78	CHOREO, LLC	29,709	0.03%	$77K	-1,790 (-5.7%)
79	BNP PARIBAS FINANCIAL MARKETS	29,316	0.03%	$76K	+903 (+3.2%)
80	MERCER GLOBAL ADVISORS INC /ADV	28,723	0.03%	$74K	+13,718 (+91.4%)
81	Cambridge Investment Research Advisors, Inc.	27,920	0.03%	$72K	+12,960 (+86.6%)
82	Schonfeld Strategic Advisors LLC	27,577	0.03%	$71K	NEW
83	DIMENSIONAL FUND ADVISORS LP	27,238	0.03%	$71K	—
84	MANUFACTURERS LIFE INSURANCE COMPANY, THE	25,886	0.03%	$67K	+1,535 (+6.3%)
85	Atria Investments, Inc	25,504	0.03%	$66K	-7,725 (-23.2%)
86	Russell Investments Group, Ltd.	23,490	0.03%	$61K	+17,150 (+270.5%)
87	Beacon Pointe Advisors, LLC	23,185	0.03%	$60K	+185 (+0.8%)
88	Police & Firemen's Retirement System of New Jersey	23,092	0.02%	$60K	—
89	Jain Global LLC	22,002	0.02%	$57K	NEW
90	INTECH INVESTMENT MANAGEMENT LLC	21,533	0.02%	$56K	-2,066 (-8.8%)
91	Dana Investment Advisors, Inc.	20,406	0.02%	$53K	—
92	TUDOR INVESTMENT CORP ET AL	20,377	0.02%	$53K	-22,331 (-52.3%)
93	STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM	20,345	0.02%	$53K	—
94	Hamilton Point Investment Advisors, LLC	20,300	0.02%	$53K	—
95	VOYA INVESTMENT MANAGEMENT LLC	19,435	0.02%	$50K	+4,455 (+29.7%)
96	Advisory Alpha, LLC	18,839	0.02%	$49K	+6,506 (+52.8%)
97	StoneX Group Inc.	18,679	0.02%	$51K	NEW
98	NEW YORK STATE COMMON RETIREMENT FUND	18,209	0.02%	$47K	—
99	Gladstone Institutional Advisory LLC	17,671	0.02%	$46K	-54,710 (-75.6%)
100	Innovative Asset Advisors Group, LLC	17,350	0.02%	$45K	-3,750 (-17.8%)
101	Corient Private Wealth LP	17,072	0.02%	$44K	-1,332 (-7.2%)
102	Integrated Wealth Concepts LLC	16,902	0.02%	$44K	+1,374 (+8.8%)
103	DELTA ASSET MANAGEMENT LLC/TN	16,000	0.02%	$41K	—
104	Baird Financial Group, Inc.	15,528	0.02%	$40K	NEW
105	NEUBERGER BERMAN GROUP LLC	15,188	0.02%	$39K	NEW
106	PRUDENTIAL FINANCIAL INC	15,155	0.02%	$39K	+2,180 (+16.8%)
107	ProShare Advisors LLC	15,109	0.02%	$39K	-1,720 (-10.2%)
108	Thomasville National Bank	15,000	0.02%	$39K	NEW
109	China Universal Asset Management Co., Ltd.	14,749	0.02%	$38K	-1,696 (-10.3%)
110	Graetz Wealth LLC	14,044	0.02%	$36K	—
111	Yukon Wealth Management, Inc.	13,992	0.02%	$36K	+1,947 (+16.2%)
112	Penserra Capital Management LLC	13,216	0.01%	$34K	NEW
113	Defiance ETFs, LLC	13,216	0.01%	$34K	NEW
114	Rockefeller Capital Management L.P.	13,212	0.01%	$34K	-4,882 (-27.0%)
115	RAYMOND JAMES FINANCIAL INC	12,943	0.01%	$34K	-9,490 (-42.3%)
116	Quantinno Capital Management LP	12,733	0.01%	$33K	-41,814 (-76.7%)
117	Massar Capital Management, LP	12,729	0.01%	$33K	NEW
118	SEI INVESTMENTS CO	11,611	0.01%	$30K	—
119	BNC WEALTH MANAGEMENT, LLC	11,250	0.01%	$29K	—
120	Visionary Wealth Advisors	10,890	0.01%	$28K	NEW
121	CAPTRUST FINANCIAL ADVISORS	10,784	0.01%	$28K	NEW
122	Focus Partners Wealth	10,551	0.01%	$27K	-61 (-0.6%)
123	VICTORY CAPITAL MANAGEMENT INC	10,379	0.01%	$27K	+104 (+1.0%)
124	Premier Path Wealth Partners, LLC	10,000	0.01%	$26K	—
125	Legal & General Group Plc	9,895	0.01%	$26K	-5,579 (-36.1%)
126	Arax Advisory Partners	8,558	0.01%	$22K	+7,924 (+1249.8%)
127	Tower Research Capital LLC (TRC)	8,463	0.01%	$22K	-6,085 (-41.8%)
128	Strategic Family Wealth Counselors, L.L.C.	8,045	0.01%	$21K	—
129	Ameritas Investment Partners, Inc.	6,984	0.01%	$18K	—
130	Optiver Holding B.V.	6,652	0.01%	$17K	NEW
131	NISA INVESTMENT ADVISORS, LLC	6,192	0.01%	$16K	+5,798 (+1471.6%)
132	N.E.W. Advisory Services LLC	5,893	0.01%	$15K	—
133	US BANCORP \DE\	5,000	0.01%	$13K	-670 (-11.8%)
134	JONES FINANCIAL COMPANIES LLLP	4,350	0.00%	$11K	+880 (+25.4%)
135	Mirae Asset Global Investments Co., Ltd.	4,145	0.00%	$11K	-689 (-14.3%)
136	Activest Wealth Management	4,001	0.00%	$10K	—
137	ROYAL BANK OF CANADA	3,621	0.00%	$9K	-1,106 (-23.4%)
138	Caitong International Asset Management Co., Ltd	3,212	0.00%	$8K	-1,631 (-33.7%)
139	Millstone Evans Group, LLC	3,000	0.00%	$8K	—
140	FIFTH THIRD BANCORP	2,659	0.00%	$7K	-2,454 (-48.0%)
141	Spire Wealth Management	2,645	0.00%	$7K	—
142	IFP Advisors, Inc	2,458	0.00%	$6K	+368 (+17.6%)
143	Farther Finance Advisors, LLC	2,358	0.00%	$6K	+107 (+4.8%)
144	Vermillion Wealth Management, Inc.	2,000	0.00%	$5K	—
145	GF FUND MANAGEMENT CO. LTD.	1,964	0.00%	$5K	-30 (-1.5%)
146	Smartleaf Asset Management LLC	1,941	0.00%	$5K	—
147	IAG Wealth Partners, LLC	1,880	0.00%	$5K	—
148	Sterling Capital Management LLC	1,604	0.00%	$4K	+1,043 (+185.9%)
149	Kilter Group LLC	1,597	0.00%	$4K	—
150	EverSource Wealth Advisors, LLC	1,511	0.00%	$4K	+258 (+20.6%)
151	Essential Partners LLC	1,483	0.00%	$4K	+334 (+29.1%)
152	CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM	1,226	0.00%	$3K	-3,538 (-74.3%)
153	POM Investment Strategies, LLC	1,000	0.00%	$3K	—
154	NATIONAL BANK OF CANADA /FI/	1,000	0.00%	$3K	-500 (-33.3%)
155	SBI Securities Co., Ltd.	874	0.00%	$2K	-705 (-44.6%)
156	HARBOUR INVESTMENTS, INC.	850	0.00%	$2K	—
157	Allworth Financial LP	834	0.00%	$2K	-1,131 (-57.6%)
158	ROTHSCHILD INVESTMENT LLC	723	0.00%	$2K	+239 (+49.4%)
159	EFG International AG	700	0.00%	$2K	NEW
160	Capital Advisors, Ltd. LLC	484	0.00%	$1K	NEW
161	SECURITY NATIONAL BANK OF SIOUX CITY IOWA /IA/	475	0.00%	$1K	NEW
162	AMERIFLEX GROUP, INC.	423	0.00%	$1K	—
163	NATIXIS	360	0.00%	$932	NEW
164	Quarry LP	333	0.00%	$862	NEW
165	Walleye Capital LLC	302	0.00%	$782	-96 (-24.1%)
166	Fortitude Family Office, LLC	299	0.00%	$774	+182 (+155.6%)
167	Parallel Advisors, LLC	250	0.00%	$648	-394 (-61.2%)
168	Wealth Enhancement Trust Services, Inc.	238	0.00%	$616	NEW
169	UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC	222	0.00%	$575	—
170	True Wealth Design, LLC	209	0.00%	$542	+41 (+24.4%)
171	Coston, McIsaac & Partners	200	0.00%	$0	—
172	NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO	150	0.00%	$388	-2,242 (-93.7%)
173	S&T Bank/PA	100	0.00%	$259	—
174	Clearstead Advisors, LLC	95	0.00%	$247	NEW
175	GAMMA Investing LLC	90	0.00%	$233	-290 (-76.3%)
176	Covestor Ltd	70	0.00%	$0	+50 (+250.0%)
177	SJS Investment Consulting Inc.	67	0.00%	$174	+5 (+8.1%)
178	TSFG, LLC	30	0.00%	$0	—
179	Zurcher Kantonalbank (Zurich Cantonalbank)	19	0.00%	$49	—
180	Basecamp Wealth Advisors LLC	16	0.00%	$41	+15 (+1500.0%)

Exited since 2026-03-31 (35 filers; largest 25 shown)

JANE STREET GROUP, LLC	−725,003
HRT FINANCIAL LP	−657,877
RENAISSANCE TECHNOLOGIES LLC	−276,800
WELLINGTON MANAGEMENT GROUP LLP	−219,090
Rafferty Asset Management, LLC	−143,750
FRANKLIN RESOURCES INC	−71,908
Brevan Howard Capital Management LP	−69,638
PROFUND ADVISORS LLC	−64,223
Quadrature Capital Ltd	−60,336
GSA CAPITAL PARTNERS LLP	−43,447
CWM, LLC	−34,760
TWO SIGMA SECURITIES, LLC	−24,201
Virtu Financial LLC	−20,609
Connor, Clark & Lunn Investment Management Ltd.	−19,655
E Fund Management Co., Ltd.	−18,070
Headlands Technologies LLC	−17,167
October Effect Ltd	−15,250
GROUP ONE TRADING LLC	−15,058
HBW ADVISORY SERVICES LLC	−14,016
COMMONWEALTH EQUITY SERVICES, LLC	−10,513
Quantbot Technologies LP	−1,730
Steward Partners Investment Advisory, LLC	−1,500
MAI Capital Management	−1,409
Advisory Services Network, LLC	−1,200
SIGNATUREFD, LLC	−871

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting person	Form	Filed	Event	Shares	% of class
Vanguard Capital Management	SCHEDULE 13G	2026-07-31	2026-06-30	4,663,459	5.03%
The Vanguard Group	SCHEDULE 13G/A	2026-03-26	2026-03-13	0	0%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.