Institutional HoldersBeta

Who holds a company, from every 13F filed for the quarter, one row per filer exactly as filed, against the latest share count the company reported.

APPLIED OPTOELECTRONICS, INC.

CIK 0001158114AAOI· quarter ending 2026-06-30
Shares outstanding
84,569,237
Held by 13F filers
116,090,000
selection includes debt or preferreds — no % of shares outstanding
Holders
9
+9 vs 2026-03-31 · 9 new, 0 exited
Value
$362.6M
shares +— vs prior quarter

Share classes (cover page of the 10-Q filed 2026-08-06, as of 2026-08-03)

ClassListedShares outstandingHeld by 13F filers% of classHoldersCUSIP
Common stockAAOI · NASDAQ84,569,23751,133,55260.5%48403823U102

Each class is compared with its own share count; classes are not added together. A class that is not exchange-listed cannot be held by 13F filers.

Securities (CUSIPs held in 13F this quarter)

tick to combine
CountCUSIPClass (as filers write it)HoldersShares heldClass shares% of classValueOptionsMapped via
03823U102COM48451,133,55284,569,23760.5%$7.6B32 call / 29 put13DGholders →
03823UAF9NOTE 2.750% 1/1not common9
$116.1M principal
——$362.6M—prefixholders →
03823UAE2NOTE 2.750% 1/1not common17,000,000——$25.0M—NPORTholders →
03823UAD4NOTE 5.250%12/1not common12,458——$575K—prefixholders →

Totals combine the ticked CUSIPs and update as you tick: common-stock classes by default; preferreds, notes, warrants and depositary shares are listed but not counted. "holders →" shows a single CUSIP on its own. Bonds are held as a principal amount, not shares. Options positions are never counted as holdings. 2 further CUSIPs map to this company (mostly bonds) but no 13F filer held them this quarter.

Top holders (9 of 9 · 03823UAF9)

change vs 2026-03-31
#FilerShares / principal% of classValueChange
1Linden Advisors LP46,791,000—$165.5MNEW
2D. E. Shaw & Co., Inc.23,089,000—$82.6MNEW
3LAZARD ASSET MANAGEMENT LLC14,132,000—$504KNEW
4Graham Capital Management, L.P.14,006,000—$49.9MNEW
5BNP PARIBAS FINANCIAL MARKETS13,458,000—$47.7MNEW
6Context Capital Management, LLC1,948,000—$6.9MNEW
7FMR LLC1,770,000—$6.3MNEW
8AGF MANAGEMENT LTD450,000—$1.6MNEW
9LORD, ABBETT & CO. LLC446,000—$1.6MNEW

Large holders from 13D/13G (latest per reporting person, last 2 years)

Filed when a holder crosses 5% or changes materially, so often more current than the quarter-end 13F. Percentages are the filer's own, against the share count they used.

Reporting personFormFiledEventShares% of class
Jane Street Singapore Pte. LtdSCHEDULE 13G/A2026-08-102026-06-302280%
JANE STREET GROUP, LLCSCHEDULE 13G/A2026-08-102026-06-301,952,7572.4%
Jane Street Global Trading, LLCSCHEDULE 13G/A2026-08-102026-06-301,1940%
Jane Street Capital, LLCSCHEDULE 13G/A2026-08-102026-06-301,951,3352.4%
Jane Street Options, LLCSCHEDULE 13G/A2026-08-102026-06-3000%
BlackRock, Inc.SCHEDULE 13G/A2026-07-272026-06-304,342,7975.4%
Marex Group plcSCHEDULE 13G2026-05-132026-05-084,486,2925.6%
Marex Securities Products Inc.SCHEDULE 13G2026-05-132026-05-084,486,2925.6%
Invesco Ltd.SCHEDULE 13G/A2026-05-062026-03-312,014,4052.7%
The Vanguard GroupSCHEDULE 13G/A2026-03-262026-03-1300%
JPMORGAN CHASE & CO.SCHEDULE 13G/A2025-11-042025-10-312,800,8824.4%
David E. ShawSCHEDULE 13G/A2025-05-152025-03-312,239,3374.2%
D. E. Shaw & Co., L.P.SCHEDULE 13G/A2025-05-152025-03-312,239,3374.2%
D. E. Shaw & Co., L.L.C.SCHEDULE 13G/A2025-05-152025-03-312,238,0694.2%

Source: SEC Form 13F-HR information tables for the quarter ending 2026-06-30 (filed within 45 days of quarter end; amendments applied; values normalised to dollars), the share count from the company's latest 10-K/10-Q XBRL cover page, and Schedule 13D/13G filings. Each row is a legal 13F filer as filed — related entities (e.g. Vanguard's advisers) are not merged. Retail brokerage accounts are not reported on 13F, so the remainder is mostly retail and insiders.